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05/21/2013 Tuesday

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IPO PIPELINE

Notes:
The Pipeline is a running total of filed IPO's that have not Opened, been Withdrawn or Postponed.
There is a 90% confidence level that the IPO's within the Pipeline will open within a year.
The IPO's beyond the 12 month window have only a 10% chance of ever opening.
The list of IPO filings and or specific changes listed below...is updated daily.
No Blank Check IPO's or SPACs are included.
THERE ARE 142 ACTIVE IPOS IN THE PIPELINE AS OF May 21 2013

IPO Pipeline detailed listing

Click on column heading to re-sort by that heading

COMPANY	SYMBOL	UNDERWRITER	FILING HISTORY yyyy-mm-dd	COMMENT
NanoString Technologies	NSTG	J.P. Morgan	2013-05-20 Filed	They are a company that develops, manufactures and sells diagnostic systems for the analysis of genomic information.
Marketo	MKTO [ Nasdaq ]	Goldman Sachs	2013-05-17 Opened 2013-05-06 Terms Added 2013-04-02 Filed	Opened
Tableau Software	DATA [ NYSE ]	Goldman Sachs	2013-05-17 Opened 2013-05-06 Terms Added 2013-04-02 Filed	Opened
Aspen Aerogels, Inc.	ASPN	Goldman Sachs	2013-05-17 Withdrawn 2011-06-24 Filed	Withdrawn
Fusionstorm Global, Inc.	FSTM [ Nasdaq ]	FBR Capital Markets	2013-05-17 Withdrawn 2011-12-16 Postponed 2011-11-22 Terms Added 2011-10-18 Amendment 2011-08-12 Filed	Withdrawn
Ambit Biosciences Corporation	AMBI [ Nasdaq ]	Citigroup	2013-05-16 Opened 2013-05-02 Terms Added 2013-02-20 Refiled 2011-06 Withdrawn 2010-11-05 Filed	Opened
William Lyon Homes	WLH [ NYSE ]	Credit Suisse	2013-05-16 Opened	Opened
PTC Therapeutics	PTC [ Nasdaq ]	J.P. Morgan	2013-05-16 Filed	They are a biopharmaceutical company focused on the discovery and development of orally administered, proprietary small-molecule drugs that target post-transcriptional control processes.
Tallgrass Energy Partners, LP	TEP [ NYSE ]	Barclays	2013-05-14 Opened 2013-05-06 Terms Added 2013-03-28 Filed	Opened
Esperion Therapeutics, Inc.	ESPR [ Nasdaq ]	Credit Suisse	2013-05-14 Filed	They are a biopharmaceutical company focused on the research, development and commercialization of therapies for the treatment of patients with elevated levels of low-density lipoprotein cholesterol (LDL-C) and other cardiometabolic risk factors.
bluebird bio, Inc.	BLUE [ Nasdaq ]	J.P. Morgan	2013-05-14 Filed	They are a clinical-stage biotechnology company focused on transforming the lives of patients with severe genetic and orphan diseases using gene therapy.
Covisint	COVS [ Nasdaq ]	Credit Suisse	2013-05-14 Filed	They provide a leading cloud engagement platform for enabling organizations to securely connect, engage and collaborate with large, distributed communities of customers, business partners and suppliers.
Constellium Holdco B.V.	CSTM [ NYSE ]	Goldman Sachs	2013-05-13 Filed	They are a global leader in the design and manufacture of a broad range of innovative specialty rolled and extruded aluminum products, serving primarily the aerospace, packaging and automotive end-markets.
Ply Gem Holdings	PGEM [ NYSE ]	J.P. Morgan	2013-05-13 Terms Added 2013-04-05 Amendment 2010-05-28 Filed	They are a leading manufacturer of residential exterior building products in North America, mainly focused on siding, fencing, stone, windows and doors.
Global Brass and Copper Holdings	BRSS [ NYSE ]	Goldman Sachs	2013-05-13 Terms Added 2011-10-28 Filed	They are a leading, value-added converter, fabricator, distributor and processor of specialized copper and brass products in North America.
Independence Realty Trust	IRT [ NYSE ]	Ladenburg Thalmann & Co.	2013-05-13 Filed	They are a Maryland corporation that owns well-located apartment properties in geographic submarkets that they believe support strong occupancy and have the potential for growth in rental rates.
BioAmber	BIOA.U [ NYSE ]	Credit Suisse	2013-05-10 Opened 2013-04-11 Terms Added 2011-11-14 Filed	Opened
First NBC Bank Holding	NBCB [ Nasdaq ]	Sandler O'Neill & Partners	2013-05-10 Opened 2013-04-30 Terms Added 2013-04-08 Filed	Opened
Franks International N.V.	FIs [ NYSE ]	Barclays	2013-05-10 Filed	They are a 75 year-old, industry-leading global provider of highly engineered tubular services to the oil and gas industry.
RCS Capital Corporation	RCAP [ Nasdaq ]	Ladenburg Thalmann	2013-05-10 Terms Added 2013-02-22 Filed	They are a holding company that was recently formed to operate and grow the following businesses: Realty Capital Securities, LLC, their wholesale broker-dealer business; RCS Advisory Services, LLC, their investment banking and capital markets business and transaction management services provider business; and American National Stock Transfer, LLC, their transfer agent business.
American Residential Properties	ARPI [ NYSE ]	Morgan Stanley	2013-05-09 Opened 2013-04-29 Terms Added 2013-03-22 Filed	Opened
Cyan	CYNI [ NYSE ]	Goldman Sachs	2013-05-09 Opened 2013-04-25 Terms Added 2013-04-04 Filed	Opened
Emerge Energy Services LP	EMES [ NYSE ]	Citigroup	2013-05-09 Opened 2013-04-30 Terms Added 2013-03-22 Filed	Opened
PennyMac Financial Services, Inc.	PFSI [ NYSE ]	Citigroup	2013-05-09 Opened 2013-04-29 Terms Added 2013-02-07 Filed	Opened
Quintiles Transnational	Q [ NYSE ]	Morgan Stanley	2013-05-09 Opened 2013-04-26 Terms Added 2013-02-15 Filed	Opened
Receptos	RCPT [ Nasdaq ]	Credit Suisse	2013-05-09 Opened 2013-04-25 Terms Added 2013-04-04 Filed	Opened
TriState Capital Holdings	TSC [ Nasdaq ]	Stephens	2013-05-09 Opened 2013-04-24 Terms Added 2013-04-02 Filed	Opened
Sprouts Farmers Markets, LLC	SFM [ Nasdaq ]	Goldman Sachs	2013-05-09 Filed	They are a high-growth, differentiated, specialty retailer of natural and organic food focusing on health and wellness at great value.
QEP Midstream Partners, LP	QEPM [ NYSE ]	Wells Fargo Securities	2013-05-09 Filed	They are a limited partnership recently formed by QEP Resources, Inc. (NYSE: QEP) to own, operate, acquire and develop midstream energy assets.
ChannelAdvisor	ECOM [ NYSE ]	Goldman Sachs	2013-05-09 Terms Added 2013-04-11 Filed	They are a leading provider of software-as-a-service solutions that enable their retailers and manufacturer customers to integrate, manage and optimize their merchandise sales across hundreds of online channels.
Armada Hoffler Properties	AHH [ NYSE ]	Baird	2013-05-08 Opened 2013-04-26 Terms Added 2013-03-26 Filed	Opened
Portola Pharmaceuticals	PTLA [ Nasdaq ]	Morgan Stanley	2013-05-07 Terms Added 2013-04-12 Filed	they are a biopharmaceutical company focused on the development and commercialization of novel therapeutics in the areas of thrombosis, other hematologic disorders and inflammation for patients who currently have limited or no approved treatment options.
Quicksilver Production Partners LP	QPP [ NYSE ]	J.P. Morgan	2013-05-07 Withdrawn 2012-02-10 Filed	Withdrawn
Heat Biologics	HEAX [ Nasdaq ]	Aegis Capital Corp.	2013-05-03 Filed	They are a clinical-stage biopharmaceutical company engaged in the development of novel allogeneic, "off-the-shelf" cellular therapeutic vaccines to combat a wide range of cancers and infectious diseases.
Harvest Capital Credit	HCAP [ Nasdaq ]	Keefe Bruyette & Woods	2013-05-03 Opened 2013-04-30 Filed	Opened
QIWI plc	QIWI [ Nasdaq ]	J.P. Morgan	2013-05-03 Opened 2013-04-19 Terms Added 2013-03-27 Filed	Opened
Claire's Inc.	CLRS [ NYSE ]	TBD	2013-05-03 Filed	They are one of the world's leading specialty retailers of fashionable jewelry and accessories for young women, teens, tweens and kids.
ING U.S., Inc.	VOYA [ NYSE ]	Morgan Stanley	2013-05-02 Opened 2013-04-16 Terms Added 2012-11-09 Filed	Opened
Insys Therapeutics, Inc.	INSY [ Nasdaq ]	Wells Fargo Securities	2013-05-02 Opened 2013-04-19 Terms Added 2011-03-30 Filed	Opened
Alcobra Ltd.	ADHD [ Nasdaq ]	Aegis Capital	2013-05-02 Terms Added 2013-01-14 Filed	They are an emerging biopharmaceutical company primarily focused on the development and commercialization of a proprietary drug, MG01CI, to treat Attention Deficit Hyperactivity Disorder, or ADHD.
Colony American Homes	TBD [ NYSE ]	Credit Suisse	2013-05-02 Filed	They are a market leader in the acquisition, ownership, renovation, leasing and management of single-family properties in the United States.
Harvard Apparatus Regenerative Technology	HBIO [ Nasdaq ]	Summer Street Research Partners	2013-05-02 Withdrawn 2013-04-10 Postponed 2013-03-20 Terms Added 2012-12-11 Filed	Withdrawn
Ellington Residential Mortgage REIT	EARN [ NYSE ]	Credit Suisse	2013-05-01 Opened 2013-04-23 Terms Added 2013-04-01 Filed	Opened
Cherry Hill Mortgage Investment Corporation	CHMI [ NYSE ]	Barclays	2013-04-29 Filed	They are a newly formed residential real estate finance company that will acquire, invest in and manage residential mortgage assets in the United States.
Language Line Services Holdings	LLSH	Morgan Stanley	2013-04-29 Withdrawn 2009-12-07 Filed	Withdrawn
Regado Biosciences, Inc.	RGDO [ Nasdaq ]	Cowen & Co.	2013-04-29 Filed	They are a biopharmaceutical company focused on the discovery and development of novel, first-in-class, actively controllable antithrombotic drug systems for acute and sub-acute cardiovascular indications.
ADMA Biologics	ADMA [ Nasdaq ]	Oppenheimer & Co.	2013-04-26 Postponed 2013-04-09 Terms Added 2013-02-11 Filed	Postponed
Cinco Resources	CINC [ Nasdaq ]	Citigroup	2013-04-26 Withdrawn 2012-01-12 Filed	Withdrawn
Truett-Hurst	THST [ Nasdaq ]	WR Hambrecht & Co.	2013-04-24 Postponed 2013-04-03 Terms Added 2013-03-11 Filed	Postponed
Blackhawk Network Holdings, Inc.	HAWK [ Nasdaq ]	Goldman Sachs	2013-04-19 Opened 2013-04-08 Terms Added 2013-03-18 Filed	Opened
SeaWorld Entertainment, Inc.	SEAS [ NYSE ]	Goldman Sachs	2013-04-19 Opened 2013-04-09 Terms Added 2012-12-27 Filed	Opened
Silvercrest Asset Management Group	SAMG [ Nasdaq ]	Sandler O'Neill & Partners	2013-04-18 ReFiled 2012-11-15 Withdrawn 2012-11-14 Postponed 2012-10-25 Terms Added 2012-09-18 Filed	They are a premier, full-service wealth management firm focused on providing financial advisory and related family office services to ultra-high net worth individuals and institutional investors.
Hannon Armstrong Sustainable Infrastructure Capital	HASI [ NYSE ]	BofA Merrill Lynch	2013-04-18 Opened 2013-04-04 Terms Added 2013-02-15 Filed	Opened
Intelsat Global Holdings S.A.	I [ NYSE ]	Goldman Sachs	2013-04-18 Opened 2013-04-02 Terms Added 2013-03-12 Amendment 2012-05-18 Filed	Opened
Taminco Corporation	TAM [ NYSE ]	Citigroup	2013-04-18 Opened 2013-04-05 Terms Added 2012-12-03 Filed	Opened
Epizyme	EPZM [ Nasdaq ]	Citigroup	2013-04-18 Filed	They are a clinical stage biopharmaceutical company that discovers, develops and plans to commercialize innovative personalized therapeutics for patients with genetically defined cancers.
Fairway Group Holdings	FWM [ Nasdaq ]	Credit Suisse	2013-04-17 Opened 2013-04-04 Terms Added 2012-09-24 Filed	Opened
Votorantim Cimentos S.A.	TBD [ NYSE ]	Morgan Stanley	2013-04-17 Filed	They are a global vertically-integrated heavy building materials company, with operations in North and South America, Europe, Africa and Asia.
LightInTheBox Holding Co., Ltd.	LITB [ NYSE ]	Credit Suisse	2013-04-17 Filed	They offer customers a convenient way to shop for a wide selection of lifestyle products at attractive prices through www.lightinthebox.com, www.miniinthebox.com and their other websites, which are available in 17 major languages and cover more than 80% of Internet users globally.
Evertec, Inc.	EVTC [ NYSE ]	Goldman Sachs	2013-04-12 Opened 2013-03-28 Terms Added 2013-02-06 Filed	Opened
Rally Software Development Corp.	RALY [ NYSE ]	Deutsche Bank Securities	2013-04-12 Opened 2013-04-02 Terms Added 2013-03-11 Filed	Opened
Chimerix	CMRX [ Nasdaq ]	Morgan Stanley	2013-04-11 Opened 2013-04-01 Terms Added 2013-03-08 Filed	Opened
Omthera Pharmaceuticals	OMTH [ Nasdaq ]	BofA Merrill Lynch	2013-04-11 Opened 2013-04-01 Terms Added 2013-03-11 Filed	Opened
Liquid Holdings Group	LQD [ Nasdaq ]	Sandler O'Neill & Partners	2013-04-11 Filed	They haveh developed and provide proprietary next generation software technology that seamlessly integrates trading, real-time risk management, accounting, reporting and administration tools in a single platform for the financial services community.
HD Supply Holdings	TBD	Bofa Merrill Lynch	2013-04-11 Filed	They are one of the largest industrial distributors in North America specializing in: Maintenance, Repair & Operations; Infrastructure & Power; and Specialty Construction.
KNOT Offshore Partners LP	KNOP [ NYSE ]	BofA Merrill Lynch	2013-04-10 Opened 2013-04-01 Term Added 2013-02-28 Filed	Opened
Taylor Morrison Home Corporation	TMHC [ NYSE ]	Credit Suisse	2013-04-10 Opened 2013-04-01 Terms Added 2012-12-05 Filed	Opened
Cancer Genetics	CGIX [ Nasdaq ]	Aegis Capital	2013-04-05 Opened 2013-03-19 Postponed 2013-03-04 Terms Added 2013-02-15 Postponed 2013-01-22 Terms Re-set 2012-05-17 Postponed 2012-05-07 Terms Added 2011-12-30 Filed	Opened
Textura	TXTR [ NYSE ]	Credit Suisse	2013-04-05 Filed	They are a leading provider of on-demand business collaboration software to the commercial construction industry.
UCP, LLC	UCP [ NYSE ]	Citigroup	2013-04-04 Filed	are a homebuilder and land They are a developer, with significant land acquisition and entitlement expertise, in growth markets in Northern California and with a growing presence in attractive markets in the Puget Sound area of Washington State.
Independent Bank Group	IBTX [ Nasdaq ]	Sandler O'Neill	2013-04-03 Opened 2013-03-18 Terms Added 2013-02-27 Filed	Opened
CEVA Logistics	CEVL [ NYSE ]	TBD	2013-04-02 Withdrawn 2012-05-04 Filed	Withdrawn
Toys R Us	TOYS [ NYSE ]	Goldman Sachs	2013-04-01 Withdrawn 2011-03-28 Amendment 2010-05-28 Filed	Withdrawn
SS/L Holdings, Inc.	TBD [ Nasdaq ]	Credit Suisse	2013-04-01 Withdrawn 2010-12-02 Filed	Withdrawn
QGOG Constellation S.A.	QGOG [ NYSE ]	J.P. Morgan	2013-03-29 Withdrawn 2013-01-25 Terms Added 2013-01-07 Filed	Withdrawn
Pinnacle Foods	PF [ NYSE ]	Barclays	2013-03-28 Opened 2013-03-15 Terms Added 2012-12-19 Filed	Opened
Seer Mortgage Capital	SEER [ NYSE ]	Deutsche Bank Securities	2013-03-28 Filed	They are a Maryland corporation focused on acquiring, financing and managing primarily residential mortgage assets and mortgage-related assets, including Agency RMBS, Non-Agency RMBS, whole residential mortgage loans, Excess MSRs, and other residential mortgage assets, as well as CMBS and other ABS.
