| COMPANY | SYMBOL | PRICE | Shares | Trade Date | UNDERWRITER (S) |
| 36Kr Holdings Inc. | KRKR | $14.50-$17.50 | 1.38 million ADSs | 11/8/2019 | Credit Suisse, CICC |
| Advantage Insurance Inc. | AVI | TBD | TBD | 0/0/0 | TBD |
| Advantage Solutions, Inc. | ADV | Postponed | Postponed | 0/0/0 | Goldman Sachs, Morgan Stanley |
| AFC Gamma, Inc. | AFCG | $19.00-$19.00 | 6.25 million | 3/19/2021 | JMP Securities, Ladenburg Thalmann, Seaport Global |
| Aleph Group, Inc | ALEF | TBD | TBD | 0/0/0 | J.P. Morgan, Citigroup, Goldman Sachs, BofA Securities, UBS, Deutsche Bank, BNP PARIBAS, Macquarie Capital |
| Alpine Income Property Trust, Inc. | PINE | $19.00-$21.00 | 7.5 million | 11/22/2019 | Raymond James, Baird, B.Riley FBR, BMO Capital Markets |
| American Healthcare REIT Inc | AHR | $12.00-$15.00 | 56 million | 2/7/2024 | BofA Securities, Morgan Stanley, KeyBanc Capital, Citigroup,RBC Capital, Barclays, Truist Securities |
| Americold Realty Trust | COLD | $14.00-$16.00 | 45.3 million | 1/19/2018 | BofA Merrill Lynch, J.P. Morgan, RBC Capital |
| AmeriHome, Inc. | AHM | Withdrawn | Withdrawn | 0/0/0 | Credit Suisse Securities, Goldman Sachs, J.P. Morgan Securities, Wells Fargo, Barclays Capital, BofA Securities, Citigroup RBC Capital Markets UBS Investment Bank |
| Angel Oak Mortgage, Inc. | AOMR | $20.00-$21.00 | 7.2 million | 6/17/2021 | Wells Fargo, BofA Securities, Morgan Stanley, UBS Investment Bank, B.Riley Securities |
| AquaVenture Holdings LLC | WAAS | $18.00-$20.00 | 6.5 million | 10/6/2016 | Citigroup, Deutsche Bank Securities, RBC Capital Markets
|
| Aspen Insurance Holdings Limited | TBD | TBD | TBD | 0/0/0 | Goldman Sachs, Citigroup, Jefferies |
| Aspen REIT, Inc. | AJAX | Postponed | Postponed | 0/0/0 | Maxim Group |
| Aspire Real Estate Investors, Inc. | ASPI | Postponed | Postponed | 11/17/2020 | Morgan Stanley, B. Riley Securities, Wells Fargo Securities, BMO Capital Markets, KeyBanc Capital Markets |
| Authentic Brands Group Inc. | AUTH | Withdrawn | Withdrawn | 0/0/0 | BofA Securities, J.P. Morgan, Goldman Sachs, Jefferies, UBS Investment Bank, Wells Fargo Securities, Cowen, Guggenheim Securities, KeyBanc Capital |
| BancTec, Inc. | BTEC | TBD | TBD | 0/0/0 | William Blair |
| BEST, Inc. | BSTI | $13.00-$15.00 | 45 million ADSs | 9/20/2017 | Citigroup, Credit Suisse, Goldman Sachs, J.P. Morgan, Deutsche Bank |
| Bowhead Specialty Holdings Inc. | BOW | TBD | TBD | 0/0/0 | J.P. Morgan, Morgan Stanley, Keefe Bruyette & Woods |
| Braze, Inc. | BRZE | $55.00-$60.00 | 8 million | 11/17/2021 | Goldman Sachs, JP Morgan, Barclays, Piper Sandler, William Blair |
| Bridge Investment Group Holdings Inc | BRDG | $15.00-$17.00 | 18.75 million | 7/16/2021 | Morgan Stanley, JP Morgan, Citigroup, Wells Fargo, UBS Investment Bank |
| Brightstar Corp. | STAR | TBD | TBD | 0/0/0 | Goldman Sachs, J.P. Morgan, Barclays Capital, Credit Suisse, Jefferies |
