| COMPANY | SYMBOL | PRICE | Shares | Trade Date | UNDERWRITER (S) |
| 36Kr Holdings Inc. | KRKR | $14.50-$17.50 | 1.38 million ADSs | 11/8/2019 | Credit Suisse, CICC |
| Advantage Insurance Inc. | AVI | TBD | TBD | 0/0/0 | TBD |
| Advantage Solutions, Inc. | ADV | Postponed | Postponed | 0/0/0 | Goldman Sachs, Morgan Stanley |
| AFC Gamma, Inc. | AFCG | $19.00-$19.00 | 6.25 million | 3/19/2021 | JMP Securities, Ladenburg Thalmann, Seaport Global |
| Aleph Group, Inc | ALEF | TBD | TBD | 0/0/0 | J.P. Morgan, Citigroup, Goldman Sachs, BofA Securities, UBS, Deutsche Bank, BNP PARIBAS, Macquarie Capital |
| Alpine Income Property Trust, Inc. | PINE | $19.00-$21.00 | 7.5 million | 11/22/2019 | Raymond James, Baird, B.Riley FBR, BMO Capital Markets |
| American Healthcare REIT Inc | AHR | $12.00-$15.00 | 56 million | 2/7/2024 | BofA Securities, Morgan Stanley, KeyBanc Capital, Citigroup,RBC Capital, Barclays, Truist Securities |
| Americold Realty Trust | COLD | $14.00-$16.00 | 45.3 million | 1/19/2018 | BofA Merrill Lynch, J.P. Morgan, RBC Capital |
| AmeriHome, Inc. | AHM | Withdrawn | Withdrawn | 0/0/0 | Credit Suisse Securities, Goldman Sachs, J.P. Morgan Securities, Wells Fargo, Barclays Capital, BofA Securities, Citigroup RBC Capital Markets UBS Investment Bank |
| Angel Oak Mortgage, Inc. | AOMR | $20.00-$21.00 | 7.2 million | 6/17/2021 | Wells Fargo, BofA Securities, Morgan Stanley, UBS Investment Bank, B.Riley Securities |
| AquaVenture Holdings LLC | WAAS | $18.00-$20.00 | 6.5 million | 10/6/2016 | Citigroup, Deutsche Bank Securities, RBC Capital Markets
|
| Aspen Insurance Holdings Limited | TBD | Withdrawn | Withdrawn | 0/0/0 | Goldman Sachs, Citigroup, Jefferies |
| Aspen REIT, Inc. | AJAX | Postponed | Postponed | 0/0/0 | Maxim Group |
| Aspire Real Estate Investors, Inc. | ASPI | Postponed | Postponed | 11/17/2020 | Morgan Stanley, B. Riley Securities, Wells Fargo Securities, BMO Capital Markets, KeyBanc Capital Markets |
| Authentic Brands Group Inc. | AUTH | Withdrawn | Withdrawn | 0/0/0 | BofA Securities, J.P. Morgan, Goldman Sachs, Jefferies, UBS Investment Bank, Wells Fargo Securities, Cowen, Guggenheim Securities, KeyBanc Capital |
| BancTec, Inc. | BTEC | TBD | TBD | 0/0/0 | William Blair |
| BEST, Inc. | BSTI | $13.00-$15.00 | 45 million ADSs | 9/20/2017 | Citigroup, Credit Suisse, Goldman Sachs, J.P. Morgan, Deutsche Bank |
| BingEx Limited | FLX | $15.00-$17.00 | 4 million ADSs | 10/4/2024 | Deutsche Bank, CICC, CLSA |
| Bowhead Specialty Holdings Inc. | BOW | $14.00-$16.00 | 6.67 million | 5/23/2024 | J.P. Morgan, Morgan Stanley, Keefe Bruyette & Woods |
| Braze, Inc. | BRZE | $55.00-$60.00 | 8 million | 11/17/2021 | Goldman Sachs, JP Morgan, Barclays, Piper Sandler, William Blair |
| Bridge Investment Group Holdings Inc | BRDG | $15.00-$17.00 | 18.75 million | 7/16/2021 | Morgan Stanley, JP Morgan, Citigroup, Wells Fargo, UBS Investment Bank |
| Brightstar Corp. | STAR | TBD | TBD | 0/0/0 | Goldman Sachs, J.P. Morgan, Barclays Capital, Credit Suisse, Jefferies |
| Broadstone Net Lease Inc. | BNL | $17.00-$19.00 | 33.5 million | 9/17/2020 | J.P. Morgan, Goldman Sachs, BMO Capital Markets, Morgan Stanley, Capital One Securities, Truist Securities |