MacDermid Group	MRD [ NYSE ]	Credit Suisse	2013-03-28 Withdrawn 2011-07-11 Filed	Withdrawn
NV5 Holdings	NVEEU [ Nasdaq ]	Roth Capital Partners	2013-03-27 Opened 2013-03-12 Terms Added 2013-01-25 Filed	Opened
Garrison Capital	GARS [ Nasdaq ]	Baird	2013-03-27 Opened 2013-03-19 Terms Added 2012-10-10 Postponed 2012-10-01 Filed	Opened
Phillips 66 Partners LP	PSXP [ NYSE ]	J.P. Morgan	2013-03-27 Filed	they are a growth-oriented, traditional master limited partnership recently formed by Phillips 66 to own, operate, develop and acquire primarily fee-based crude oil, refined petroleum product and natural gas liquids pipelines and terminals and other transportation and midstream assets.
West Corporation	WSTC [ Nasdaq ]	Goldman Sachs	2013-03-22 Opened 2013-03-11 Terms Added 2011-09-09 Amendment 2009-11-06 Filed	Opened
Marin Software	MRIN [ NYSE ]	Goldman Sachs	2013-03-22 Opened 2013-03-11 Terms Added 2013-02-13 Filed	Opened
Mascoma Corporation	MCM [ NYSE ]	Morgan Stanley	2013-03-22 Withdrawn 2011-12-09 Amendment 2011-09-16 Filed	Withdrawn
Bausch & Lomb Holdings	TBD	J.P. Morgan	2013-03-22 Filed	They are a leading global eye health company- with over a 160-year history, they has become one of the most widely recognized and respected eye health brands in the world.
CDW Corporation	CDW	J.P. Morgan	2013-03-22 Filed	They are a Fortune 500 company and a leading provider of integrated information technology solutions in the U.S. and Canada.
Aviv REIT	AVIV [ NYSE ]	Morgan Stanley	2013-03-21 Opened 2013-03-11 Terms Added 2012-12-17 ReFiled 2009-12-07 Filed 2009-12 Withdrawn	Opened
Enanta Pharmaceuticals	ENTA [ Nasdaq ]	J.P. Morgan	2013-03-21 Opened 2013-03-05 Terms Added 2012-11-06 Filed	Opened
Tetraphase Pharmaceuticals	TTPH [ Nasdaq ]	Barclays	2013-03-20 Opened 2013-03-05 Terms Added 2013-02-11 Filed	Opened
Model N	MODN [ NYSE ]	J.P. Morgan	2013-03-20 Opened 2013-03-07 Terms Added 2013-02-13 Filed	Opened
Aratana Therapeutics	PETX [ Nasdaq ]	Stifel Nicolaus Weisel	2013-03-20 Filed	They are a development-stage biopharmaceutical company focused on the licensing, development and commercialization of innovative prescription medications for pets, or pet therapeutics.
Silver Spring Networks, Inc.	SSNI [ NYSE ]	Goldman Sachs	2013-03-13 Opened 2013-02-26 Terms Added 2011-07-07 Filed	Opened
Artisan Partners Asset Management	APAM [ NYSE ]	Citi	2013-03-07 Opened 2013-02-25 Terms Added 2012-11-01 ReFiled 2011-12-29 Withdrawn 2011-04-06 Filed	Opened
Professional Diversity Network	IPDN [ Nasdaq ]	Aegis Capital Corp.	2013-03-05 Opened 2012-12-14 Terms Added 2012-05-23 Filed	Opened
Masonite International	DOOR [ NYSE ]	Deutsche Bank Securities	2013-02-27 Filed	They are a leading global designer and manufacturer of interior and exterior doors for the residential new construction; the residential repair, renovation and remodeling; and the non-residential building construction markets.
NDS Group Holdings	NDSG [ NYSE ]	Morgan Stanley	2013-02-25 Withdrawn 2011-12-19 Filed	Withdrawn
Xoom	XOOM [ Nasdaq ]	Barclays	2013-02-15 Opened 2013-02-01 Terms Added 2013-01-11 Filed	Opened
AutoGenomics	AGMX [ Nasdaq ]	Leerink Swann	2013-02-15 Withdrawn 2013-01-23 Terms Added 2012-09-27 Re-Filed 2011-05-18 Filed 2011-05 Withdrawn	Withdrawn
Orchid Island Capital, Inc.	ORC [ NYSE ]	Ladenburg Thalmann	2013-02-14 Opened 2013-02-04 Terms Added 2012-10-22 ReFiled 2011-08-05 Filed 2011-08 Withdrawn	Opened
Bleach Group, Inc.	TBD [ NYSE ]	Wellington Shields & Co.	2013-02-14 Filed	They design, source, market, distribute and sell globally-recognized brands of youth fashion apparel and accessories, including the Insight, Something Else and Ksubi brands.
ConnectOne Bancorp	CNOB [ Nasdaq ]	Stifel Nicolaus Weisel	2013-02-12 Opened 2013-02-01 Terms Added 2013-01-11 Filed	Opened
AdChina Ltd.	ADCN [ Nasdaq ]	Goldman Sachs (Asia)	2013-02-11 Withdrawn 2012-02-17 Filed	Withdrawn
Health Insurance Innovations	HIIQ [ Nasdaq ]	Credit Suisse	2013-02-08 Opened 2013-01-25 Terms Added 2012-12-20 Filed	Opened
New Source Energy Partners L.P.	NSLP [ NYSE ]	Baird	2013-02-08 Opened 2013-01-30 Terms Added 2012-12-31 ReFiled 2012-05-11 Withdrawn 2012-04-23 Terms Added 2011-08-29 Filed	Opened
ZAIS Financial	ZFC [ NYSE ]	Deutsche Bank Securities	2013-02-08 Opened 2013-01-30 Terms Added 2013-01-09 Filed	Opened
Cerberus Mortgage Capital	TBD [ NYSE ]	Citigroup	2013-02-08 Filed	They are a newly-organized Maryland corporation formed primarily to invest in, finance and manage a diversified portfolio of residential mortgage assets consisting of Agency and non-Agency RMBS and other real estate-related assets.
The ExOne Company	XONE [ Nasdaq ]	FBR Capital Markets	2013-02-07 Opened 2013-01-28 Terms Added 2013-01-08 Filed	Opened
Boise Cascade, L.L.C.	BCC [ NYSE ]	BofA Merrill Lynch	2013-02-06 Opened 2013-01-23 Terms Added 2012-11-15 Filed	Opened
Zoetis Inc.	ZTS [ NYSE ]	J.P. Morgan	2013-02-01 Opened 2013-01-17 Terms Added 2012-08-10 Filed	Opened
TRI Pointe Homes, Inc.	TPH [ NYSE ]	Citigroup	2013-01-31 Opened 2013-01-16 Terms Added 2012-12-21 Filed	Opened
KaloBios Pharmaceuticals	KBIO [ Nasdaq ]	Leerink Swann	2013-01-31 Opened 2013-01-15 Terms Added 2012-10-05 Filed	Opened
Gladstone Land Corporation	LAND [ Nasdaq ]	Janney Montgomery Scott	2013-01-29 Opened 2012-11-02 Terms Added 2012-09-18 ReFiled 2010-10-07 Amendment 2010-08-06 Filed	Opened
Liposcience, Inc.	LPDX [ Nasdaq ]	Barclays Capital	2013-01-25 Opened 2013-01-10 Terms Added 2011-06-23 Filed	Opened
Bright Horizons Family Solutions	BFAM [ NYSE ]	Goldman Sachs	2013-01-25 Opened 2013-01-14 Terms Added 2012-10-24 Filed	Opened
Auto Trader Group, Inc.	ATG [ Nasdaq ]	Goldman Sachs	2013-01-25 Withdrawn 2012-06-15 Filed	Withdrawn
Extend Health	XH [ NYSE ]	Morgan Stanley	2013-01-23 Withdrawn 2012-01-06 Filed	Withdrawn
CyrusOne Inc.	CONE [ Nasdaq ]	Morgan Stanley	2013-01-18 Opened 2013-01-08 Terms Added 2012-08-08 Filed	Opened
Norwegian Cruise Line Holdings Ltd.	NCLH [ Nasdaq ]	UBS Investment Bank	2013-01-18 Opened 2013-01-08 Terms Added 2012-11-01 Updated 2011-07-15 Filed	Opened
SunCoke Energy Partners, L.P.	SXCP [ NYSE ]	Barclays	2013-01-18 Opened 2013-01-08 Terms Added 2012-08-08 Filed	Opened
USA Compression Partners, LP	USAC [ NYSE ]	Barclays Capital	2013-01-15 Opened 2013-01-07 Terms Added 2011-06-09 Filed	Opened
Platinum Energy Solutions, Inc.	FRAC [ NYSE ]	Morgan Stanley	2013-01-15 Withdrawn 2012-02-02 Postponed 2012-01-23 Terms Added 2011-09-28 Filed	Withdrawn
Singulex	SGLX [ NYSE ]	UBS Investment Bank	2012-12-28 Withdrawn 2012-11-08 Postponed 2012-10-23 Terms Added 2012-09-28 Filed	Withdrawn
Safety-Kleen	SK [ NYSE ]	Credit Suisse	2012-12-28 Withdrawn 2012-08-14 ReFiled 2008-10 Withdrawn 2008-05-01 Filed	Withdrawn
Bluestem Brands, Inc.	BSTM [ Nasdaq ]	Deutsche Bank Securities	2012-12-21 Withdrawn 2011-10-31 Terms Added 2011-04-21 Filed	Withdrawn
Audeo Oncology	AURX [ Nasdaq ]	Leerink Swann	2012-12-20 Postponed 2012-07-06 Filed	Postponed
Glori Energy Inc.	GLRI [ Nasdaq ]	Credit Suisse	2012-12-20 Withdrawn 2011-10-04 Filed	Withdrawn
Sprott Physical Platinum and Palladium Trust	SPPP [ NYSE ]	Morgan Stanley	2012-12-19 Opened 2012-11-30 Terms Added 2012-01-13 Filed	Opened
Silver Bay Realty Trust	SBY [ NYSE ]	Credit Suisse	2012-12-14 Opened 2012-12-03 Terms Added 2012-09-11 Filed	Opened
Planet Payment	PLPM	J.P. Morgan	2012-12-14 Withdrawn 2011-07-21 Filed	Withdrawn
PBF Energy	PBF [ NYSE ]	Citi	2012-12-13 Opened 2012-12-03 Terms Added 2011-11-14 Filed	Opened
SolarCity Corporation	SCTY [ Nasdaq ]	Goldman Sachs	2012-12-13 Opened 2012-11-27 Terms Added 2012-10-05 Filed	Opened
North Atlantic Drilling Ltd.	NADL [ NYSE ]	Morgan Stanley	2012-12-11 Filed	They are an international offshore drilling company that provides drilling services to the oil and gas industry in the North Atlantic Region.
Western Gas Equity Partners, LP	WGP [ NYSE ]	Barclays	2012-12-07 Opened 2012-12-03 Terms Added 2012-11-05 Filed	Opened
Rib-X Pharmaceuticals	RIBX [ Nasdaq ]	Deutsche Bank Securities	2012-12-07 Withdrawn 2012-05-09 Postponed 2012-04-24 Terms Added 2011-11-25 Filed	Withdrawn
WhiteHorse Finance, Inc.	WHF [ Nasdaq ]	Deutsche Bank Securities	2012-12-05 Opened 2012-11-27 Terms Added 2012-09-10 Filed	Opened
Fulcrum BioEnergy, Inc.	FLCM	UBS Investment Bank	2012-11-30 Withdrawn 2011-09-22 Filed	Withdrawn
TCP International Holdings Ltd.	TBD	Jefferies & Co.	2012-11-30 Withdrawn 2012-03-26 Filed	Withdrawn
Plains Capital	PCB	J.P. Morgan	2012-11-29 Withdrawn 2010-08-12 Filed	Withdrawn
Ute Energy	UTE [ NYSE ]	Credit Suisse	2012-11-29 Withdrawn 2012-01-05 Filed	Withdrawn
FTS International Inc.	FTS [ NYSE ]	BofA Merrill Lynch	2012-11-28 Withdrawn 2011-09-09 Filed	Withdrawn
YY Inc.	YY [ Nasdaq ]	Morgan Stanley	2012-11-21 Opened 2012-11-07 Terms Added 2012-10-15 Filed	Opened
Alon USA Partners, LP	ALDW [ NYSE ]	Goldman Sachs	2012-11-20 Opened 2012-11-09 Terms Added 2012-08-31 Filed	Opened
Three Rivers Operating Company	TROC [ NYSE ]	Goldman Sachs	2012-11-20 Withdrawn 2012-01-27 Filed	Withdrawn
Taylor & Martin Group	TMG [ NYSE ]	Canaccord Genuity	2012-11-19 Withdrawn 2012-11-08 Postponed 2012-09-27 Terms Added 2012-08-30 Filed	Withdrawn
Ruckus Wireless	RKUS [ NYSE ]	Goldman Sachs	2012-11-16 Opened 2012-11-05 Terms Added 2012-10-05 Filed	Opened
Radius Health	RDUS [ Nasdaq ]	UBS Investment Bank	2012-11-16 Withdrawn 2012-11-14 Postponed 2012-10-19 Terms Added 2012-02-06 Filed	Withdrawn
Heatwurx	TBD [ NYSE ]	Gilford Securities Inc.	2012-11-15 Filed	They are an Original Equipment Manufacturer of Asphalt preservation and repair equipment.
Energy & Exploration Partners	ENXP [ NYSE ]	Canaccord Genuity	2012-11-14 Withdrawn 2012-10-17 Terms Added 2012-09-10 Filed	Withdrawn
Arbolada Capital Management Company	ACAP [ NYSE ]	Deutsche Bank Securities	2012-11-13 Withdrawn 2011-04-12 Filed	Withdrawn
Atossa Genetics, Inc.	ATOS [ Nasdaq ]	Dawson James Securities	2012-11-08 Opened 2012-02-14 ReFiled 2011-02 Withdrawn 2010-10-01 Filed	Opened
Babylon Ltd.	BBYL [ Nasdaq ]	Citigroup	2012-11-05 Filed	They are a leading developer of translation software solutions and a global provider of Internet search services.
Delek Logistics Partners, LP	DKL [ NYSE ]	BofA Merrill Lynch	2012-11-02 Opened 2012-10-25 Terms Added 2012-07-12 Filed	Opened
Southcross Energy Partners, L.P.	SXE [ NYSE ]	Citigroup	2012-11-02 Opened 2012-10-22 Terms Added 2012-04-20 Filed	Opened
GFI Software S.A.	GFIX [ NYSE ]	J.P. Morgan	2012-11-02 Filed	They are a global provider of collaboration, IT infrastructure and managed service provider software solutions designed for small and medium-sized businesses.