| Broadstone Net Lease Inc. | BNL | $17.00-$19.00 | 33.5 million | 9/17/2020 | J.P. Morgan, Goldman Sachs, BMO Capital Markets, Morgan Stanley, Capital One Securities, Truist Securities |
| BRP Group, Inc. | BRP | $14.00-$16.00 | 16.4 million | 10/24/2019 | J.P. Morgan, BofA Merrill Lynch, Jefferies, Wells Fargo Securities |
| Caliber Home Loans, Inc. | HOMS | Withdrawn | Withdrawn | 0/0/0 | Credit Suisse, Goldman Sachs, Barclays, BofA Securities, Citigroup, UBS Investment Bank, Wells Fargo Securities |
| Caliburn International Corporation | CLBR | Withdrawn | Withdrawn | 0/0/0 | Jefferies, BofA Merrill Lynch, SunTrust Robinson Humphrey |
| Chicago Atlantic Real Estate Finance, Inc. | REFI | $16.00-$18.00 | 6.25 million | 12/8/2021 | JMP Securities, Compass Point, Oppenheimer |
| Chindata Group Holdings Limited | CD | $11.50-$13.50 | 40 million ADSs | 9/30/2020 | Morgan Stanley, Citigroup |
| Clipper Realty, Inc. | CLPR | $13.50-$15.50 | 5.7 million | 2/10/2017 | FBR, Raymond James |
| CS Disco, Inc. | LAW | $30.00-$31.00 | 7 million | 7/21/2021 | JP Morgan, BofA Securities, Citigroup, Jefferies |
| Cushman & Wakefield plc | CWK | $16.00-$18.00 | 45 million | 8/2/2018 | Morgan Stanley, J.P. Morgan, Goldman Sachs, UBS |
| ECM Realty Trust | ECMR | TBD | TBD | 0/0/0 | Wells Fargo Securities, Citigroup, BofA Merrill Lynch |
| ECMOHO Limited | MOHO | $10.00-$12.00 | 4.375 million ADSs | 11/8/2019 | UBS, CICC, AMTD |
| Emerald Expositions Events, Inc. | EEX | $18.00-$20.00 | 15.5 million | 4/28/2017 | BofA Merrill Lynch, Barclays, Goldman Sachs & Co. |
| Enact Holdings, Inc | ACT | $19.00-$20.00 | 13.3 million | 9/16/2021 | Goldman Sachs, JP Morgan, BofA Securities, Credit Suisse |
| Essential Properties Realty Trust, Inc. | EPRT | $14.00-$17.00 | 32.5 million | 6/21/2018 | Goldman Sachs, Citigroup, Barclays, BofA Merrill Lynch, Credit Suisse |
| ETRE Residential | EPNT | Withdrawn | Withdrawn | 0/0/0 | Joseph Gunnar & Co. |
| Fathom Holdings | FTHM | $7.00-$9.00 | 3.4 million | 7/31/2020 | Roth Capital |
| Fidelis Insurance Holdings Limited | FIHL | $16.00-$19.00 | 15 million | 6/29/2023 | J.P. Morgan, Barclays, Jefferies, Keefe Bruyette & Woods, BMO Capital, Citigroup, Credit Suisse |
| Five Point Holdings, LLC | FPH | $18.00-$20.00 | 21 million | 5/10/2017 | Citigroup, J.P. Morgan, RBC Capital Markets, Wells Fargo Securities |
| Four Springs Capital Trust | FSPR | Postponed | Postponed | 1/20/2022 | Morgan Stanley, Goldman Sachs, Wells Fargo Securities, Mizuho Securities, Scotia Bank, Wolfe Nomura Alliance, Berenberg |
| Freehold Properties, Inc. | FHP | Withdrawn | Withdrawn | 0/0/0 | Stifel, Cowen |
| FWD Group Holdings Limited | FWD | Withdrawn | Withdrawn | 0/0/0 | Morgan Stanley, Goldman Sachs, J.P. Morgan |
| Gadsden Growth Properties, Inc. | GADS | Withdrawn | Withdrawn | 0/0/0 | National Securities |
| Gerson Lehrman Group, Inc. | GLGX | Withdrawn | Withdrawn | 0/0/0 | Morgan Stanley, Goldman Sachs, BofA Securities, Barclays, Jefferies, Baird, William Blair |