| BRP Group, Inc. | BRP | $14.00-$16.00 | 16.4 million | 10/24/2019 | J.P. Morgan, BofA Merrill Lynch, Jefferies, Wells Fargo Securities |
| Caliber Home Loans, Inc. | HOMS | Withdrawn | Withdrawn | 0/0/0 | Credit Suisse, Goldman Sachs, Barclays, BofA Securities, Citigroup, UBS Investment Bank, Wells Fargo Securities |
| Caliburn International Corporation | CLBR | Withdrawn | Withdrawn | 0/0/0 | Jefferies, BofA Merrill Lynch, SunTrust Robinson Humphrey |
| Chicago Atlantic Real Estate Finance, Inc. | REFI | $16.00-$18.00 | 6.25 million | 12/8/2021 | JMP Securities, Compass Point, Oppenheimer |
| Chindata Group Holdings Limited | CD | $11.50-$13.50 | 40 million ADSs | 9/30/2020 | Morgan Stanley, Citigroup |
| Clipper Realty, Inc. | CLPR | $13.50-$15.50 | 5.7 million | 2/10/2017 | FBR, Raymond James |
| CS Disco, Inc. | LAW | $30.00-$31.00 | 7 million | 7/21/2021 | JP Morgan, BofA Securities, Citigroup, Jefferies |
| Cushman & Wakefield plc | CWK | $16.00-$18.00 | 45 million | 8/2/2018 | Morgan Stanley, J.P. Morgan, Goldman Sachs, UBS |
| ECM Realty Trust | ECMR | TBD | TBD | 0/0/0 | Wells Fargo Securities, Citigroup, BofA Merrill Lynch |
| ECMOHO Limited | MOHO | $10.00-$12.00 | 4.375 million ADSs | 11/8/2019 | UBS, CICC, AMTD |
| Emerald Expositions Events, Inc. | EEX | $18.00-$20.00 | 15.5 million | 4/28/2017 | BofA Merrill Lynch, Barclays, Goldman Sachs & Co. |
| Enact Holdings, Inc | ACT | $19.00-$20.00 | 13.3 million | 9/16/2021 | Goldman Sachs, JP Morgan, BofA Securities, Credit Suisse |
| Essential Properties Realty Trust, Inc. | EPRT | $14.00-$17.00 | 32.5 million | 6/21/2018 | Goldman Sachs, Citigroup, Barclays, BofA Merrill Lynch, Credit Suisse |
| ETRE Residential | EPNT | Withdrawn | Withdrawn | 0/0/0 | Joseph Gunnar & Co. |
| Fathom Holdings | FTHM | $7.00-$9.00 | 3.4 million | 7/31/2020 | Roth Capital |
| Fidelis Insurance Holdings Limited | FIHL | $16.00-$19.00 | 15 million | 6/29/2023 | J.P. Morgan, Barclays, Jefferies, Keefe Bruyette & Woods, BMO Capital, Citigroup, Credit Suisse |
| Five Point Holdings, LLC | FPH | $18.00-$20.00 | 21 million | 5/10/2017 | Citigroup, J.P. Morgan, RBC Capital Markets, Wells Fargo Securities |
| Four Springs Capital Trust | FSPR | Postponed | Postponed | 1/20/2022 | Morgan Stanley, Goldman Sachs, Wells Fargo Securities, Mizuho Securities, Scotia Bank, Wolfe Nomura Alliance, Berenberg |
| Freehold Properties, Inc. | FHP | Withdrawn | Withdrawn | 0/0/0 | Stifel, Cowen |
| FrontView REIT, Inc. | FVR | $17.00-$21.00 | 13.2 million | 10/2/2024 | Morgan Stanley, JP Morgan, Wells Fargo, BofA Securities |
| FWD Group Holdings Limited | FWD | Withdrawn | Withdrawn | 0/0/0 | Morgan Stanley, Goldman Sachs, J.P. Morgan |
| Gadsden Growth Properties, Inc. | GADS | Withdrawn | Withdrawn | 0/0/0 | National Securities |
| Gerson Lehrman Group, Inc. | GLGX | Withdrawn | Withdrawn | 0/0/0 | Morgan Stanley, Goldman Sachs, BofA Securities, Barclays, Jefferies, Baird, William Blair |
| GFL Environmental Holdings Inc. | GFL | $20.00-$21.00 | 75.0 million | 3/3/2020 | J.P. Morgan, BMO Capital Markets, Goldman Sachs, RBC Capital Markets, Scotiabank, Barclays, BC Partners, Raymond James, Stifel, TD Securities |