MPLX, LP	MPLX [ NYSE ]	UBS Investment Bank	2012-10-26 Opened 2012-10-18 Terms Added 2012-07-02 Filed	Opened
The WhiteWave Foods Company	WWAV [ NYSE ]	J.P. Morgan	2012-10-26 Opened 2012-10-17 Terms Added 2012-08-07 Filed	Opened
Lehigh Gas Partners LP	LGP [ NYSE ]	Raymond James	2012-10-25 Opened 2012-10-17 Terms Added 2012-05-11 Filed	Opened
Monroe Capital Corporation	MRCC [ Nasdaq ]	Baird	2012-10-25 Opened 2012-10-17 Terms Added 2011-07-25 Amendment 2011-03-04 Filed	Opened
Seadrill Partners	SDLP [ NYSE ]	Citigroup	2012-10-19 Opened 2012-10-15 Terms Added 2012-09-21 Filed	Opened
Workday, Inc.	WDAY [ NYSE ]	Morgan Stanley	2012-10-12 Opened 2012-10-01 Terms Added 2012-08-30 Filed	Opened
Shutterstock	SSTK [ NYSE ]	Morgan Stanley	2012-10-11 Opened 2012-09-27 Terms Added 2012-05-14 Filed	Opened
KYTHERA Biopharmaceuticals, Inc.	KYTH [ Nasdaq ]	J.P. Morgan	2012-10-11 Opened 2012-09-24 Terms Added 2012-05-17 Filed	Opened
Intercept Pharmaceuticals	ICPT [ Nasdaq ]	BofA Merrill Lynch	2012-10-11 Opened 2012-09-27 Terms Added 2012-09-04 Filed	Opened
ERA Group, Inc.	ERA [ NYSE ]	Goldman Sachs	2012-10-11 Withdrawn 2011-10-14 Amendment 2011-08-01 Filed	Withdrawn
Amira Nature Foods Ltd.	ANFI [ NYSE ]	UBS Investment Bank	2012-10-10 Opened 2012-09-27 Terms Added 2012-08-29 Filed	Opened
Ambarella, Inc.	AMBA [ Nasdaq ]	Morgan Stanley	2012-10-10 Opened 2012-09-26 Terms Added 2012-09-26 Terms Added 2011-06-10 Filed	Opened
Dave & Busters Entertainment, Inc.	PLAY [ Nasdaq ]	Goldman Sachs	2012-10-04 Withdrawn 2012-09-24 Terms Added 2011-09-29 Amendment 2011-07-15 Filed	Withdrawn
Luxfer Holdings PLC	LXFR [ NYSE ]	Jefferies	2012-10-03 Opened 2012-09-19 Terms Added 2011-12-14 Postponed 2011-12-02 Filed	Opened
LifeLock, Inc.	LOCK [ NYSE ]	Goldman Sachs	2012-10-03 Opened 2012-09-19 Terms Added 2012-08-28 Filed	Opened
Qualys	QLYS [ Nasdaq ]	J.P. Morgan	2012-09-28 Opened 2012-09-12 Terms Added 2012-06-08 Filed	Opened
Summit Midstream Partners, LP	SMLP [ NYSE ]	Barclays	2012-09-28 Opened 2012-09-20 Terms Added 2012-08-21 Filed	Opened
Schottenstein Realty Trust	SCRT	Raymond James	2012-09-28 Withdrawn 2011-05-16 Filed 2011-05 Postponed	Withdrawn
Paratek Pharmaceuticals, Inc.	PRTK [ Nasdaq ]	UBS Investment Bank	2012-09-27 Filed	They are a pharmaceutical company focused on the discovery, development, and commercialization of innovative medicines that are designed to save lives and alleviate suffering.
ViSalus, Inc.	TBD	Jefferies	2012-09-26 Withdrawn 2012-08-16 Filed	Withdrawn
Capital Bank Financial Corp.	CBF [ Nasdaq ]	Credit Suisse	2012-09-20 Opened 2012-09-10 Terms Added 2012-06-29 Filed	Opened
National Bank Holdings Corporation	NBHC [ NYSE ]	Goldman Sachs	2012-09-20 Opened 2012-09-10 Terms Added 2012-03-30 Filed	Opened
Spirit Realty Capital	SRC [ NYSE ]	Morgan Stanley	2012-09-20 Opened 2012-09-10 Terms Added 2011-11-10 Filed	Opened
Susser Petroleum Partners LP	SUSP [ Nasdaq ]	BofA Merrill Lynch	2012-09-20 Opened 2012-09-10 Terms Added 2012-06-22 Filed	Opened
Cortina Systems	CRTN [ Nasdaq ]	J.P. Morgan	2012-09-20 Withdrawn 2011-06-01 Amendment 2011-03-15 Filed	Withdrawn
Smith Electric Vehicles	SMTH [ Nasdaq ]	UBS Investment Bank	2012-09-20 Withdrawn 2012-09-07 Terms Added 2011-11-10 Filed	Withdrawn
Regulus Therapeutics Inc.	RGLS [ Nasdaq ]	Lazard Capital Markets	2012-09-07 Terms Added 2012-08-17 Filed	They are a biopharmaceutical company focused on discovering and developing first-in-class drugs that target microRNAs to treat a broad range of diseases.
AMC Entertainment	AMC	J.P. Morgan	2012-09-05 Withdrawn 2010-07-14 Filed	Withdrawn
GlobeImmune, Inc.	GBIM [ Nasdaq ]	Wells Fargo Securities	2012-09-05 Terms Added 2012-07-02 Filed	They are a biopharmaceutical company focused on developing therapeutic products for cancer and infectious diseases based on their proprietary Tarmogen platform.
Elevance Renewable Sciences, Inc.	ERSI [ Nasdaq ]	Morgan Stanley	2012-08-31 Withdrawn 2011-09-20 Filed	Withdrawn
Momentive Performance Materials Holdings	MPM	TBD	2012-08-31 Withdrawn 2011-04-21 Filed	Withdrawn
Neutron Energy	TBD [ NYSE ]	Roth Capital	2012-08-30 Withdrawn 2011-03-30 Filed	Withdrawn
Hi-Crush Partners LP	HCLP [ NYSE ]	Barclays	2012-08-16 Opened 2012-08-07 Terms Added 2012-07-06 Filed	Opened
BancTec, Inc.	BTEC	William Blair	2012-08-14 Withdrawn 2011-05-13 Filed	Withdrawn
Manchester United Ltd.	MANU [ NYSE ]	Jefferies	2012-08-10 Opened 2012-07-30 Terms Added 2012-07-03 Filed	Opened
Archstone	ASN [ NYSE ]	Citigroup	2012-08-10 Filed	They are one of the largest owners of high-quality apartment communities in the United States and are focused primarily on the acquisition, development, redevelopment, operation and management of apartment communities in select supply-constrained, coastal markets.
CKE	CK [ NYSE ]	Morgan Stanley	2012-08-09 Postponed 2012-07-30 Terms Added 2012-05-17 Filed	Postponed
Peregrine Semiconductor	PSMI [ Nasdaq ]	Deutsche Bank Securities	2012-08-08 Opened 2012-07-25 Terms Added 2010-11-19 Filed	Opened
NEXX Systems	NEXX [ Nasdaq ]	Needham & Company	2012-08-06 Withdrawn 2011-07-22 Filed	Withdrawn
Globus Medical	GMED [ NYSE ]	BofA Merrill Lynch	2012-08-03 Opened 2012-07-16 Terms Added 2012-03-28 Filed	Opened
IronPlanet	IRON [ Nasdaq ]	J.P. Morgan	2012-08-03 Withdrawn 2010-03-18 Filed	Withdrawn
Genomatica, Inc.	GENO [ Nasdaq ]	Morgan Stanley	2012-08-02 Withdrawn 2011-09-29 Amendment 2011-08-24 Filed	Withdrawn
LegalZoom.com	LGZ [ NYSE ]	Morgan Stanley	2012-08-02 Postponed 2012-07-23 Terms Added 2012-05-10 Filed	Postponed
LINC Logistics Company	LLGX [ Nasdaq ]	Citi	2012-07-30 Withdrawn 2012-05-11 Postponed 2012-04-26 Terms Added 2011-05-24 Filed	Withdrawn
Party City Holdings, Inc.	PRTY	Goldman Sachs	2012-07-27 Withdrawn	Withdrawn
Aina Le'a, Inc.	AINA [ Nasdaq ]	TBD	2012-07-27 Filed	They are a real estate development, syndication, asset management and services firm.
E2open	EOPN [ Nasdaq ]	BofA Merrill Lynch	2012-07-26 Opened 2012-07-13 Terms Added 2012-06-29 Amendment 2012-02-17 Filed	Opened
Impinj, Inc.	TBD	Morgan Stanley	2012-07-26 Withdrawn 2011-07-14 Amendment 2011-04-21 Filed	Withdrawn
Natural Grocers by Vitamin Cottage	NGVC [ NYSE ]	SunTrust Robinson Humphrey	2012-07-25 Opened 2012-07-12 Terms Added 2012-06-18 Filed	Opened
Avast Software	AVST [ Nasdaq ]	UBS Investment Bank	2012-07-25 Postponed 2012-07-12 Terms Added 2011-12-21 Filed	Postponed
Enova International, Inc.	ENVA [ NYSE ]	UBS Investment Bank	2012-07-25 Withdrawn 2011-09-15 Filed	Withdrawn
Fender Musical Instruments	FNDR [ Nasdaq ]	J.P. Morgan	2012-07-20 Withdrawn 2012-07-09 Terms Added 2012-03-08 Filed	Withdrawn
Kayak Software Corporation	KYAK [ Nasdaq ]	Morgan Stanley	2012-07-20 Opened 2012-07-09 Terms Added 2010-11-17 Filed	Opened
Norit N.V.	NRIT [ NYSE ]	Goldman Sachs	2012-07-17 Withdrawn	Withdrawn
NuCO2	NUCO [ NYSE ]	UBS Investment Bank	2012-07-17 Withdrawn 2010-04-20 Filed	Withdrawn
AmREIT, Inc.	AMRE [ NYSE ]	Jefferies & Co.	2012-07-16 Terms Added 2011-07-19 Filed	They are a full-service, vertically integrated and self-administered real estate investment trust, or REIT, that owns, operates, acquires and selectively develops and redevelops primarily neighborhood and community shopping centers located in high-traffic, densely populated, affluent areas with significant barriers to entry.
MobiTv, Inc.	MBTV	J.P. Morgan	2012-07-13 Withdrawn 2011-08-31 Filed	Withdrawn
Gigamon	GIMO	Goldman Sachs	2012-07-13 Filed	They have developed a new and innovative solution that delivers pervasive and dynamic visibility and control of traffic across networks.
Coty	COTY	BofA Merrill Lynch	2012-06-29 Filed	They are the new emerging leader in beauty; founded in Paris in 1904, Coty is a pure play beauty company with a portfolio of well-known brands that compete in the three segments in which we operate: Fragrances, Color Cosmetics and Skin & Body Care.
Exa Corporation	EXA [ Nasdaq ]	Stifel Nicolaus Weisel	2012-06-28 Opened 2012-06-18 Terms Added 2011-10-07 Amendment 2011-08-03 Filed	Opened
TIM w.e. SGPS, S.A.	TMWE [ Nasdaq ]	Credit Suisse	2012-06-28 Withdrawn 2012-05-17 Postponed 2012-04-26 Terms Re-Added 2011-08-08 Filed 2011-08 Postponed	Withdrawn
EQT Midstream Partners, LP	EQM [ NYSE ]	Citigroup	2012-06-27 Opened 2012-06-18 Terms Added 2012-02-13 Filed	Opened
Methes Energies International	MEILU	Paulson Investment	2012-06-22 Filed	They are a renewable energy company that offers an array of products and services to a network of biodiesel fuel producers.
LaShou Group	LASO [ Nasdaq ]	Barclays Capital	2012-06-19 Withdrawn 2011-11-10 Postponed 2011-11-07 Terms Added 2011-10-28 Filed	Withdrawn
Exponential Interactive	EXPN [ NYSE ]	Citigroup	2012-06-19 Amendment 2012-03-16 Filed	They are a leading global provider of advertising intelligence and digital media solutions to brand advertisers.
Loyalty Alliance Enterprise	LAEC [ Nasdaq ]	Macquarie Capital	2012-06-14 Postponed 2012-04-24 Terms Re-Added 2011-08-10 Filed 2011-08 Postponed	Postponed
Tria Beauty	TRIA [ Nasdaq ]	Morgan Stanley	2012-06-13 Withdrawn 2012-05-23 Postponed 2012-05-08 Terms Added 2012-01-30 Filed	Withdrawn
Cathay Industrial Biotech	CBIO	Morgan Stanley	2012-06-11 Withdrawn 2011-08-08 Postponed 2011-08-06 Filed	Withdrawn
Domus Holdings Corp.	TBD	TBD	2012-06-08 Filed	They are the world's largest franchisor of residential real estate brokerages with some of the most recognized brands in the real estate industry, the largest owner of U.S. residential real estate brokerage offices, the largest U.S. and a leading global provider of outsourced employee relocation services and a significant provider of title and settlement services.
Objet Ltd.	OBJT [ Nasdaq ]	J.P. Morgan	2012-06-08 Withdrawn 2012-03-22 Filed	Withdrawn
Aurora Diagnostics	ARDX	Morgan Stanley	2012-06-06 Withdrawn 2010-04-30 Filed	Withdrawn
Targeted Medical Pharma, Inc.	TBD [ Nasdaq ]	Sunrise Securities Corp.	2012-06-05 Withdrawn 2011-04-22 Filed	Withdrawn
iWatt	IWATT [ Nasdaq ]	Deutsche Bank Securities	2012-06-04 Filed	They are a leading provider of digital-centric power management integrated circuits or ICs.
First ULB	FULB [ Nasdaq ]	B. Riley & Co.	2012-05-29 Withdrawn	Withdrawn
Cantor Entertainment Technology	CETI [ Nasdaq ]	Cantor Fitzgerald & Co.	2012-05-25 Withdrawn 2011-12-22 Filed	Withdrawn
Corsair Components	CRSR [ Nasdaq ]	Stifel Nicolaus Weisel	2012-05-24 Postponed 2012-04-26 Terms Added 2011-07-22 Amendment 2010-04-23 Filed	Postponed
China Auto Rental Inc.	CARH [ NYSE ]	Morgan Stanley	2012-05-24 Withdrawn 2012-04-24 Postponed 2012-04-10 Terms Added 2012-01-18 Filed	Withdrawn
CyOptics	CYOP [ Nasdaq ]	J.P. Morgan	2012-05-23 Withdrawn 2011-09-30 Amendment 2011-08-12 Filed	Withdrawn
Facebook, Inc.	FB [ Nasdaq ]	Morgan Stanley	2012-05-18 Opened 2012-05-03 Terms Added 2012-03-08 u/w added 2012-02-01 Filed	Opened
TVAX Biomedical	TVAX [ Nasdaq ]	Roth Capital	2012-05-17 Withdrawn 2012-02-17 Postponed 2012-01-23 Terms Added 2011-11-07 Filed	Withdrawn
West Coast Realty Trust	WCRT [ Nasdaq ]	Maxim Group LLC	2012-05-14 Filed	They are a recently-formed real estate investment trust, or REIT, that will specialize in the ownership, acquisition, management and financing of necessity-based retail properties, including community and neighborhood shopping centers located in densely populated, middle and upper income markets in the Western United States.
Union Agriculture Group Corp.	UAGR	Credit Suisse	2012-05-14 Withdrawn 2011-07-27 Filed 2011-07 Postponed	Withdrawn
Community Choice Financial, Inc.	CCFI [ Nasdaq ]	Credit Suisse	2012-05-11 Withdrawn 2012-05-08 Postponed 2012-04-25 Terms Added 2011-10-11 Amendment 2011-08-23 Filed	Withdrawn
Ignite Restaurant Group, Inc.	IRG [ Nasdaq ]	Credit Suisse	2012-05-11 Opened 2011-09-09 Amendment 2011-07-29 Filed	Opened
Edwards Group Limited	EVAC [ Nasdaq ]	Goldman Sachs	2012-05-11 Opened 2012-04-26 Terms Added 2012-03-21 Filed	Opened
OncoMed Pharmaceuticals	OMED [ Nasdaq ]	Jefferies	2012-05-11 Filed	They are a clinical development-stage biopharmaceutical company focused on discovering and developing first-in-class monoclonal antibody therapeutics targeting cancer stem cells, or CSCs.
Audience, Inc.	ADNC [ Nasdaq ]	J.P. Morgan	2012-05-10 Opened 2012-04-27 Terms Added 2012-01-13 Filed	Opened
Alon Brands, Inc.	ABO	Credit Suisse	2012-05-08 Withdrawn 2010-11-15 Filed	Withdrawn
Tilly's, Inc.	TLYS [ NYSE ]	Goldman Sachs	2012-05-04 Opened 2012-04-23 Terms Added 2011-07-01 Filed	Opened
PetroLogistics LP	PDH [ NYSE ]	Morgan Stanley	2012-05-04 Opened 2012-04-23 Terms Added 2011-06-21 Filed	Opened
Maxum Energy Logistics Partners, LP	MXLP [ NYSE ]	BofA Merrill Lynch	2012-05-04 Filed	They are one of the largest independent marketers and distributors of refined petroleum products and related services to the drilling, exploration and production and coal mining industries in the continental United States. We procure and sell diesel fuel, lubricating oil and custom-blended lubricants to companies engaged in the drilling for and production of oil and natural gas and in the mining of coal.
Pacific Coast Oil Trust	ROYT [ NYSE ]	Barclays Capital	2012-05-03 Opened 2012-04-26 Terms Added 2012-01-06 Filed	Opened
EverBank Financial Corp	EVER [ NYSE ]	Goldman Sachs	2012-05-03 Opened 2012-04-24 Terms Added 2011-08-11 Amendment 2011-02-07 Filed	Opened
Coskata, Inc.	COSK [ Nasdaq ]	Citigroup	2012-05-03 Amendment 2012-01-01 Filed 2011-12-16 Filed	They are a technology leader in renewable fuels and bio-based chemicals.