| GFL Environmental Holdings Inc. | GFL | $20.00-$21.00 | 75.0 million | 3/3/2020 | J.P. Morgan, BMO Capital Markets, Goldman Sachs, RBC Capital Markets, Scotiabank, Barclays, BC Partners, Raymond James, Stifel, TD Securities |
| Goosehead Insurance, Inc. | GSHD | $14.00-$16.00 | 8.5 million | 4/27/2018 | J.P. Morgan, BofA Merrill Lynch |
| Granite Point Mortgage Trust Inc. | GPMT | $20.00-$21.00 | 10 million | 6/23/2017 | J.P. Morgan, Morgan Stanley, Citigroup, BofA Merrill Lynch |
| Guild Holdings Company | GHLD | $17.00-$19.00 | 6.5 million | 10/22/2020 | Wells Fargo, BofA Securities, J.P. Morgan |
| Hamilton Insurance Group Ltd. | HG | $16.00-$18.00 | 15 million | 11/10/2023 | Barclays, Morgan Stanley, Citigroup, Wells Fargo |
| HeadHunter Group PLC | HHR | $11.00-$13.50 | 16.3 million ADSs | 5/9/2019 | Morgan Stanley, Goldman Sachs & Co., Credit Suisse, VTB Capital, BofA Merrill Lynch, Sberbank CIB |
| HireRight Holdings Corporation | HRT | $21.00-$24.00 | 22.2 million | 10/29/2021 | Credit Suisse, Goldman Sachs, Barclays, Jefferies, RBC Capital, William Blair, Baird, KeyBanc Capital, Stifel, Truist Securities |
| Home Point Capital Inc | HMPT | $19.00-$21.00 | 7.25 million | 1/29/2021 | Goldman Sachs, Wells Fargo Securities, Morgan Stanley, UBS Investment Bank, Credit Suisse, J.P. Morgan, BofA Securities |
| Huize Holding Limited | HUIZ | $9.40-$11.40 | 5.3 million ADSs | 2/12/2020 | Citigroup, CICC |
| Hydrofarm Holdings Group, Inc. | HYFM | $17.00-$18.00 | 8.7 million | 12/10/2020 | J.P. Morgan, Stifel, Deutsche Bank Securities, Truist Securities, William Blair |
| i3 Verticals, Inc. | IIIV | $11.00-$13.00 | 6.7 million | 6/21/2018 | Cowen, Raymond James, KeyBanc Capital Markets |
| Industrial Logistics Properties Trust | ILPT | $28.00-$31.00 | 20 million | 1/12/2018 | UBS Investment Bank, Citigroup, RBC Capital, Morgan Stanley, Wells Fargo Securities |
| InterXion N.V. | INXN | | 20 million | 0/0/0 | BofA Merrill Lynch |
| Intrepid Aviation Limited | INTR | Withdrawn | Withdrawn | 8/6/2018 | Goldman Sachs & Co., Deutsche Bank Securities
|
| Invitation Homes | INVH | $18.00-$21.00 | 77 million | 2/1/2017 | Deutsche Bank Securities, J.P. Morgan, BofA Merrill Lynch, Goldman Sachs & Co., Wells Fargo Securities, Credit Suisse, Morgan Stanley, RBC Capital Markets |
| Ironshore, Inc. | TBD | Withdrawn | Withdrawn | 0/0/0 | BofA Merrill Lynch, Citigroup, J.P. Morgan, UBS Investment Bank |
| JWiz, Inc. | JWIZ | TBD | TBD | 0/0/0 | Joseph Gunnar & Co. |
| Kinsale Capital Group | KNSL | $14.00-$16.00 | 6.6 million | 7/28/2016 | J.P. Morgan, William Blair, RBC Capital Markets |
| KKR Real Estate Finance Trust, Inc. | KREF | $20.50-$21.50 | 10.25 million | 5/5/2017 | Wells Fargo Securities, Morgan Stanley, KKR, Barclays, Goldman Sachs & Co., J.P. Morgan |