| Goosehead Insurance, Inc. | GSHD | $14.00-$16.00 | 8.5 million | 4/27/2018 | J.P. Morgan, BofA Merrill Lynch |
| Granite Point Mortgage Trust Inc. | GPMT | $20.00-$21.00 | 10 million | 6/23/2017 | J.P. Morgan, Morgan Stanley, Citigroup, BofA Merrill Lynch |
| Guild Holdings Company | GHLD | $17.00-$19.00 | 6.5 million | 10/22/2020 | Wells Fargo, BofA Securities, J.P. Morgan |
| Hamilton Insurance Group Ltd. | HG | $16.00-$18.00 | 15 million | 11/10/2023 | Barclays, Morgan Stanley, Citigroup, Wells Fargo |
| HeadHunter Group PLC | HHR | $11.00-$13.50 | 16.3 million ADSs | 5/9/2019 | Morgan Stanley, Goldman Sachs & Co., Credit Suisse, VTB Capital, BofA Merrill Lynch, Sberbank CIB |
| HireRight Holdings Corporation | HRT | $21.00-$24.00 | 22.2 million | 10/29/2021 | Credit Suisse, Goldman Sachs, Barclays, Jefferies, RBC Capital, William Blair, Baird, KeyBanc Capital, Stifel, Truist Securities |
| Home Point Capital Inc | HMPT | $19.00-$21.00 | 7.25 million | 1/29/2021 | Goldman Sachs, Wells Fargo Securities, Morgan Stanley, UBS Investment Bank, Credit Suisse, J.P. Morgan, BofA Securities |
| Huize Holding Limited | HUIZ | $9.40-$11.40 | 5.3 million ADSs | 2/12/2020 | Citigroup, CICC |
| Hydrofarm Holdings Group, Inc. | HYFM | $17.00-$18.00 | 8.7 million | 12/10/2020 | J.P. Morgan, Stifel, Deutsche Bank Securities, Truist Securities, William Blair |
| i3 Verticals, Inc. | IIIV | $11.00-$13.00 | 6.7 million | 6/21/2018 | Cowen, Raymond James, KeyBanc Capital Markets |
| Industrial Logistics Properties Trust | ILPT | $28.00-$31.00 | 20 million | 1/12/2018 | UBS Investment Bank, Citigroup, RBC Capital, Morgan Stanley, Wells Fargo Securities |
| InterXion N.V. | INXN | | 20 million | 0/0/0 | BofA Merrill Lynch |
| Intrepid Aviation Limited | INTR | Withdrawn | Withdrawn | 8/6/2018 | Goldman Sachs & Co., Deutsche Bank Securities
|
| Invitation Homes | INVH | $18.00-$21.00 | 77 million | 2/1/2017 | Deutsche Bank Securities, J.P. Morgan, BofA Merrill Lynch, Goldman Sachs & Co., Wells Fargo Securities, Credit Suisse, Morgan Stanley, RBC Capital Markets |
| Ironshore, Inc. | TBD | Withdrawn | Withdrawn | 0/0/0 | BofA Merrill Lynch, Citigroup, J.P. Morgan, UBS Investment Bank |
| JWiz, Inc. | JWIZ | TBD | TBD | 0/0/0 | Joseph Gunnar & Co. |
| Kayne Anderson BDC, Inc | KBDC | $16.63-$16.63 | 6 million | 5/22/2024 | Morgan Stanley, BofA Securities, Wells Fargo Securities, RBC Capital Markets, UBS Investment Bank, Keefe Bruyette & Woods
|
| Kinsale Capital Group | KNSL | $14.00-$16.00 | 6.6 million | 7/28/2016 | J.P. Morgan, William Blair, RBC Capital Markets |
| KKR Real Estate Finance Trust, Inc. | KREF | $20.50-$21.50 | 10.25 million | 5/5/2017 | Wells Fargo Securities, Morgan Stanley, KKR, Barclays, Goldman Sachs & Co., J.P. Morgan |
| Knowlton Development Corporation, Inc. | KDC | Postponed | Postponed | 9/23/2021 | Goldman Sachs, JP Morgan, UBS, BMO Capital, BofA Securities, Guggenheim, Jefferies, Morgan Stanley, RBC Capital
|
| Lineage, Inc. | LINE | $70.00-$82.00 | 57 million | 7/25/2024 | Morgan Stanley, Goldman Sachs, BofA Securities, J.P. Morgan, Wells Fargo Securities, RBC Capital, Rabo Securities, Scotiabank, UBS Investment Bank, Capital One Securities, Truist Securities, Evercore ISI, Baird, KeyBanc Capital, Mizuho, PNC Capital Markets, Deutsche Bank Securities, HSBC, Piper Sandler, Regions Securities LLC |