Edgen Group, Inc.	EDG [ NYSE ]	Jefferies & Co.	2012-04-27 Opened 2012-04-17 Terms Added 2011-12-29 Filed	Opened
Acquity Group Limited	AQ [ NYSE ]	Citigroup	2012-04-27 Opened 2012-04-18 Terms Added 2012-03-08 Filed	Opened
Ares Commercial Real Estate Corporation	ACRE [ NYSE ]	Wells Fargo Securities	2012-04-26 Opened 2012-04-17 Terms Added 2012-03-21 Amendment 2011-09-14 Filed	Opened
Brightstar Corp.	STAR [ Nasdaq ]	Goldman Sachs	2012-04-26 Withdrawn 2011-04-14 Filed	Withdrawn
Enerkem	NRKM [ Nasdaq ]	Goldman Sachs	2012-04-26 Withdrawn 2012-03-19 Terms Added 2012-02-03 Filed	Withdrawn
Envivio, Inc.	ENVI [ Nasdaq ]	Goldman Sachs	2012-04-25 Opened 2012-04-11 Terms Added 2012-03-15 ReFiled 2011-06-14 Filed 2011-06 Postponed	Opened
Luca Technologies, Inc.	LUCA [ Nasdaq ]	Citi	2012-04-23 Withdrawn 2012-03-15 Terms Added 2011-06-29 Filed	Withdrawn
Midstates Petroleum Company	MPO [ NYSE ]	Goldman Sachs	2012-04-20 Opened 2012-04-09 Terms Added 2012-02-29 Terms Added 2011-12-14 Amendment 2011-11-14 Filed	Opened
Proofpoint	PFPT [ Nasdaq ]	Credit Suisse	2012-04-20 Opened 2012-04-09 Terms Added 2011-12-14 Filed	Opened
SandRidge Mississippian Trust II	SDR [ NYSE ]	Morgan Stanley	2012-04-18 Opened 2012-04-05 Terms Added 2012-01-05 Filed	Opened
Brookfield Realty Capital	BKF [ NYSE ]	Goldman Sachs	2012-04-18 Withdrawn 2010-01-08 Amendment 2009-10-21 Filed	Withdrawn
Digital Cinema Destinations	DCIN [ Nasdaq ]	Maxim Group	2012-04-17 Opened 2012-04-09 Terms Added 2011-12-20 Filed	Opened
Dynamic Offshore Resources	DOR [ NYSE ]	Citi	2012-04-17 Withdrawn 2012-01-31 Postponed 2012-01-17 Terms Added 2011-10-04 Amendment 2011-08-26 Filed	Withdrawn
Chesapeake Oilfield Services	COS [ NYSE ]	Goldman Sachs	2012-04-16 Filed	They are the most active driller of new oil and natural gas wells in the U.S. based on rig count.
Midas Medici Group Holdings	WATT [ NYSE ]		2012-04-13 Withdrawn 2012-02-06 Filed	Withdrawn
Banco Santander Rio S.A.	BRIO [ NYSE ]	Santander	2012-04-13 Withdrawn 2011-05-26 Filed	Withdrawn
Blackstratus, Inc.	BLKS [ Nasdaq ]	Aegis Capital	2012-04-13 Filed	They are a leading provider of cloud-based security information and event management software solutions deployed and operated by "Security as a Service" providers of all sizes, government agencies and individual enterprises.
Forum Energy Technologies, Inc.	FET [ NYSE ]	J.P. Morgan	2012-04-12 Opened 2012-03-29 Terms Added 2011-09-01 Filed	Opened
BrightSource Energy, Inc.	BRSE [ Nasdaq ]	Goldman Sachs	2012-04-12 Postponed 2012-03-21 Terms Added 2011-04-22 Filed	Postponed
Foresight Energy Partners LP	FELP [ NYSE ]	Citigroup	2012-04-12 Underwriters Added 2012-02-02 Filed	They are a low cost producer of high quality thermal coal with expertise in operating and developing highly productive underground mines in the Illinois Basin.
Erickson Air-Crane	EAC [ Nasdaq ]	Stifel Nicolaus Weisel	2012-04-11 Opened 2012-03-22 Terms Added Again 2012-02-02 Postponed 2012-01-30 Terms Added 2012-01-19 Amendment 2010-12-27 Amendment 2010-05-12 Filed	Postponed
Aleris Corporation	ARS [ NYSE ]	J.P. Morgan	2012-04-11 Postponed 2012-03-28 Terms Added 2012-03-08 Amendment 2011-04-26 Filed	Postponed
Retail Properties of America, Inc.	RPAI [ NYSE ]	J.P. Morgan	2012-04-05 Opened 2012-03-23 Terms Added 2011-02-14 Filed	Opened
Nexsan	NXSN [ Nasdaq ]	Piper Jaffray	2012-04-02 Withdrawn 2011-01-26 Filed	Withdrawn
GasLog Ltd.	GLOG [ NYSE ]	Goldman Sachs	2012-03-30 Opened 2012-03-17 Terms Added 2012-01-17 Filed	Opened
Enphase Energy	ENPH [ Nasdaq ]	Morgan Stanley	2012-03-30 Opened 2012-03-12 Terms Added 2011-09-23 Amendment 2011-06-15 Filed	Opened
Reval Holdings, Inc.	TBD	BofA Merrill Lynch	2012-03-30 Filed	They are the leading, global SaaS provider of comprehensive and integrated treasury and risk management solutions.
Michaels Stores, Inc.	MIK [ NYSE ]	J.P. Morgan	2012-03-30 Filed	They are the largest arts and crafts specialty retailer in North America with 1,196 stores and $4.2 billion in sales in fiscal 2011.
CafePress Inc.	PRSS [ Nasdaq ]	J.P. Morgan	2012-03-29 Opened 2012-03-14 Terms Added 2011-09-16 Amendment 2011-06-10 Filed	Opened
Merrimack Pharmaceuticals	MACK [ Nasdaq ]	J.P. Morgan	2012-03-29 Opened 2012-02-01 Postponed 2012-01-13 Terms Added 2011-07-08 Filed	Postponed
Rexnord Corporation	RXN [ NYSE ]	BofA Merrill Lynch	2012-03-29 Opened 2012-03-19 Terms Added 2011-08-12 u/w added 2011-05-26 Filed	Opened
Regional Management Corporation	RM [ NYSE ]	Jefferies & Co.	2012-03-28 Opened 2012-03-12 Terms Added 2011-05-16 Filed	Opened
Latrobe Specialty Metals, Inc.	LAT [ NYSE ]	Credit Suisse	2012-03-27 Withdrawn 2011-05-24 Filed	Withdrawn
Whiting USA Trust II	WHZ [ NYSE ]	Raymond James	2012-03-23 Opened 2012-03-02 Terms Added 2011-12-16 Filed	Opened
Bats Global Markets, Inc.	BATS [ NYSE ]	Morgan Stanley	2012-03-23 Withdrawn 2012-03-12 Terms Added 2011-05-13 Filed	Withdrawn
Bruker Energy & Supercon Technologies	ESCT [ Nasdaq ]	Jefferies & Co.	2012-03-23 Withdrawn 2011-04-08 Amendment 2010-09-03 Filed	Withdrawn
BioHorizons	BHZN	Piper Jaffrey	2012-03-20 Withdrawn 2011-02-03 Filed 2011-02 Postponed	Withdrawn
Ginkgo Residential Trust	GNKO [ NYSE ]	Baird	2012-03-19 Filed	Their focus is on mid-market apartment communities in the southern United States in areas where we believe there are above average economic growth prospects and an expanding job base and where we can establish a significant presence.
Novaled AG	TBD	Goldman Sachs	2012-03-19 Filed	They are a leader in the research, development and commercialization of technologies and materials that enhance the performance of organic light-emitting diodes, or OLEDs.
SafeNet	SAFE [ Nasdaq ]	Morgan Stanley	2012-03-16 Withdrawn 2010-07-12 Filed	Withdrawn
Allison Transmission Holdings	ALSN	BofA Merrill Lynch	2012-03-15 Opened 2012-02-29 Terms Added 2011-03-18 Filed	Opened
Demandware, Inc.	DWRE [ NYSE ]	Goldman Sachs	2012-03-15 Opened 2012-03-01 Terms Added 2011-09-16 Amendment 2011-07-15 Filed	Opened
M/A-COM Technology Solutions Holdings	MTSI [ Nasdaq ]	Barclays Capital	2012-03-15 Opened 2012-02-28 Terms Added 2011-08-01 Filed	Opened
Nationstar Mortgage Holdings Inc.	NSM [ NYSE ]	BofA Merrill Lynch	2012-03-08 Opened 2012-02-24 Terms Added 2011-05-16 Filed	Opened
Crescent Capital Finance Group, Inc.	CCFG [ NYSE ]	UBS Investment Bank	2012-03-07 Postponed 2012-02-29 Terms Added 2011-07-22 Amendment 2011-03-10 Filed	Postponed
Argos Therapeutics	ARGS [ Nasdaq ]	Lazard Capital Markets	2012-03-06 Withdrawn 2012-02-16 Terms Added 2011-07-29 Filed	Withdrawn
Yelp	YELP [ NYSE ]	Goldman Sachs	2012-03-02 Opened 2012-02-16 Terms Added 2011-11-17 Filed	Opened
GCT Semiconductor, Inc.	GCTS [ Nasdaq ]	BofA Merrill Lynch	2012-03-01 Postponed 2012-02-15 Terms Added 2011-09-15 Filed	Postponed
Provident Mortgage Capital Associates	PMCA [ NYSE ]	UBS Investment Bank	2012-02-29 Postponed 2012-02-21 Terms Added 2011-03-08 Filed	Postponed
Newsummit Biopharma Holdings	NSB [ NYSE ]	Oppenheimer & Co.	2012-02-24 Filed	They are a leading China-based new drug development process solutions provider.
Ceres, Inc.	CERE [ Nasdaq ]	Goldman Sachs	2012-02-22 Opened 2012-01-25 Terms Added 2011-09-16 Amendment 2011-07-25 Filed	Opened
Brightcove Inc.	BCOV [ Nasdaq ]	Morgan Stanley	2012-02-17 Opened 2012-02-06 Terms Added 2011-08-24 Filed	Opened
ECM Realty Trust	ECMR [ NYSE ]	Wells Fargo Securities	2012-02-14 Withdrawn 2010-12-28 Amendment 2010-08-26 Filed	Withdrawn
Empire State Realty Trust	ESB [ NYSE ]	BofA Merrill Lynch	2012-02-13 Filed	They are a REIT operating 12 properties, including the Empire State Building, in the greater New York City area.
Synacor	SYNC [ Nasdaq ]	BofA Merrill Lynch	2012-02-10 Opened 2012-01-30 Terms Added 2011-11-18 ReFiled 2008-10 Withdrawn 2007-08-02 Filed	Opened
GSE Holding	GSE [ NYSE ]	Oppenheimer & Co.	2012-02-10 Opened 2012-01-30 Terms Added 2011-12-15 Postponed 2011-11-23 Terms Added 2011-10-19 Amendment 2011-07-11 Filed	Opened
HomeStreet, Inc.	HMST [ Nasdaq ]	FBR Capital Markets	2012-02-10 Opened 2012-02-07 Terms Added 2011-12-08 Postponed 2011-11-03 Terms Added 2011-08-09 Filed	Opened
FX Alliance, Inc.	FX [ NYSE ]	BofA Merrill Lynch	2012-02-09 Opened 2012-01-27 Terms Added 2011-09-19 Filed	Opened
Caesars Entertainment Corporation	CZR [ Nasdaq ]	Credit Suisse	2012-02-08 Opened 2012-02-02 Terms Added 2011-11-01 refiled 2010-11-05 Filed 2010-11 Postponed	Opened
Epam Systems, Inc.	EPAM [ NYSE ]	Citi	2012-02-08 Opened 2012-01-23 Terms Added 2011-09-26 Amendment 2011-06-10 Filed	Opened
Roundys	RNDY [ NYSE ]	Credit Suisse	2012-02-08 Opened 2012-01-26 Terms Added 2011-12-05 Filed	Opened
Cempra Holdings	CEMP [ Nasdaq ]	Stifel Nicolaus Weisel	2012-02-03 Opened 2012-01-13 Terms Added 2011-10-12 Filed	Opened
Matador Resources Company	MTDR [ NYSE ]	RBC Capital Markets	2012-02-02 Opened 2012-01-19 Terms Added 2011-08-12 Filed	Opened
AVG Technologies	AVG [ NYSE ]	Morgan Stanley	2012-02-02 Opened 2012-01-13 Filed	Opened
Greenway Medical Technologies, Inc.	GWAY [ NYSE ]	J.P. Morgan	2012-02-02 Opened 2012-01-18 Terms Added 2011-09-23 Amendment 2011-07-15 Filed	Opened
Marathon Real Estate Mortgage	MRE	Credit Suisse	2012-02-02 Withdrawn 2009-08-28 Filed	Withdrawn
U.S. Silica Holdings	SLCA [ NYSE ]	Morgan Stanley	2012-02-01 Opened 2012-01-17 Terms Added 2011-07-18 Filed	Opened
IntelePeer, Inc.	PEER [ Nasdaq ]	J.P. Morgan	2012-02-01 Withdrawn 2012-01-26 Postponed 2012-01-11 Terms Added 2011-05-10 Filed	Withdrawn
Reply!	RPLY [ Nasdaq ]	Jefferies	2012-02-01 Withdrawn 2010-02-22 Filed	Withdrawn
Younan Properties	YPI [ NYSE ]	BofA Merrill Lynch	2012-01-31 Withdrawn 2010-10-18 Amendment 2010-04-09 Filed	Withdrawn
Verastem, Inc.	VSTM [ Nasdaq ]	UBS Investment Bank	2012-01-27 Opened 2012-01-13 Terms Added 2011-11-03 Filed	Opened
Brand Energy	BEI	Goldman Sachs	2012-01-27 Withdrawn 2008-07-17 Filed	Withdrawn
Renewable Energy Group	REGI [ Nasdaq ]	UBS Investment Bank	2012-01-19 Opened 2012-01-03 Terms Added 2011-07-18 Filed	Opened
Cementos Pacasmayo S.A.A.	CPAC [ NYSE ]	J.P. Morgan	2012-01-19 Terms Added 2012-01-06 Filed	They are a leading Peruvian cement company, and the only cement manufacturer in the northern region of Peru. They have applied for listing of their ADSs on the New York Stock Exchange under the symbol "CPAC". Their common shares and our non-voting investment shares are listed on the Lima Stock Exchange (Bolsa de Valores de Lima) under the symbols "CPACASC1" and "CPACASCI1", respectively. On January 17, 2012, the last reported sales price of their common shares on the Lima Stock Exchange was S/.5.84 per common share (equivalent to US$10.85 per ADS based on the exchange rate on such date).
Lucid, Inc.	LUCD [ Nasdaq ]	Roth Capital Partners	2011-12-28 Opened 2011-09-20 Filed	Opened
Gogo Inc.	GOGO	Morgan Stanley	2011-12-23 Filed	They are the world's leading provider of in-flight connectivity and a pioneer in wireless in-cabin digital entertainment solutions.
NBH Holdings	TBD [ NYSE ]	Goldman Sachs	2011-12-22 Amendment 2011-11-14 Filed	They are a bank holding company that operates a network of 103 banking centers in Kansas and Colorado.
Inergy Midstream, L.P.	NRGM [ NYSE ]	Morgan Stanley	2011-12-16 Opened 2011-12-06 Terms Added 2011-08-24 Filed	Opened
Zheng Hui Industry Corp.	ZHIC [ Nasdaq ]	Rodman & Renshaw	2011-12-16 Withdrawn 2011-03-23 Amendment 2010-07-12 Filed	Withdrawn
Sanchez Energy Corporation	SN [ NYSE ]	Johnson Rice & Co.	2011-12-14 Opened 2011-11-28 Terms Added 2011-09-01 Filed	Opened
Newgistics, Inc.	NEWG [ Nasdaq ]	Stifel Nicolaus Weisel	2011-12-14 Withdrawn 2011-03-10 Filed	Withdrawn
Jive Software, Inc.	JIVE [ Nasdaq ]	Morgan Stanley	2011-12-13 Opened 2011-11-30 Terms Added 2011-08-24 Filed	Opened
China For-Gen	CFG [ NYSE ]	Maxim Group LLC	2011-12-13 Withdrawn 2011-01-07 Filed	Withdrawn
Rose Rock Midstream, L.P.	RRMS [ NYSE ]	Barclays Capital	2011-12-09 Opened 2011-12-01 Terms Added 2011-08-12 Filed	Opened
Peak Resorts, Inc.	PEAK [ Nasdaq ]	Raymond James	2011-12-08 Postponed 2011-11-21 Terms Added 2011-04-18 Filed	Postponed
WhiteSmoke, Inc.	WHSM [ Nasdaq ]	Aegis Capital Corp	2011-12-08 Postponed 2011-11-22 ReScheduled 2011-11-21 Postponed 2011-05-12 Filed	Postponed
China Dredging Group	CLFF [ Nasdaq ]	Chardan Capital Markets	2011-12-07 Withdrawn 2011-06-28 Amendment 2010-12-30 Filed	Withdrawn
GlassHouse Technologies	GLAS [ Nasdaq ]	Stifel Nicolaus Weisel	2011-12-07 Withdrawn 2011-09-09 Amendment 2010-01-28 Filed	Withdrawn
National Beef NBP	NBP	BofA Merrill Lynch	2011-12-07 Withdrawn 2010-04-21 Filed 2010-04 Postponed	Postponed
Mountain Valley Spring	WATR [ Nasdaq ]	Rodman & Renshaw	2011-12-02 Filed	They are in the business of bottling and selling natural spring water and manufacturing preformed bottles and finished bottles from polyethylene terephthalate resin.