| Knowlton Development Corporation, Inc. | KDC | Postponed | Postponed | 9/23/2021 | Goldman Sachs, JP Morgan, UBS, BMO Capital, BofA Securities, Guggenheim, Jefferies, Morgan Stanley, RBC Capital
|
| MediaAlpha, Inc. | MAX | $18.00-$20.00 | 9.25 million | 10/28/2020 | J.P. Morgan, Citigroup, Credit Suisse, RBC Capital Markets, Canaccord Genuity, William Blair |
| NETSTREIT Corp. | NTST | $19.00-$21.00 | 12.5 million | 8/13/2020 | Wells Fargo Securities, BofA Securities, Citigroup, Stifel, Jefferies |
| Newmark Group, Inc. | NMRK | $19.00-$22.00 | 20 million | 12/15/2017 | Goldman Sachs & Co., BofA Merrill Lynch, Citigroup, Cantor Fitzgerald, PNC Capital Markets, Mizuho Securities, Capital One Securities, Keefe Bruyette & Woods |
| NexPoint Real Estate Finance, Inc. | NREF | $19.00-$21.00 | 5 million | 2/7/2020 | Raymond James, Keefe Bruyette & Woods, Baird |
| NV5 Holdings | NVEEU | $5.00-$7.00 | 1.4 million | 3/27/2013 | Roth Capital Partners |
| Palmer Square Capital BDC Inc | PSBD | $16.45-$16.45 | 5.45 million | 1/18/2024 | J.P. Morgan, BofA Securities, RBC Capital, UBS Investment Bank, Citigroup |
| Palomar Holdings, Inc. | PLMR | $15.00-$17.00 | 5.6 million | 4/17/2019 | Barclays, JP Morgan, Keefe Bruyette & Woods |
| Patriot National, Inc. | PN | $16.00-$18.00 | 8.3 million | 1/16/2015 | UBS Investment Bank, BMO Capital Markets, SunTrust Robinson Humphrey |
| Phillips Edison & Company, Inc. | PECO | $28.00-$31.00 | 17 million | 7/15/2021 | Morgan Stanley, BofA Securities, JP Morgan, BMO Capital Markets, Goldman Sachs, KeyBanc Capital Markets, Mizuho Securities, Wells Fargo Securities |
| PIMCO Mortgage Income Trust Inc. | PMTG | Postponed | Postponed | 0/0/0 | Credit Suisse, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, JP Morgan, UBS Investment Bank, Citigroup, Wells Fargo, RBC |
| Plymouth REIT | PLYM | $19.00-$21.00 | 3.75 million | 6/9/2017 | D.A. Davidson, BB&T Capital Markets, Oppenheimer & Co. |
| Postal Realty Trust, Inc. | PSTL | $19.00-$21.00 | 4.5 million | 5/15/2019 | Stifel, Janney Montgomery Scott, BMO Capital, Height Capital Markets |
| Presidio Property Trust, Inc. | SQFT | TBD | TBD | 0/0/0 | Janney Montgomery Scott |
| Priam Properties Inc. | PRMI | Postponed | Postponed | 0/0/0 | DA Davidson |
| ProSight Global, Inc. | PROS | $16.00-$18.00 | 7.8 million | 7/25/2019 | Goldman Sachs, Barclays, BofA Merrill Lynch |
| Rox Financials, Inc. | ROXA | Withdrawn | Withdrawn | 8/5/2021 | UBS, RBC Capital Markets, Piper Sandler, B. Riley |
| Ryan Specialty Group Holdings, Inc. | RYAN | $22.00-$25.00 | 56.9 million | 7/22/2021 | J.P. Morgan, Barclays, Goldman Sachs, Wells Fargo Securities, UBS Investment Bank, William Blair, RBC Capital Markets, BMO Capital Markets, Keefe, Bruyette & Woods |
| Sachem Capital Corp. | SACH | $5.00-$5.00 | 2.6 million | 2/10/2017 | Joseph Gunnar & Co. |
| Safety, Income and Growth, Inc. | SAFE | $19.00-$21.00 | 10.25 million | 6/22/2017 | BofA Merrill Lynch, J.P. Morgan, Barclays |