| MediaAlpha, Inc. | MAX | $18.00-$20.00 | 9.25 million | 10/28/2020 | J.P. Morgan, Citigroup, Credit Suisse, RBC Capital Markets, Canaccord Genuity, William Blair |
| NETSTREIT Corp. | NTST | $19.00-$21.00 | 12.5 million | 8/13/2020 | Wells Fargo Securities, BofA Securities, Citigroup, Stifel, Jefferies |
| Newmark Group, Inc. | NMRK | $19.00-$22.00 | 20 million | 12/15/2017 | Goldman Sachs & Co., BofA Merrill Lynch, Citigroup, Cantor Fitzgerald, PNC Capital Markets, Mizuho Securities, Capital One Securities, Keefe Bruyette & Woods |
| NexPoint Real Estate Finance, Inc. | NREF | $19.00-$21.00 | 5 million | 2/7/2020 | Raymond James, Keefe Bruyette & Woods, Baird |
| NV5 Holdings | NVEEU | $5.00-$7.00 | 1.4 million | 3/27/2013 | Roth Capital Partners |
| Palmer Square Capital BDC Inc | PSBD | $16.45-$16.45 | 5.45 million | 1/18/2024 | J.P. Morgan, BofA Securities, RBC Capital, UBS Investment Bank, Citigroup |
| Palomar Holdings, Inc. | PLMR | $15.00-$17.00 | 5.6 million | 4/17/2019 | Barclays, JP Morgan, Keefe Bruyette & Woods |
| Patriot National, Inc. | PN | $16.00-$18.00 | 8.3 million | 1/16/2015 | UBS Investment Bank, BMO Capital Markets, SunTrust Robinson Humphrey |
| Pershing Square USA, Ltd. | PSUS | Withdrawn | Withdrawn | 8/6/2024 | Citigroup, UBS Investment Bank, BofA Securities, Jefferies, Wells Fargo Securities, RBC Capital, BTG Pactual, Barclays, Deutsche Bank Securities |
| Phillips Edison & Company, Inc. | PECO | $28.00-$31.00 | 17 million | 7/15/2021 | Morgan Stanley, BofA Securities, JP Morgan, BMO Capital Markets, Goldman Sachs, KeyBanc Capital Markets, Mizuho Securities, Wells Fargo Securities |
| PIMCO Mortgage Income Trust Inc. | PMTG | Postponed | Postponed | 0/0/0 | Credit Suisse, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, JP Morgan, UBS Investment Bank, Citigroup, Wells Fargo, RBC |
| Plymouth REIT | PLYM | $19.00-$21.00 | 3.75 million | 6/9/2017 | D.A. Davidson, BB&T Capital Markets, Oppenheimer & Co. |
| Postal Realty Trust, Inc. | PSTL | $19.00-$21.00 | 4.5 million | 5/15/2019 | Stifel, Janney Montgomery Scott, BMO Capital, Height Capital Markets |
| Presidio Property Trust, Inc. | SQFT | TBD | TBD | 0/0/0 | Janney Montgomery Scott |
| Priam Properties Inc. | PRMI | Postponed | Postponed | 0/0/0 | DA Davidson |
| ProSight Global, Inc. | PROS | $16.00-$18.00 | 7.8 million | 7/25/2019 | Goldman Sachs, Barclays, BofA Merrill Lynch |
| Rox Financials, Inc. | ROXA | Withdrawn | Withdrawn | 8/5/2021 | UBS, RBC Capital Markets, Piper Sandler, B. Riley |
| Ryan Specialty Group Holdings, Inc. | RYAN | $22.00-$25.00 | 56.9 million | 7/22/2021 | J.P. Morgan, Barclays, Goldman Sachs, Wells Fargo Securities, UBS Investment Bank, William Blair, RBC Capital Markets, BMO Capital Markets, Keefe, Bruyette & Woods |
| Sachem Capital Corp. | SACH | $5.00-$5.00 | 2.6 million | 2/10/2017 | Joseph Gunnar & Co. |
| Safety, Income and Growth, Inc. | SAFE | $19.00-$21.00 | 10.25 million | 6/22/2017 | BofA Merrill Lynch, J.P. Morgan, Barclays |