WPX Energy	WPX [ NYSE ]	Barclays Capital	2011-12-01 Withdrawn 2011-09-01 Amendment 2011-07-19 Filed	Withdrawn
Velocity Commercial Capital, Inc.	VCC [ NYSE ]	Credit Suisse	2011-12-01 Withdrawn 2011-05-13 Amendment 2010-08-27 Filed	Withdrawn
Panther Expedited Services	PTHR	J.P. Morgan	2011-11-29 Withdrawn 2010-08-06 Filed	Withdrawn
Manning & Napier, Inc.	MN [ NYSE ]	BofA Merrill Lynch	2011-11-18 Opened 2011-11-07 Terms Added 2011-07-01 Filed	Opened
Intermolecular, Inc.	IMI [ Nasdaq ]	Morgan Stanley	2011-11-18 Opened 2011-11-07 Terms Added 2011-07-29 Filed	Opened
Digital Domain Media Group, Inc.	DDMG [ NYSE ]	Roth Capital Partners	2011-11-18 Opened 2011-11-04 Terms Added 2011-09-20 Amendment 2011-05-16 Filed	Opened
Applied Medical Corporation	TBD	WR Hambrecht & Co.	2011-11-16 Filed	We develop, manufacture and market medical devices for general, colorectal, bariatric, vascular, gynecological, urological and pediatric surgical procedures.
Muni Funding Company of America	MUNF [ Nasdaq ]	Ladenburg Thalmann & Co.	2011-11-14 Withdrawn 2010-05-14 Filed	Withdrawn
Chesapeake Granite Wash Trust	CHKR [ NYSE ]	Morgan Stanley	2011-11-11 Opened 2011-10-18 Terms Added 2011-09-19 Filed 2011-09-16 Amendment	Opened
Pacific Drilling	PACD [ NYSE ]	Morgan Stanley	2011-11-11 Opened 2011-11-07 Filed	Opened
Imperva	IMPV [ NYSE ]	J.P. Morgan	2011-11-09 Opened 2011-10-27 Filed 2011-09-06 Amendment	Opened
South Valley Bancorp, Inc.	SVBT [ Nasdaq ]	D.A. Davidson & Co.	2011-11-07 Withdrawn 2011-07-29 Filed	Withdrawn
Groupon, Inc.	GRPN [ Nasdaq ]	Morgan Stanley	2011-11-04 Opened 2011-10-21 Terms Added 2011-10-07 Amendment 2011-09-23 Filed	Opened
Enduro Royalty Trust	NDRO [ NYSE ]	Barclays Capital	2011-11-03 Opened 2011-10-27 Filed	Opened
Rentech Nitrogen Partners, L.P.	RNF [ NYSE ]	Morgan Stanley	2011-11-03 Opened 2011-10-26 Filed	Opened
Midland States Bancorp	MSBI	Sandler O'Neill	2011-10-31 Withdrawn 2011-08-10 Filed	Withdrawn
Isola Group	ISLA [ Nasdaq ]	UBS Investment Bank	2011-10-31 Filed	They are a leading global material sciences company that designs, develops and manufactures copper-clad laminate and prepreg used to fabricate advanced multilayer printed circuit boards.
Cutanea Life Sciences	CTNA [ Nasdaq ]	Brean Murray	2011-10-24 Withdrawn 2010-11-09 Filed	Withdrawn
ZELTIQ Aesthetics, Inc.	ZLTQ [ Nasdaq ]	J.P. Morgan	2011-10-19 Opened 2011-10-07 Terms Added 2011-09-23 Amendment 2011-07-13 Filed	Opened
Staffmark Holdings, Inc.	STMK [ NYSE ]	UBS Investment Bank	2011-10-19 Withdrawn 2011-04-12 Filed	Withdrawn
Liberty Mutual Agency Corporation	LMA	Citi	2011-10-18 Withdrawn 2010-09-13 Filed 2010-09 Postponed	Withdrawn
Glacier Water Services, Inc.	DRNK [ Nasdaq ]	William Blair	2011-10-18 Withdrawn 2011-05-13 Filed	Withdrawn
Sinocom Pharmaceutical, Inc.	TBD [ Nasdaq ]	Cowen & Co.	2011-10-13 Withdrawn 2011-05-05 Filed	Withdrawn
Armstrong Energy	TBD [ Nasdaq ]	FBR Capital Markets	2011-10-12 Filed	They are a diversified producer of low chlorine, high sulfur thermal coal from the Illinois Basin with both surface and underground mines.
Armstrong Resource Partners, L.P.	TBD [ Nasdaq ]	Raymond James	2011-10-12 Filed	They are a royalty business that owns and manages mineral reserves.
Xunlei Limited	XNET	J.P. Morgan	2011-10 Withdrawn 2011-07-01 Filed	Withdrawn
The Aveon Group L.P.	AVO	J.P. Morgan	2011-09-30 Filed 2011-02 Withdrawn	Withdrawn
ReSearch Pharmaceutical Services	RPSE	Jefferies & Co.	2011-09-28 Filed 2011-09 Withdrawn	Withdrawn
The Telx Group	TELX	Goldman Sachs	2011-09-27 Filed 2011-09 Withdrawn	Withdrawn
Cloudary Corporation	READ [ NYSE ]	BofA Merrill Lynch	2011-09-27 Amendment 2011-07 Postponed 2011-05-24 Filed	Postponed
Trellis Earth Products	TREL [ Nasdaq ]	Aegis Capital	2011-09-23 Filed	They develop, market and sell bioplastics-based products for use primarily in the food service industry, including disposable deliware, cutlery, trash liners and shopping bags.
WhiteGlove Health	WGH [ NYSE ]	WR Hambrecht	2011-09-22 Filed 2011-09 Withdrawn	Withdrawn
Americold Realty Trust	ACRE	Goldman Sachs	2011-09-14 Filed 2010-12 Withdrawn	Withdrawn
Gamefly, Inc.	GFLY [ Nasdaq ]	BofA Merrill Lynch	2011-09-09 Amendment 2010-02-10 Filed	They are the largest online video game rental subscription service in the United States.
BlueArc Corporation	BLRC [ Nasdaq ]	J.P. Morgan	2011-09-08 Filed 2011-09 Withdrawn	Withdrawn
Prometheus Laboratories	RXDX	Goldman Sachs	2011-09-07 Filed 2011-09 Withdrawn	Withdrawn
JTH Holding, Inc.	TAX [ NYSE ]	Jefferies	2011-09-02 Filed	They are one of the leading providers of tax preparation services in the United States and Canada.
ILFC Holdings, Inc.	ILFC [ NYSE ]	Citigroup	2011-09-01 Filed	They are the world's largest independent aircraft lessor.
Pioneer Power Solutions	PPSI	Oppenheimer & Co.	2011-08-25 Filed 2011-08 Withdrawn	Withdrawn
SiGe Semiconductor	SIGE	Barclays Capital	2011-08-18 Filed 2011-08 Withdrawn	Withdrawn
Tudou Holdings Limited	TUDO	Credit Suisse	2011-08-17 Filed 2011-08 Opened	Opened
Pembrook Realty Capital, LLC	PRC [ NYSE ]	Deutsche Bank Securities	2011-08-12 Filed	They are a newly formed Delaware limited liability company that will focus primarily on investing in target assets on both a taxable and U.S. federally tax-exempt basis.
Carbonite	CARB	BofA Merrill Lynch	2011-08-11 Filed 2011-08 Opened	Opened
SandRidge Permian Trust	PER	Morgan Stanley	2011-08-11 Filed 2011-08 Opened	Opened
Expedite 4	TBD	Rodman & Renshaw	2011-08-11 Withdrawn 2010-05-27 Filed	Withdrawn
Trustwave Holdings	TWAV	Morgan Stanley	2011-08-10 Filed 2011-08 Postponed	Postponed
Eola Property Trust	EOLA	BofA Merrill Lynch	2011-08-05 Filed 2011-08 Withdrawn	Withdrawn
Apache Design Solutions	APAD	Deutsche Bank Securities	2011-08-05 Filed 2011-08 Withdrawn	Withdrawn
CPG International, Inc.	AZEK [ NYSE ]	Barclays Capital	2011-08-05 Amendment 2011-04-22 Filed	They are a leading manufacturer and innovator of low maintenance, premium branded synthetic building products that are replacing wood, wood composites, metal and other materials in the residential, institutional, commercial and industrial end-markets.
Richmond Honan Medical Properties, Inc.	MOB [ NYSE ]	Baird	2011-08-03 Filed	They are a fully-integrated, self-managed real estate company that acquires, owns, manages, develops and re-develops medical office buildings that are strategically aligned with healthcare delivery systems through proximity, including on-campus properties, as well as through tenancy and other arrangements.
AgFeed Animal Nutrition Holdings	AGF	Rodman & Renshaw	2011-08-02 Filed 2011-08 Withdrawn	Withdrawn
IMH Financial Corporation	IFC	TBD	2011-08-02 Filed 2011-08 Withdrawn	Withdrawn
ArborGen Inc.	ARBR	Goldman Sachs	2011-08-01 Filed 2011-08 Withdrawn	Withdrawn
Great White Energy Services	JAWS	Raymond James	2011-08-01 Filed 2011-08 Withdrawn	Withdrawn
ADS Tactical	ADSI	J.P. Morgan	2011-07-27 Filed 2011-07 Withdrawn	Withdrawn
Morgan Properties Trust	MPT [ NYSE ]	BofA Merrill Lynch	2011-07-27 Filed	They are a REIT specializing in the multifamily properties in the Tri-State and D.C. metropolitan areas.
Sprague Resources LP	SRLP [ NYSE ]	Barclays Capital	2011-07-27 Filed	They are a Delaware limited partnership engaged in the purchase, storage, distribution and sale of refined petroleum products, which they refer to as refined products, and natural gas, and they also provide storage and handling services for a broad range of materials.
Force 10 Networks, Inc.	FTEN	J.P. Morgan	2011-07-20 Filed 2011-07 Withdrawn	Withdrawn
ConvergEX	CVGX	J.P. Morgan	2011-07-20 Filed 2011-07 Withdrawn	Withdrawn
American Midstream Partners, LP	AMID	Citi	2011-07-18 Filed 2011-07 Opened	Opened
Teavana Holdings, Inc.	TEA	BofA Merrill Lynch	2011-07-18 Filed 2011-07 Opened	Opened
Trinseo S.A.	TSE	Deutsche Bank Securities	2011-07-18 Filed	They are a global materials company engaged in the manufacture of specialty polymers and plastics.
Red Stone Tax Exempt Partners LP	RTEP [ Nasdaq ]	Deutsche Bank Securities	2011-07-18 Filed	They are a newly-organized limited partnership formed to invest in, finance and manage a portfolio of U.S. federally tax-exempt mortgage revenue bonds that are issued by state and local housing authorities to provide debt capital for affordable multifamily housing properties throughout the United States.
Chefs' Warehouse Holdings, LLC	CHEF	Jefferies	2011-07-15 Filed 2011-07 Opened	Opened
Oiltanking Partners, L.P.	OILT	Citi	2011-07-14 Filed 2011-07 Opened	Opened
ALDA Office Properties, Inc.	AOPI [ Nasdaq ]	Maxim Group LLC	2011-07-12 Filed	They are a full-service, internally-managed real estate company focused on owning, operating and acquiring office properties in select markets primarily in Northern and Southern California.
Skullcandy, Inc.	SKUL	BofA Merrill Lynch	2011-07-08 Filed 2011-07 Opened	Opened
Sunshine Silver Mines	AGS [ NYSE ]	UBS Investment Bank	2011-07-07 Filed	They are a U.S.-based precious metals exploration and development company with the objective of becoming a premier silver producer.
SunCoke Energy, Inc.	SXC	Credit Suisse	2011-07-06 Filed 2011-07 Opened	Opened
Independent Bank Corporation	IBCP	Stifel Nicolaus	2011-07-06 Withdrawn 2010-07-08 Filed	Withdrawn
TransUnion Corp.	TRUN [ NYSE ]	BofA Merrill Lynch	2011-07-05 Filed	They are a leading global provider of information and risk management solutions.
BioLineRx Ltd.	BLRX	JMP Securities	2011-07-01 Filed 2011-07 Withdrawn	Withdrawn
NCL Corporation	TBD	TBD	2011-07 Withdrawn 2010-10-26 Filed	Withdrawn
Avenue Capital Mortgage REIT Inc.	AVRE	TBD	2011-06-29 Filed	They are a newly organized Maryland corporation formed primarily to invest in, finance and manage residential mortgage assets, including jumbo mortgage loans and RMBS, as well as other mortgage-related assets, which we refer to as our target assets.
ESCO Corporation	ESCO [ Nasdaq ]	Goldman Sachs	2011-06-28 Amendment 2011-05-02 Filed	They are a leading, independent designer, developer and manufacturer of highly engineered wear parts and replacement products used in surface mining, infrastructure development, power generation, aerospace and industrial applications.
KiOR	KIOR	Credit Suisse	2011-06-23 Filed 2011-06 Opened	Opened
North American Financial Holdings, Inc.	TBD [ Nasdaq ]	Credit Suisse	2011-06-23 Filed	They are a bank holding company incorporated in late 2009 with the goal of creating a regional banking franchise in the southeastern region of the United States through organic growth and acquisitions of other banks, including failed, underperforming and undercapitalized banks.
Stewart & Stevenson	SNS	J.P. Morgan	2011-06-22 Filed 2011-06 Postponed	Postponed
Centre Lane Investment Corp.	CNLI	Stifel Nicolaus	2011-06-21 Filed 2011-06 Postponed	Postponed
Pandora Media, Inc.	P	Morgan Stanley	2011-06-10 Filed 2011-06 Opened	Opened
Avaya Holdings Corp	AVYA	Morgan Stanley	2011-06-09 Filed	They are a leading global provider of next-generation business collaboration and communications solutions that bring people together with the right information at the right time in the right context, enabling business users to improve their efficiency and quickly solve critical business challenges.
Tripwire	TPWR	J.P. Morgan	2011-06-07 Filed 2011-06 Withdrawn	Withdrawn
Vanguard Health Systems, Inc.	VHS	BofA Merrill Lynch	2011-06-06 Filed 2011-06 Opened	Opened
Reunion Hospitality Trust	RBSC [ Nasdaq ]	FBR Capital Markets	2011-06-03 Filed	They are a hospitality REIT with a focus on distressed assets in the United States and Canada.
Geotag	GTG	C.K. Cooper	2011-06-02 Filed 2011-06 Withdrawn	Withdrawn
Global Aviation Holdings	GLAH	Morgan Stanley	2011-06-02 Filed 2011-06 Withdrawn	Withdrawn
Sabre Industries	SABR	Stifel Nicolaus Weisel	2011-06-02 Filed 2011-06 Withdrawn	Withdrawn
China Oumei Real Estate, Inc.	OMEI [ Nasdaq ]	Brean Murray	2011-06-01 Amendment 2011-03-22 Filed	They are one of the leading real estate development companies located in Qingdao, Shandong province, China.
Compressco Partners, L.P.	GSJK	Raymond James	2011-06 Opened 2011-02-10 Filed	Opened
Taomee Holdings Limited	TAOM	Credit Suisse	2011-06 Opened 2011-05-24 Filed	Opened
CC Jewelry	TBD	TBD	2011-05-27 Filed 2011-05 Withdrawn	Withdrawn
Newegg.com	EGGZ	J.P. Morgan	2011-05-27 Filed 2011-05 Withdrawn	Withdrawn
Solazyme, Inc.	SZYM	Morgan Stanley	2011-05-27 Filed 2011-05 Opened	Opened
Myriant Corporation	MYRT [ Nasdaq ]	UBS Investment Bank	2011-05-27 Filed	They are an industrial biotechnology company focused on becoming a low-cost producer of high-value biochemicals that substitute for traditional petroleum-based industrial chemicals.