| SelectQuote, Inc. | SLQT | $17.00-$19.00 | 28.5 million | 5/21/2020 | Credit Suisse, Morgan Stanley, Evercore ISI, RBC Capital Markets, Barclays, Citigroup, Jefferies |
| ShiftPixy, Inc. | PIXY | $6.00-$8.00 | 2 million | 6/29/2017 | WR Hambrecht |
| Skyward Specialty Insurance Group, Inc. | SKWD | $14.00-$16.00 | 8.95 million | 1/13/2023 | Barclays, Keefe Bruyette & Woods, Piper Sandler, JMP Securities, Truist Securities, Raymond James |
| SmartStop Self Storage REIT, Inc. | SMST | TBD | TBD | 0/0/0 | Citigroup, Wells Fargo, KeyBanc Capital, BMO Capital Markets
|
| Sprout Social, Inc. | SPT | $16.00-$18.00 | 8.8 million | 12/13/2019 | Goldman Sachs, Morgan Stanley, KeyBanc Capital, William Blair |
| TCG BDC, Inc. | CGBD | $18.50-$19.50 | 9 million | 6/14/2017 | BofA Merrill Lynch, Morgan Stanley, J.P. Morgan, Citigroup, Keefe Bruyette & Woods, Wells Fargo Securities
|
| The Fortegra Group, Inc. | TFG | Withdrawn | Withdrawn | 2/8/2024 | Goldman Sachs, JP Morgan, Jefferies, Barclays |
| The We Company | WE | Withdrawn | Withdrawn | 0/0/0 | J.P. Morgan, Goldman Sachs, BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, HSBC, UBS, Wells Fargo |
| travel B.V. | TRVG | $13.00-$15.00 | 26.1 million ADSs | 12/16/2016 | J.P. Morgan, Goldman Sachs & Co., Morgan Stanley, Allen & Company LLC, BofA Merrill Lynch, Citigroup, Deutsche Bank Securities
|
| Tremont Mortgage Trust | TRMT | $20.00-$20.00 | 2.5 million | 9/14/2017 | UBS Investment Bank, Citigroup, RBC Capital Markets |
| TypTap Insurance Group, Inc. | TYTP | TBD | TBD | 0/0/0 | JMP Securities, Truist Securities, Oppenheimer |
| UL Solutions Inc. | ULS | $26.00-$29.00 | 33.8 million | 4/12/2024 | Goldman Sachs, J.P. Morgan, BofA Securities, Citigroup, Jefferies, UBS Investment Bank |
| Union Acquisition Corp | LTN.U | $10.00-$10.00 | 10 million | 2/28/2018 | Ladenburg Thalmann, Brookline Capital Markets |
| United Guaranty Corp. | UGC | TBD | TBD | 0/0/0 | J.P. Morgan, Morgan Stanley |
| Vertex, Inc. | VERX | $14.00-$16.00 | 21.2 million | 7/29/2020 | Goldman Sachs, Morgan Stanley, BofA Securities, Citigroup, Jefferies |
| VICI Properties Inc. | VICI | $19.00-$21.00 | 60.5 million | 2/1/2018 | Morgan Stanley, Goldman Sachs & Co., BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank Securities |
| Waterdrop Inc. | WDH | $10.00-$12.00 | 30 million ADSs | 5/7/2021 | Goldman Sachs, Morgan Stanley, BofA Securities |
| Workspace Property Trust | WSPT | TBD | Withdrawn | 0/0/0 | Goldman Sachs & Co, J.P. Morgan, BofA Merrill Lynch |
| ZipRecruiter, Inc. | ZIP | Reference Price $18,00 | 86.6 million | 5/26/2021 | Direct Listing |
| ZK International Group Co., Ltd. | ZKIN | $5.00-$5.00 | 1.07 million | 9/1/2017 | Boustead Securities |
| ZTO Express (Cayman), Inc. | ZTO | $16.50-$18.50 | 72.1 million | 10/27/2016 | Morgan Stanley, Goldman Sachs & Co. (Asia), China Renaissance, Citigroup, Credit Suisse, J.P. Morgan |