| SelectQuote, Inc. | SLQT | $17.00-$19.00 | 28.5 million | 5/21/2020 | Credit Suisse, Morgan Stanley, Evercore ISI, RBC Capital Markets, Barclays, Citigroup, Jefferies |
| ShiftPixy, Inc. | PIXY | $6.00-$8.00 | 2 million | 6/29/2017 | WR Hambrecht |
| Skyward Specialty Insurance Group, Inc. | SKWD | $14.00-$16.00 | 8.95 million | 1/13/2023 | Barclays, Keefe Bruyette & Woods, Piper Sandler, JMP Securities, Truist Securities, Raymond James |
| SmartStop Self Storage REIT, Inc. | SMST | Withdrawn | Withdrawn | 0/0/0 | Citigroup, Wells Fargo, KeyBanc Capital, BMO Capital Markets
|
| Sprout Social, Inc. | SPT | $16.00-$18.00 | 8.8 million | 12/13/2019 | Goldman Sachs, Morgan Stanley, KeyBanc Capital, William Blair |
| TCG BDC, Inc. | CGBD | $18.50-$19.50 | 9 million | 6/14/2017 | BofA Merrill Lynch, Morgan Stanley, J.P. Morgan, Citigroup, Keefe Bruyette & Woods, Wells Fargo Securities
|
| The Fortegra Group, Inc. | TFG | Withdrawn | Withdrawn | 2/8/2024 | Goldman Sachs, JP Morgan, Jefferies, Barclays |
| The We Company | WE | Withdrawn | Withdrawn | 0/0/0 | J.P. Morgan, Goldman Sachs, BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, HSBC, UBS, Wells Fargo |
| travel B.V. | TRVG | $13.00-$15.00 | 26.1 million ADSs | 12/16/2016 | J.P. Morgan, Goldman Sachs & Co., Morgan Stanley, Allen & Company LLC, BofA Merrill Lynch, Citigroup, Deutsche Bank Securities
|
| Tremont Mortgage Trust | TRMT | $20.00-$20.00 | 2.5 million | 9/14/2017 | UBS Investment Bank, Citigroup, RBC Capital Markets |
| TWFG, Inc. | TWFG | $14.00-$16.00 | 11 million | 7/18/2024 | J.P. Morgan, Morgan Stanley, BMO Capital, Piper Sandler, RBC Capital Markets, UBS Investment Bank, Keefe Bruyette & Woods, William Blair
|
| TypTap Insurance Group, Inc. | TYTP | TBD | TBD | 0/0/0 | JMP Securities, Truist Securities, Oppenheimer |
| UL Solutions Inc. | ULS | $26.00-$29.00 | 33.8 million | 4/12/2024 | Goldman Sachs, J.P. Morgan, BofA Securities, Citigroup, Jefferies, UBS Investment Bank |
| Union Acquisition Corp | LTN.U | $10.00-$10.00 | 10 million | 2/28/2018 | Ladenburg Thalmann, Brookline Capital Markets |
| United Guaranty Corp. | UGC | TBD | TBD | 0/0/0 | J.P. Morgan, Morgan Stanley |
| Vertex, Inc. | VERX | $14.00-$16.00 | 21.2 million | 7/29/2020 | Goldman Sachs, Morgan Stanley, BofA Securities, Citigroup, Jefferies |
| VICI Properties Inc. | VICI | $19.00-$21.00 | 60.5 million | 2/1/2018 | Morgan Stanley, Goldman Sachs & Co., BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank Securities |
| Waterdrop Inc. | WDH | $10.00-$12.00 | 30 million ADSs | 5/7/2021 | Goldman Sachs, Morgan Stanley, BofA Securities |
| Workspace Property Trust | WSPT | TBD | Withdrawn | 0/0/0 | Goldman Sachs & Co, J.P. Morgan, BofA Merrill Lynch |
| Yuanbao Inc. | YB | TBD | TBD | 0/0/0 | Goldman Sachs (Asia), Citigroup, CICC |
| ZipRecruiter, Inc. | ZIP | Reference Price $18,00 | 86.6 million | 5/26/2021 | Direct Listing |
| ZK International Group Co., Ltd. | ZKIN | $5.00-$5.00 | 1.07 million | 9/1/2017 | Boustead Securities |
| ZTO Express (Cayman), Inc. | ZTO | $16.50-$18.50 | 72.1 million | 10/27/2016 | Morgan Stanley, Goldman Sachs & Co. (Asia), China Renaissance, Citigroup, Credit Suisse, J.P. Morgan |