Nobao Renewable Energy Holdings Limited	NRE	Citi	2011-05-26 Filed 2011-05 Withdrawn	Withdrawn
The Active Network	ACTV	BofA Merrill Lynch	2011-05-25 Filed 2011-05 Opened	Opened
Skype	TBD	Goldman Sachs	2011-05-20 Filed 2011-05 Withdrawn	Withdrawn
Portrait Innovations	PTRT	J.P. Morgan	2011-05-20 Filed 2011-05 Withdrawn	Withdrawn
Advanced BioHealing	ABHB	BofA Merrill Lynch	2011-05-17 Filed 2011-05 Withdrawn	Withdrawn
Springleaf REIT Inc.	TBD [ NYSE ]	TBD	2011-05-13 Filed	They are a leading U.S. residential real estate and consumer finance company with a long track record of originating, underwriting and servicing residential real estate loans and consumer loans
Bond Street Holdings, Inc.	TBD [ NYSE ]	Deutsche Bank Securities	2011-05-13 Filed	They are a bank holding company with one wholly-owned national bank subsidiary, Premier American Bank, National Association, headquartered in Miami, Florida and operates 39 full-service retail bank branches in Florida.
SRAM International Corporation	SRAM [ Nasdaq ]	J.P. Morgan	2011-05-12 Filed	They are a leading global designer, manufacturer and marketer of premium bicycle components.
Grand Farm	GRFM [ Nasdaq ]	Newbridge Securities Corporation	2011-05-12 Filed	They currently produce three types of milled rice that they prepackage and sell under the "Grand Farm" brand to their distributors for wholesale and retail distributions throughout Fujian.
Lone Pine Resources	LPR	J.P. Morgan	2011-05-11 Filed 2011-05 Opened	Opened
Prommis Solutions Holding	TBD	Credit Suisse	2011-05-10 Filed 2011-05 Withdrawn	Withdrawn
Freescale Semiconductor Holdings I, Ltd.	FSL	Citi	2011-05-09 Filed 2011-05 Opened	Opened
VOC Energy Trust	VOC	Raymond James	2011-05 Opened 2011-04-26 Filed	Opened
FriendFinder Networks, Inc.	FFN	Imperial Capital	2011-05 Opened 2011-04-27 Filed	Opened
Boingo Wireless	WIFI	Credit Suisse	2011-05 Opened 2011-04-13 Filed	Opened
NGL Energy Partners LP	NGL	Wells Fargo Securities	2011-05 Opened 2011-04-28 Filed	Opened
NetQin Mobile	NQ	Piper Jaffray	2011-05 Opened 2011-04-08 Filed	Opened
Renren Inc.	RENN	Morgan Stanley	2011-05 Opened 2011-04-18 Filed	Opened
China Zenix Auto International Limited	ZX	Morgan Stanley	2011-05 Opened 2011-04-27 Filed	Opened
Jiayuan.com International Ltd.	DATE	BofA Merrill Lynch	2011-05 Opened 2011-04-20 Filed	Opened
Phoenix New Media	FENG	Morgan Stanley	2011-05 Opened 2011-04-31 Filed	Opened
Fallbrook Technologies	TBD	CIBC World Markets	2011-04-29 Filed 2011-04 Withdrawn	Withdrawn
Global Market Group Limited	GMC	Roth Capital	2011-04-27 Filed 2011-04 Postponed	Postponed
Mirion Technologies	MION	Credit Suisse	2011-04-21 Filed 2011-04 Withdrawn	Withdrawn
Ryerson Holding Corporation	RYL [ NYSE ]	BofA Merrill Lynch	2011-04-19 Filed	They are one of the largest processors and distributors of metals in North America measured in terms of sales, with operations in the United States, Canada, Mexico and an established and growing presence in China.
CastleRock Security	CRSC	Rodman & Renshaw	2011-04-13 Filed 2011-04 Withdrawn	Withdrawn
Putnam Mortgage Opportunities	PMOC [ NYSE ]	Barclays Capital	2011-04-12 Filed	They are a newly-organized Delaware corporation formed to invest primarily in residential mortgage-backed securities for which the principal and interest payments are guaranteed by a U.S. Government agency or a U.S. Government-sponsored entity.
TMS International	TMS	BofA Merrill Lynch	2011-04-06 Filed 2011-04 Opened	Opened
Sagent Pharmaceuticals	SGNT	Morgan Stanley	2011-04-06 Filed 2011-04 Opened	Opened
PIMCO REIT, Inc.	PIMR [ NYSE ]	Credit Suisse	2011-04-05 Filed	They are a newly organized real estate finance company that intends to acquire, manage and finance, directly or through their subsidiaries, including Agency MBS, Non-Agency RMBS, CMBS, residential and commercial real estate loans, other commercial real estate debt, residential and commercial real estate-related assets and real estate assets.
Responsys, Inc.	MKTG	Morgan Stanley	2011-04-04 Filed 2011-04 Opened	Opened
Air Lease Corporation	AL	J.P. Morgan	2011-04-04 Filed 2011-04 Opened	Opened
21Vianet Group, Inc.	VNET	Morgan Stanley	2011-04-04 Filed 2011-04 Opened	Opened
Freedom Group	FG	BofA Merrill Lynch	2011-04-01 Withdrawn 2010-05-17 Filed	Withdrawn
CVR Partners, LP	UAN	Morgan Stanley	2011-04 Opened 2011-03-29 Filed	Opened
TMAC Mortgage Co.	TMAC	Deutsche Bank	2011-04 Withdrawn 2011-03-11 Filed	Withdrawn
Legacy Healthcare Properties Trust	LRP	Jefferies & Co.	2011-04 Withdrawn 2010-09-16 Filed	Withdrawn
Tranzyme	TZYM	Citi	2011-04 Opened 2010-11-19 Filed	Opened
Zipcar, Inc.	ZIP	Goldman Sachs	2011-04 Opened 2011-03-30 Filed	Opened
Aldagen	ALDH	Boenning & Scattergood	2011-04 Withdrawn 2010-05-05 Filed	Withdrawn
SandRidge Mississippian Trust I	SDT	Raymond James	2011-04 Opened 2011-03-30 Filed	Opened
Ally Financial Inc.	ALLY	Citi	2011-03-31 Filed	They are a leading global auto finance company and former unit of GM (GMAC).
Remy International	RMYI [ NYSE ]	J.P. Morgan	2011-03-25 Filed	They are a global market leader in the design, manufacture, remanufacture, marketing and distribution of non-discretionary, rotating electrical components for light and commercial vehicles for original equipment manufacturers, or OEMs, and the aftermarket.
Planet Beach Franchising	PBFCU	C.K. Cooper	2011-03-23 Filed 2011-03 Withdrawn	Withdrawn
Qihoo 360 Technology Co. Ltd.	QIHU	UBS Investment Bank	2011-03-17 Filed 2011-03 Opened	Opened
Trident Resources	TZ	Deutsche Bank	2011-03-09 Filed 2011-03 Withdrawn	Withdrawn
AG Financial Investment Trust	AGFI	JP Morgan	2011-03-07 Filed 2011-03 Withdrawn	Withdrawn
Cornerstone OnDemand, Inc.	CSOD	Goldman Sachs	2011-03-02 Filed 2011-03 Opened	Opened
China Sunflower Group Limited	TBD [ Nasdaq ]	Rodman & Renshaw	2011-03-02 Amendment 2010-12-30 Filed	They are among the leading companies in the sunflower industry in China and promote green agriculture in Gansu Province.
Greenwich Kahala Aviation Ltd.	GKH	FBR Capital Markets	2011-03 Withdrawn 2011-02-17 Filed	Withdrawn
Verde Realty	RYI	Goldman Sachs	2011-03 Withdrawn 2010-01-22 Filed	Withdrawn
Preferred Apartment Communities, Inc.	APTS	Wunderlich Securities	2011-03 Opened 2010-12-14 Filed	Opened
China Wesen Recycling Technology, Inc.	TBD [ Nasdaq ]	WestPark Capital	2011-02-11 Filed	They recycle engineering plastics from complex waste streams and end-of-life plastic-rich durable goods such as computer and business equipment, household appliances, house wares, toys and many other sources.
Lighting Science Group Corporation	LSGC	Credit Suisse	2011-02-10 Filed	They design and manufacture LED-based retrofit lamps and luminaires.
Primus Therapeutics, Inc.	PRTH [ Nasdaq ]	Maxim Group	2011-02-10 Filed	They plan to license, develop, market and sell consumer self-care products for preventing and ameliorating the symptoms of common ailments such as cough, cold, influenza, joint pain, gingivitis, products promoting cardiovascular health and analgesics for muscle pain/inflammation.
Masergy Communications	MSGY	BofA Merrill Lynch	2011-02-03 Filed 2011-02 Withdrawn	Withdrawn
Trunkbow International Holdings	TBOW	Roth Capital	2011-02 Opened 2011-01-06 Filed	Opened
MedQuist Holdings	MEDH	Lazard Capital Markets	2011-02 Opened 2011-01-21 Filed	Opened
Wave2Wave	WAV	Aegis Capital	2011-02 Postponed 2010-12-17 Filed	Postponed
Clarus Therapeutics	CLRS	Piper Jaffray	2011-02 Withdrawn 2011-01-24 Filed	Withdrawn
Imperial Holdings	IFT	FBR Capital Markets	2011-02 Opened 2011-01-12 Filed	Opened
Epocrates, Inc.	EPOC	J.P Morgan	2011-02 Opened 2011-01-20 Filed	Opened
China Century Dragon Media	TBD	WestPark Capital	2011-02 Opened 2010-10-28 Filed	Opened
IASO Pharma	IASO	Ladenburg Thalmann	2011-02 Postponed 2010-12-27 Filed	Postponed
NeoPhotonics Corporation	NPTN	J.P. Morgan	2011-02 Opened 2011-01-18 Filed	Opened
Kips Bay Medical, Inc.	KIPS	Rodman & Renshaw	2011-02 Opened 2011-01-18 Filed	Opened
Zuoan Fashion Limited	ZA	Cowen & Co.	2011-02 Opened 2011-01-04 Filed	Opened
Arizona Chemical	ARZ	Goldman Sachs	2011-01-24 Filed 2011-01 Withdrawn	Withdrawn
Demand Media, Inc.	DMD	Goldman Sachs	2011-01-12 Filed 2011-01 Opened	Opened
InterXion N.V.	INXN	BofA Merrill Lynch	2011-01-12 Filed 2011-01 Opened	Opened
China SLP Filtration Technology, Inc.	SLPC	Brean Murray	2011-01-07 Filed	They are a leading PRC-based manufacturer of nonwoven fabrics in the PRC.
BCD Semiconductor Manufacturing	BCDS	Jefferies & Co.	2011-01-05 Filed 2011-01 Opened	Opened
American Assets Trust	AAT	BofA Merrill Lynch	2011-01-03 Filed 2011-01 Opened	Opened
JBS USA Holdings	JBS	JP Morgan	2011-01-03 Filed 2011-01 Withdrawn	Withdrawn
Pacific Office Properties Trust, Inc.	PCE	Credit Suisse	2011-01-03 Filed 2011-01 Withdrawn	Withdrawn
Wintegra	WNTG	Barclays Capital	2011-01 Withdrawn 2010-05-07 Filed	Withdrawn
Energy and Power Solutions	EPS	(tbd)	2010-12-30 Filed 2010-12 Withdrawn	Withdrawn
BJB Career Education	BJB	Goldman Sachs (Asia) L.L.C.	2010-12-22 Filed 2010-12 Withdrawn	Withdrawn
Ossen Innovations	OSN	Global Hunter Securities	2010-12-13 Filed 2010-12 Opened	Opened
Fortegra Financial	FRF	Piper Jaffray	2010-12-03 Filed 2010-12 Opened	Opened
Gain Capital Holdings, Inc.	GCAP	Morgan Stanley	2010-12-02 Filed 2010-12 Opened	Opened
Walker & Dunlop, Inc.	WD	Credit Suisse	2010-12-01 Filed 2010-12 Opened	Opened
Beceem Communications	BECM	J.P. Morgan	2010-12-01 Filed 2010-12 Withdrawn	Withdrawn
RigNet, Inc.	RNET	Deutsche Bank Securities	2010-12 Opened 2010-11-29 Filed	Opened
CTPartners Executive Search LLC	CTP	William Blair	2010-12 Opened 2010-11-17 Filed	Opened
SemiLEDS Corporation	LEDS	BofA Merrill Lynch	2010-12 Opened 2010-11-22 Filed	Opened
Swift Transportation Company	SWFT	Morgan Stanley	2010-12 Opened 2010-11-30 Filed	Opened
Lentuo International Inc.	LAS	Cowen & Co.	2010-12 Opened 2010-11-24 Filed	Opened
MIE Holdings	MIE	BofA Merrill Lynch	2010-12 Withdrawn 2010-04-22 Filed	Withdrawn
NorthStar Healthcare Investors	NRH	[TBD]	2010-12 Withdrawn 2009-12-07 Filed	Withdrawn
China Time Share Media	CTSM	Morgan Stanley	2010-12 Withdrawn 2008-09-10 Filed	Withdrawn
Bona Film Group Limited	BONA	BofA Merrill Lynch	2010-12 Opened 2010-11-17 Filed	Opened
Sky-mobi Limited	MOBI	Citi	2010-12 Opened 2010-11-29 Filed	Opened
iSoftStone Holdings Limited	ISS	UBS Investment Bank	2010-12 Opened 2010-11-30 Filed	Opened
E-Commerce China DangDang Inc.	DANG	Credit Suisse	2010-12 Opened 2010-11-17 Filed	Opened
UCI International	UCII	BofA Merrill Lynch	2010-11-29 Filed 2010-11 Withdrawn	Withdrawn
China Shengda Packaging	CPAK	Oppenheimer & Co.	2010-11-23 Filed	They are a leading paper packaging company in China.
Everyday Health	EVDY	Goldman Sachs	2010-11-12 Filed 2010-11 Withdrawn	Withdrawn
Syswin	SYSW	Morgan Stanley	2010-11-11 Filed 2010-11 Opened	Opened
US Federal Properties Trust	USFP	Deutsche Bank Securities	2010-11-09 Filed 2010-11 Withdrawn	Withdrawn
Rules-Based Medicine	RULE	Jefferies	2010-11-09 Filed 2010-11 Withdrawn	Withdrawn
Bitauto Holdings Limited	BITA	Citi	2010-11-04 Filed 2010-11 Opened	Opened
China Xiniya Fashion Limited	XNY	Cowen & Co.	2010-11-04 Filed 2010-11 Opened	Opened
Booz Allen Hamilton	BAH	Morgan Stanley	2010-11-04 Filed 2010-11 Opened	Opened
General Motors Company	GM	Morgan Stanley	2010-11-03 Filed 2010-11 Opened	Opened
Xueda Education Group	XUE	Goldman Sachs (Asia)	2010-11 Opened 2010-10-20 Filed	Opened
SinoTech Energy Limited	CTE	Citi	2010-11 Opened 2010-10-19 Filed	Opened
Lizhan Environmental Corporation	LEC	Maxim Group LLC	2010-11 Opened 2010-09-16 Filed	Opened
Inphi Corporation	IPHI	Morgan Stanley	2010-11 Opened 2010-10-29 Filed	Opened
Ikaria	IKAR	Goldman Sachs	2010-11 Postponed 2010-10-27 Filed	Postponed
Hirschfeld Industries	HSFD	J.P. Morgan	2010-11 Withdrawn 2009-11-16 Filed	Withdrawn
Noah Holdings Limited	NOAH	J.P. Morgan	2010-11 Opened 2010-10-28 Filed	Opened
SP Bancorp	SPBC	Sandler O'Neill	2010-10-27 Filed	They are a Maryland corporation offering up to 1,725,000 shares of common stock on a best efforts basis in connection with the conversion of SharePlus Federal Bank, a federally chartered savings bank, from the mutual to the stock form of organization.
Halvern Realty	HALV	J.P. Morgan	2010-10-18 Filed 2010-10 Withdrawn	Withdrawn
Le Gaga Holdings Limited	GAGA	BofA Merrill Lynch	2010-10-15 Filed 2010-10 Opened	Opened
Euramax Holdings, Inc.	EMAX	BofA Merrill Lynch	2010-10-15 Amendment 2010-07-22 Filed	They are a leading international producer of metal and vinyl products sold to the residential repair and remodel, non-residential construction and recreational vehicle (RV) markets primarily in North America and Europe.
Intelius	INTL	Deutsche Bank	2010-10-14 Filed 2010-10 Withdrawn	Withdrawn
First Wind Holdings	WIND	Credit Suisse	2010-10-13 Filed 2010-10 Postponed	Postponed
ExamWorks	EXAM	Goldman Sachs	2010-10-13 Filed 2010-10 Opened	Opened
Mecox Lane Limited	MCOX	Credit Suisse	2010-10-12 Filed 2010-10 Opened	Opened
SeaCube Container Leasing	BOX	J.P. Morgan	2010-10-12 Filed 2010-10 Opened	Opened
Bravo Brio	BBRG	Jefferies & Co.	2010-10-07 Filed 2010-10 Opened	Opened
TAL Education Group	XRS	Credit Suisse	2010-10-07 Filed 2010-10 Opened	Opened
Pacific Biosciences of CA	PACB	J.P. Morgan	2010-10-05 Filed 2010-10 Opened	Opened
Tower International	TOWR	Goldman Sachs	2010-10-04 Filed 2010-10 Opened	Opened
Body Central	BODY	Piper Jaffray	2010-10-04 Filed 2010-10 Opened	Opened
Netspend	NTSP	Goldman Sachs	2010-10-04 Filed 2010-10 Opened	Opened
ShangPharma Corporation	SHP	Citi	2010-10 Opened 2010-09-30 Filed	Opened
Global Education and Technology	GEDU	Credit Suisse	2010-10 Opened 2010-09-27 Filed	Opened
Daqo New Energy Corporation	DQ	Morgan Stanley	2010-10 Opened 2010-09-24 Filed	Opened
ChinaCache International Holdings	CCIH	BofA Merrill Lynch	2010-10 Opened 2010-09-16 Filed	Opened
China Ming Yang Wind Power	MY	Morgan Stanley	2010-10 Opened 2010-09-14 Filed	Opened
Clearview Hotel Trust	CVW	Citi	2010-10 Withdrawn 2010-05-11 Filed	Withdrawn
DriveTime Automotive	DTA	Jefferies & Company	2010-09-30 Filed 2010-09 Withdrawn	Withdrawn
Country Style Cooking Chain	CCSC	BofA Merrill Lynch	2010-09-23 Filed 2010-09 Opened	Opened
Sunity Online Entertainment Limited	SUNG [ Nasdaq ]	ICM Capital Markets	2010-09-22 Filed	They are a rapidly growing online game developer and operator in China; they currently develop game systems and operate game websites and plan to begin developing games for mobile or wireless devices such as cellular telephones in the near future.
Saifun Semiconductor	SFUN	Deutsche Bank Securities	2010-09-17 Filed 2010-09 Opened	Opened
Amyris Biotechnologies	AMRS	Morgan Stanley	2010-09-13 Filed 2010-09 Opened	Opened
XStream Systems, Inc.	XTRM [ Nasdaq ]	W R Hambrecht & Co.	2010-09-13 Amendment 2009-11-12 Filed	They design and develop material authentication and detection solutions that allow molecular screening.
Univar Inc.	TBD	Goldman Sachs	2010-09-08 Filed 2010-09 Withdrawn	Withdrawn
Callahan Capital Properties	CCP	BofA Merrill Lynch	2010-09-07 Filed 2010-09 Withdrawn	Withdrawn
China Education	EDUI	Rodman & Renshaw	2010-09-07 Filed 2010-09 Withdrawn	Withdrawn
SciQuest	SQI	Stifel Nicolaus Weisel	2010-09-02 Filed 2010-09 Opened	Opened
Full Circle Capital	FULL	Ladenburg Thalmann	2010-09 Opened 2010-08-19 Filed	Opened
JINTAI MINING GROUP, INC.	JTI	Maxim Group	2010-08-13 Filed	They are an emerging vertically integrated mining company operating in the Guangxi Province of the People's Republic of China (PRC).
New Century Transportation	NCTX [ Nasdaq ]	Wells Fargo Securities	2010-08-11 Filed	They offer less-than-truckload and truckload services in the US and Canada.
PetroAlgae	PALG	Goldman Sachs	2010-08-11 Filed	They license a biomass platform that creates petroleum-compatible fuel products using microalgae.
Trony Solar Holdings	TRO	J.P. Morgan	2010-08-03 Filed 2010-08 Withdrawn	Withdrawn
DLC Realty Trust	DLC	BofA Merrill Lynch	2010-08 Postponed 2010-07-30 Filed	Postponed
SurgiVision	SRGV	Rodman & Renshaw	2010-08 Postponed 2010-07-28 Filed	Postponed
China Kanghui Holdings	KH	Morgan Stanley	2010-08 Opened 2010-07-28 Filed	Opened
MediaMind Technologies	MDMD	J.P. Morgan	2010-08 Opened 2010-07-26 Filed	Opened
NuPathe	PATH	Leerink Swann	2010-08 Opened 2010-07-21 Filed	Opened
Film Department Holdings Inc	TFDI	Merriman Curhan Ford	2010-08 Withdrawn 2010-05-21 Filed	Withdrawn
Electromed, Inc.	ELMD	Feltl and Co.	2010-08 Opened 2010-05-03 Filed	Opened
Ambow Education Holdings	AMBO		2010-08 Opened 2010-07-20 Filed	Opened
Park Sterling Bank	PTSB	Keefe	2010-07-30 Filed	They provide personal banking services tailored to the needs and goals of its customers and are headquartered in Charlotte, N.C.
Linkage Technologies International Holdings	BOSS	Citibank	2010-07-28 Filed 2010-07 Withdrawn	Withdrawn
Green Dot	GDOT	J.P. Morgan	2010-07-19 Filed 2010-07 Opened	Opened
Envestnet	ENV	Morgan Stanley	2010-07-14 Filed 2010-07 Opened	Opened
Smart Technologies	SMT	Morgan Stanley	2010-07-12 Filed 2010-07 Opened	Opened
Camelot Information Systems	CIS	Goldman Sachs (Asia)	2010-07-06 Filed 2010-07 Opened	Opened
Ameresco	AMRC	BofA Merrill Lynch	2010-07-06 Filed 2010-07 Opened	Opened
Oxford Resource Partners, L.P.	OXF	Barclays Capital	2010-07-02 Filed 2010-07 Opened	Opened
Ridgebury Tankers	RDGE [ Nasdaq ]	Jefferies & Co.	2010-07-02 Filed	They formed to acquire a spot market folcused initial fleet of three to four Suezmax tankers.
RealD	RLD	J.P. Morgan	2010-07 Opened 2010-06-28 Filed	Opened
Welsh Property Trust	WLS	UBS Investment Bank	2010-07 Postponed 2010-06-28 Filed	Postponed
Qlik Technologies	QLIK	Morgan Stanley	2010-07 Opened 2010-06-28 Filed	Opened
Fortune Bank	FBBC	Keefe Bruyette Woods	2010-07 Postponed 2010-06-24 Filed	Postponed
AutoNavi Holdings	AMAP	Goldman Sachs (Asia)	2010-07 Opened 2010-06-22 Filed	Opened
Affinia Group Holdings	AFN [ NYSE ]	J.P. Morgan	2010-06-25 Filed	They are a global provider of light and commercial vehicle replacement products and services.
HiSoft Technology	HSFT	Deutsche Bank	2010-06-22 Filed 2010-06 Opened	Opened
Motricity	MOTR	Goldman Sachs	2010-06-17 Filed 2010-06 Opened	Opened
China Intelligent Lighting and Electronics, Inc.	CIL	West Park Capital	2010-06-14 Filed 2010-06 Opened	Opened
CBOE Holdings	CBOE	Goldman Sachs	2010-06-11 Filed 2010-06 Opened	Opened
Space Systems/Loral, Inc.	TBD [ Nasdaq ]	Credit Suisse	2010-06-09 Filed	They are a leading designer, manufacturer and integrator of powerful satellites and satellite systems for commercial and government customers worldwide.
Resaca Exploitation	RSOX	RBC Capital Markets	2010-06-08 Filed 2010-06 Withdrawn	Withdrawn
LRI Holdings, Inc.	LGNS	Credit Suisse	2010-06-04 Filed	2010
Oasis Petroleum	OAS	Morgan Stanley	2010-06-03 Filed 2010-06 Opened	Opened
Higher One Holdings	ONE	Goldman Sachs	2010-06-02 Filed 2010-06 Opened	Opened
Broadsoft	BSFT	Goldman Sachs	2010-06-01 Filed 2010-06 Opened	Opened
China New Borun	BORN	Piper Jaffray	2010-06 Opened 2010-05-20 Filed	Opened
Vringo	VRNGU	Maxim Group LLC	2010-06 Opened 2010-01-29 Filed	Opened
Solyndra	SOLY	Goldman Sachs	2010-06 Withdrawn 2009-12-18 Filed	Withdrawn
Pyramid Hotels & Resorts	PYR	UBS Investment Bank	2010-06 Withdrawn 2009-12-07 Filed	Withdrawn
Metropark	MTPK	Goldman Sachs	2010-06 Withdrawn 2008-06-13 Filed	Withdrawn
Kingstone Wirelessinfo Solution	KONE	Roth Capital	2010-05-11 Filed 2010-05 Opened	Opened
Jinko Solar Holdings	JKS	Credit Suisse	2010-05-05 Filed 2010-05 Opened	Opened
Accretive Health	AH	Goldman Sachs	2010-05-04 Filed 2010-05 Opened	Opened
ReachLocal	RLOC	J.P. Morgan	2010-05-03 Filed 2010-05 Opened	Opened
Niska Gas Storage Partners	NKA	Goldman Sachs	2010-05 Opened 2010-04-30 Filed	Opened
Madison Square Capital	MDQ	Lazard	2010-05 Postponed 2010-04-27 Filed	Postponed
TeleNav	TNAV	J.P. Morgan	2010-05 Opened 2010-04-27 Filed	Opened
Roadrunner Transportation	RRTS	Robert W. Baird	2010-05 Opened 2010-04-23 Filed	Opened
Smile Brands Group	GRIN	Credit Suisse	2010-05 Withdrawn 2010-04-23 Filed	Withdrawn
Charm Communications	CHRM	Credit Suisse	2010-05 Opened 2010-04-20 Filed	Opened
NewPage Group	NWP	Goldman Sachs	2010-05 Withdrawn 2008-05-05 Filed	Withdrawn
PAA Natural Gas Storage, L.P.	PNG	Barclays Capital	2010-04-22 Filed 2010-04 Opened	Opened
Convio	CNVO	Thomas Weisel Partners	2010-04-08 Filed 2010-04 Opened	Opened
DynaVox	DVOX	Piper Jaffray	2010-04-08 Filed 2010-04 Opened	Opened
SMG Indium Resources LTD.	TBD	Sunrise Securities Corp.	2010-04-07 Filed	They were formed to purchase and stockpile the metal indium.
Global Geophysical Services	GGS	Credit Suisse	2010-04-06 Filed 2010-04 Opened	Opened
Alimera Sciences	ALIM	Credit Suisse	2010-04-06 Filed 2010-04 Opened	Opened
Alpha and Omega Semiconductors	AOSL	Deutsche Bank	2010-04 Opened 2010-03-31 Filed	Opened
Codexis	CDXS	Credit Suisse	2010-04 Opened 2010-03-31 Filed	Opened
Mitel Networks	MITL	BofA Merrill Lynch	2010-04 Opened 2010-03-30 Filed	Opened
Redgate Media Group	RGM	Brean Murray	2010-04 Withdrawn 2010-03-29 Filed	Withdrawn
Metals USA Holdings	MUSA	Goldman Sachs	2010-04 Opened 2010-03-26 Filed	Opened
Tengion	TNGN	Piper Jaffray	2010-04 Opened 2010-03-19 Filed	Opened
American Tire Distributors	ATD	BofA Merrill Lynch	2010-04 Withdrawn 2010-02-05 Filed	Withdrawn
Alma Maritime Limited	AAM	BofA Merrill Lynch	2010-03-23 Filed 2010-03 Postponed	Postponed
MaxLinear	MXL	Morgan Stanley	2010-03-22 Filed 2010-03 Opened	Opened
China Lodging Group	HTHT	Goldman Sachs	2010-03-18 Filed 2010-03 Opened	Opened
Financial Engines	FNGN	Goldman Sachs	2010-03-11 Filed 2010-03 Opened	Opened
First Interstate BancSystem	FIBK	Barclays Capital	2010-03-10 Filed 2010-03 Opened	Opened
Calix Networks	CALX	Goldman Sachs	2010-03-08 Filed 2010-03 Opened	Opened
CorMedix	CRMD.U	Maxim Group	2010-03-04 Filed 2010-03 Opened	Opened
Baltic Trading Limited	BALT	Morgan Stanley	2010-03-03 Filed 2010-03 Opened	Opened
Petra Real Estate Trust	PET	Friedman Billings	2010-03-02 Filed 2010-03 Withdrawn	Withdrawn
Crude Carriers	CRU	UBS Investment Bank	2010-03-01 Filed 2010-03 Opened	Opened
InfrastruX	IFR	Credit Suisse	2010-03 Withdrawn 2009-08-10 Filed	Withdrawn
Intcomex	ICMX	Citigroup	2010-02-26 Filed	They are a leading independent value-added distributor of IT products in Latin American and the Caribbean.
Patriot Risk Management, Inc.	PMG	Friedman Billings	2010-02-04 Filed 2010-02 Postponed	Postponed
QuinStreet	QNST	Credit Suisse	2010-02 Opened 2010-01-26 Filed	Opened
Graham Packaging Company	GRM	CitiBank	2010-02 Opened 2010-01-26 Filed	Opened
Ladder Capital Realty Finance	LCG	JP Morgan	2010-02 Withdrawn 2009-09-17 Filed	Withdrawn
CapitalSource Healthcare Reit	CHR	Banc of America	2010-02 Withdrawn 2008-08-06 Filed	Withdrawn
Ellora Energy	LORA	Merrill Lynch	2010-01-21 Filed 2010-01 Withdrawn	Withdrawn
IFM Investments Ltd.	CTC	Goldman Sachs	2010-01-13 Filed 2010-01 Opened	Opened
Cellu Tissue	CLU	Goldman Sachs	2010-01-08 Filed 2010-01 Opened	Opened
Symetra Financial	SYA	BofA Merrill Lynch	2010-01-06 Filed 2010-01 Opened	Opened
Andatee China Marine Fuel Services	AMCF	Rodman & Renshaw	2010-01 Opened 2009-12-10 Filed	Opened
China Hydroelectric	CHC	Broadband Capital Management	2010-01 Opened 2009-12-08 Filed	Opened
Kraton Performance Polymers	KRA	Credit Suisse	2009-12-02 Filed 2009-12 Opened	Opened
Edgen Murray LTD	EMY	Jefferies & Co.	2009-12 Withdrawn 2008-12-08 Filed	Withdrawn
Concord Medical Services	CCM	Morgan Stanley	2009-12 Opened 2009-11-27 Filed	Opened
China Nuokang Pharmaceutical	NKBP	Jefferies	2009-12 Opened 2009-11-24 Filed	Opened
Birds Eye Foods	BRDE	J.P. Morgan	2009-11-23 Filed 2009-11 Withdrawn	Withdrawn
Cloud Peak Energy	CLD	Credit Suisse	2009-11-16 Filed 2009-11 Opened	Opened
7 Days Group Holding	SVN	J.P. Morgan	2009-11-09 Filed 2009-11 Opened	Opened
Gomez	GOMZ	Credit Suisse	2009-11-09 Filed 2009-11 Withdrawn	Withdrawn
HealthPort	HPRT	Deutsche Bank	2009-11-09 Filed 2009-11 Withdrawn	Withdrawn
Archipelago Learning	ARCL	Bank of America	2009-11-09 Filed 2009-11 Opened	Opened
STR Holding	STRI	Credit Suisse	2009-11-05 Filed 2009-11 Opened	Opened
Global Defense Technology	GTEC	Cowen & Co	2009-11-05 Filed 2009-11 Opened	Opened
Duoyuan Printing	DYP	Piper Jaffray	2009-11-04 Filed 2009-11 Opened	Opened
rue21	RUE	Bank of America	2009-11-02 Filed 2009-11 Opened	Opened
AEI	AEI	Goldman Sachs	2009-10-29 Filed 2009-10 Withdrawn	Withdrawn
Vitamin Shoppe	VSI	JP Morgan	2009-10-14 Filed 2009-10 Opened	Opened
ZST Digital Networks	ZSTN	Rodman & Renshaw	2009-10-12 Filed 2009-10 Opened	Opened
Dole Foods	DOLE	Goldman Sachs	2009-10-09 Filed 2009-10 Opened	Opened
Banco Santander	BSBR	Santander	2009-10-02 Filed 2009-10 Opened	Opened
China Real Estate	CRIC	UBS Investment Bank	2009-10-02 Filed 2009-10 Opened	Opened
Addus HomeCare	ADUS	Robert W. Baird	2009-10-02 Filed 2009-10 Opened	Opened
AGA Medical Holdings	AGAM	BofA Merrill Lynch	2009-10-01 Filed 2009-10 Opened	Opened
RailAmerica	RA	JP Morgan	2009-10 Opened 2009-09-29 Filed	Opened
Education Management Corp.	EDMC	Goldman Sachs	2009-10 Opened 2009-09-21 Filed	Opened
Verisk Analytics	VRSK	Morgan Stanley	2009-10 Opened 2009-09-21 Filed	Opened
Echo Global Logistics	ECHO	Morgan Stanley	2009-10 Opened 2009-09-16 Filed	Opened
Talecris BioTherapeutics	TLCR	Morgan Stanley	2009-10 Opened 2009-09-15 Filed	Opened
A123 Systems	AONE	Morgan Stanley	2009-09-22 Filed 2009-09 Opened	Opened
Foursquare Capital	FSQR	Merrill Lynch	2009-09-14 Filed 2009-09 Postponed	Postponed
Shanda Games Limited	GAME	Goldman Sachs	2009-09-14 Filed 2009-09 Opened	Opened
Select Medical Holding	SEM	Goldman Sachs	2009-09-09 Filed 2009-09 Opened	Opened
Artio Global Investors	ART	Goldman Sachs	2009-09-09 Filed 2009-09 Opened	Opened
Bayview Mortgage Capital	BAY	Deutsche Bank	2009-09-03 Filed	They are a newly-formed REIT that plans to invest in a variety of mortgages and mortgage-backed securities, initially targeting Agency MBS.
CreXus Investment Corp.	CXS	Deutsche Bank	2009-09-03 Filed 2009-09 Opened	Opened
Transwestern Realty Finance	TRF	Barclays	2009-09-01 Filed	They plan to invest in whole mortgage loans and subordinated debt secured by U.S. commercial real estate
Vitacost.com	VITC	Jefferies	2009-09 Opened 2009-08-24 Filed	Opened
Lihua International	LIWA	Broadband Capital	2009-09 Opened 2009-08-17 Filed	Opened
Abraxas Energy Partners, L.P.	AXLP	Rodman & Renshaw	2009-09 Withdrawn 2007-07-13 Filed	Withdrawn
Emdeon	EM	Morgan Stanley	2009-08 Opened 2009-07-28 Filed	Opened
Avago Technologies	AVGO	Deutsche Bank	2009-08 Opened 2009-07-27 Filed	Opened
Sutherland Asset Management	SLD	UBS Investment Bank	2009-08 Postponed 2009-07-20 Filed	Postponed
Cumberland Pharmaceuticals	CPIX	UBS Investment Bank	2009-08 Opened 2009-07-17 Filed	Opened
CDC Software	CDCS	Lazard Capital Markets	2009-08 Opened 2009-07-16 Filed	Opened
Open Link Financial	LINK	Credit Suisse	2009-08 Withdrawn 2008-05-12 Filed	Withdrawn
Globe Specialty Metals	GSM	Credit Suisse	2009-07-16 Filed 2009-07 Opened	Opened
PennyMac Mortgage	PMT	BofA Merrill Lynch	2009-07 Opened 2009-05-26 Filed	Opened
GCL Silicon Technology	GCL	Morgan Stanley	2009-07 Withdrawn 2008-07-21 Filed	Withdrawn
Vought Aircraft Holdings	VTC	Lehman Brothers	2009-07 Withdrawn 2008-05-16 Filed	Withdrawn
LogMeIn	LOGM	JP Morgan	2009-07 Opened 2009-06-16 Filed	Opened
Cypress Sharpridge Investments	CYS	Barclays	2009-06-02 Filed 2009-06 Opened	Opened
Duoyuan Global Water	DGW	Piper Jaffray	2009-06-01 Filed 2009-06 Opened	Opened
Chemspec	CPC	Credit Suisse	2009-06 Opened 2009-05-26 Filed	Opened
Medidata	MDSO	Citigroup	2009-06 Opened 2009-01-26 Filed	Opened
Noble Environmental Power	NEPI	Lehman Brothers	2009-06 Withdrawn 2008-05-08 Filed	Withdrawn
DIGITALGLOBE	DGI	Morgan Stanley	2009-05 Opened 2009-04-29 Filed	Opened
OpenTable	OPEN	Merrill Lynch	2009-05 Opened 2009-01-30 Filed	Opened
NextG Networks	NXTG	Merrill Lynch	2009-05 Withdrawn 2008-06-05 Filed	Withdrawn
SolarWinds	SWI	J.P. Morgan	2009-05 Opened 2008-03-21 Filed	Opened
Maxum Petroleum	MXP	Credit Suisse	2009-05 Withdrawn 2007-08-13 Filed	Withdrawn
Changyou.com	CYOU	Credit Suisse	2009-04 Opened 2009-03-17 Filed	Opened
Bridgepoint Education	BPI	Credit Suisse	2009-04 Opened 2008-12-22 Filed	Opened
Rosetta Stone	RST	Morgan Stanley	2009-04 Opened 2008-09-23 Filed	Opened
Current Media	CRTM	J.P. Morgan	2009-04 Withdrawn 2008-01-28 Filed	Withdrawn
Source Photonics	SRSE	Cowen & Co.	2009-04 Withdrawn 2007-12-26 Filed	Withdrawn
NiSource Energy Partners	NIA	Lehman Brothers	2009-04 Withdrawn 2007-12-21 Filed	Withdrawn
McJunkin Red Man	MRC	Goldman Sachs	2009-03 Postponed 2008-08-20 Filed	Postponed
NIVS Intellimedia Technology	NIVS	Westpark Capital	2009-03 Opened 2008-08-13 Filed	Opened
Specialty Metals Group Indium	IND.U	Maxim Group	2009-03 Withdrawn 2008-02-28 Filed	Withdrawn
Valor Computerized System	VLOR	Thomas Weisel	2009-03 Withdrawn 2008-01-11 Filed	Withdrawn
INFONXX, Inc.	INFX	Goldman Sachs	2009-03 Withdrawn 2007-12-14 Filed	Withdrawn
kgb	KGB	Goldman Sachs	2009-03 Withdrawn 2007-12-14 Filed	Withdrawn
Pogo Jet	POGO	WR Hambrecht	2009-03 Withdrawn 2007-09-13 Filed	Withdrawn
Mead Johnson	MJN	Citicorp	2009-02 Opened 2008-09-15 Filed	Opened
TherOx	THER	Citigroup	2009-02 Withdrawn 2008-09-04 Filed	Withdrawn
O'Gara Group	OGAR	Morgan Keegan	2009-02 Postponed 2008-08-22 Filed	Postponed
Changing World Technologies	CWL	WR Hambrecht	2009-02 Withdrawn 2008-08-13 Filed	Withdrawn
Tensar	TXC	Lehman Brothers	2009-02 Withdrawn 2007-08-28 Filed	Withdrawn
Yinlips Technology, Inc.	YTI [ NYSE ]	WestPark Capital	2009-01-13 Amendment 2008-11-13 Filed	They design, manufacture and market CRT, LCD, and a series of portable electronic devices, including Micro PCs, HD hard disk multimedia players, MP6s, MP5s, MP4s with gaming features, MP3s and digital photo frames.
Liquidnet	LNH	Goldman Sachs	2008-12 Postponed 2008-07-02 Filed	Postponed
Zonare Medical Systems	ZONE	Smith Barney	2008-12 Withdrawn 2008-07-02 Filed	Withdrawn
Acclarent	ACLT	J.P. Morgan	2008-12 Withdrawn 2008-06-06 Filed	Withdrawn
BioTrove Inc.	BTRV	Piper Jaffray Co	2008-12 Withdrawn 2008-04-01 Filed	Withdrawn
Big West Oil Partners, L.P.	BWO	Smith Barney	2008-12 Withdrawn 2007-12-07 Filed	Withdrawn
NAMEMEDIA	NAME	Credit Suisse	2008-12 Withdrawn 2007-11-02 Filed	Withdrawn
1st Security Bancorp, Inc.	FSBW	Keefe	2008-11-17 Filed	They operate Regional Banks & Thrifts
US Power Generating	UPR	Credit Suisse	2008-11 Withdrawn 2008-08-12 Filed	Withdrawn
Grand Canyon Education	LOPE	Credit Suisse	2008-11 Opened 2008-05-13 Filed	Opened
Metastorm	MSTM	Jefferies	2008-11 Withdrawn 2008-05-13 Filed	Withdrawn
Local Matters	LOCL	Canaccord Adams	2008-11 Withdrawn 2007-12-11 Filed	Withdrawn
CyDex Pharmaceuticals	CYDX	Pacific Growth	2008-10 Withdrawn 2008-03-12 Filed	Withdrawn
K-Sea GP Holdings	KSG	Lehman Brothers	2008-10 Withdrawn 2008-03-05 Filed	Withdrawn
Phenomix	PHMX	Morgan Stanley	2008-10 Withdrawn 2008-01-25 Filed	Withdrawn
SOI Holdings	SOH	Credit Suisse	2008-10 Withdrawn 2007-10-30 Filed	Withdrawn
Turner Investments	TRNR	Goldman Sachs	2008-10 Withdrawn 2007-09-18 Filed	Withdrawn
Value Financial Services	VFSI	JMP Securities	2008-10 Withdrawn 2007-08-14 Filed	Withdrawn
Consonus Technologies	DCTI	Merriman Curhan	2008-09 Withdrawn 2008-07-24 Filed	Withdrawn
Alma Lasers Ltd.	ALMA	Smith Barney	2008-09 Withdrawn 2007-12-31 Filed	Withdrawn
XDx,Inc.	XDXI	J.P. Morgan	2008-09 Postponed 2007-10-23 Filed	Postponed
CWCapital Realty Trust	CWR	Banc of America	2008-08-15 Filed	They are a real estate specialty finance company that has been formed by CW Financial Services primarily to acquire and invest in commercial mortgage-backed securities, or CMBS, other commercial mortgage securitizations, whole loans, mezzanine loans and B-Notes
China Mass Media	CMM	Merrill Lynch	2008-08 Opened 2008-07-11 Filed	Opened
Rackspace Hosting	RAX	Goldman Sachs	2008-08 Opened 2008-04-25 Filed	Opened
Salient Surgical Technologies	SLNT	Bear Stearns	2008-08 Withdrawn 2008-03-13 Filed	Withdrawn
IDS Group Inc.	IDSI	Thomas Weisel	2008-08 Withdrawn 2008-02-14 Filed	Withdrawn
Allegro Microsystems	ALGM	Lehman Brothers	2008-08 Withdrawn 2007-08-08 Filed	Withdrawn
China Distance Education	DL	Smith Barney	2008-07-07 Filed 2008-07 Opened	Opened
Galiot Capital	GTC	Deutsche Bank	2008-07 Postponed 2008-06-19 Filed	Postponed
Energy Recovery	ERII	Smith Barney	2008-07 Opened 2008-04-01 Filed	Opened
Venoco Acquisition Company L.P.	VAC	Lehman Brothers	2008-07 Withdrawn 2008-02-14 Filed	Withdrawn
Broadview Networks	BDNX	Deutsche Bank	2008-06-27 Filed	They are a leading competitive provider, in terms of revenues, of managed voice and data networking solutions throughout the Northeast and Mid-Atlantic United States.
Britannia Bulk Holdings	DWT	Goldman Sachs	2008-06-04 Filed 2008-06 Opened	Opened
CVR Partners L.P.	CVE		2008-06 Withdrawn 2008-02-28 Filed	Withdrawn
Accuro Healthcare Solutions	ACCU	Smith Barney	2008-06 Withdrawn 2008-01-23 Filed	Withdrawn
Broncus Technologies, Inc.	LUNG	Lehman Brothers	2008-06 Withdrawn 2007-11-20 Filed	Withdrawn
Initiate Systems	INXX	Goldman Sachs	2008-06 Withdrawn 2007-11-13 Filed	Withdrawn
RHI Entertainment	RHIE	J.P. Morgan	2008-06 Opened 2007-09-14 Filed	Opened
Varolii	VRLI	Lehman Brothers	2008-06 Withdrawn 2007-09-14 Filed	Withdrawn
Sonics	SNCS	UBS Investment Bank	2008-06 Withdrawn 2007-08-24 Filed	Withdrawn
Peplin	PLIN	Merrill Lynch	2008-06 Withdrawn 2007-08-09 Filed	Withdrawn
Eyeonics	EYON	Piper Jaffray Co	2008-06 Withdrawn 2007-07-27 Filed	Withdrawn
MFResidential Investments	MFR	UBS Investment Bank	2008-05 Postponed 2008-02-12 Filed	Postponed
Real Goods Solar	RSOL	Think Equity	2008-05 Opened 2008-02-07 Filed	Opened
IPC Systems Holdings	IPCA		2008-05 Withdrawn 2008-01-04 Filed	Withdrawn
Verso Paper	VRS	TBD	2008-05 Opened 2007-12-20 Filed	Opened
Digital Domain	DTWO	Thomas Weisel	2008-05 Postponed 2007-12-11 Filed	Postponed
Xanodyne	XANO	Morgan Stanley	2008-05 Withdrawn 2007-11-09 Filed	Withdrawn
HK Energy Partners L.P.	HKE	Lehman Brothers	2008-05 Withdrawn 2007-10-30 Filed	Withdrawn
Milestone AV Technologies	MLS	Wachovia Securities	2008-05 Withdrawn 2007-09-27 Filed	Withdrawn
Elixir Pharmaceuticals	ELXR	Credit Suisse	2008-05 Withdrawn 2007-09-21 Filed	Withdrawn
Emphasys Medical	EMPH	Morgan Stanley	2008-05 Withdrawn 2007-09-21 Filed	Withdrawn
CreditCards.com	CCRD	Credit Suisse	2008-05 Withdrawn 2007-08-10 Filed	Withdrawn
ANDA Networks	ANDA	Thomas Weisel	2008-04 Withdrawn 2007-12-21 Filed	Withdrawn
Intrepid Potash	IPI	Morgan Stanley	2008-04 Opened 2007-12-20 Filed	Opened
Aprimo	MKTG	Morgan Stanley	2008-04 Withdrawn 2007-09-10 Filed	Withdrawn
American Water Works	AWK	Goldman Sachs	2008-04 Opened 2007-08-27 Filed	Opened
Bostwick Laboratories	BOST	Banc of America	2008-03-07 Filed	They are a specialized laboratory focused on the diagnosis of cancer.
Visa	V	J.P. Morgan	2008-03 Opened 2007-11-09 Filed	Opened
CardioNet	BEAT	Smith Barney	2008-03 Opened 2007-08-17 Filed	Opened
ViewSonic	VIEW	J.P. Morgan	2008-03 Withdrawn 2007-07-02 Filed	Withdrawn
Point Asset Management	PNT	Deutsche Bank	2008-02-29 Filed	They are a REIT focused on agency mortgage-backed securities and managed by Federated Investment Counseling
Danger	DNGR	Deutsche Bank	2008-02 Withdrawn 2007-12-19 Filed	Withdrawn
Forum Oilfield Technologies	FOT	Credit Suisse	2008-02 Withdrawn 2007-10-17 Filed	Withdrawn
Transoma Medical	TSMA	Piper Jaffray Co	2008-02 Withdrawn 2007-10-12 Filed	Withdrawn
Critical Homecare Solutions	CHCS	UBS Investment Bank	2008-02 Withdrawn 2007-10-10 Filed	Withdrawn
ArcSight	ARST	Morgan Stanley	2008-02 Opened 2007-09-11 Filed	Opened
Plains GP Holdings, L.P.	PGP	Smith Barney	2008-02 Withdrawn 2007-08-31 Filed	Withdrawn
Concentric Medical	CLOT	Merrill Lynch	2008-02 Withdrawn 2007-08-17 Filed	Withdrawn
Biolex Therapeutics	BLEX	Lehman Brothers	2008-02 Withdrawn 2007-08-14 Filed	Withdrawn
Archemix	ARCH	Bear Stearns	2008-02 Withdrawn 2007-07-25 Filed	Withdrawn
BioHeart	BHRT	BMO Capital Markets	2008-02 Opened 2007-07-12 Filed	Opened
ReneSola	SOL	Credit Suisse	2008-01-09 Filed 2008-01 Opened	Opened
ATA Inc	ATAI	Merrill Lynch	2008-01-08 Filed 2008-01 Opened	Opened
Bayhill Therapeutics	BHTX	Pacific Growth	2008-01-08 Filed	They are a clinical stage biopharmaceutical company developing products to treat autoimmune diseases
Cascal BV	HOO	J.P. Morgan	2008-01-07 Filed 2008-01 Opened	Opened
ChinaEdu Corp.	CEDU	Bear Stearns	2008-01 Opened 2007-11-27 Filed	Opened
RiskMetrics	RMG	Credit Suisse	2008-01 Opened 2007-09-19 Filed	Opened
Exco Partners L.P.	XP	Goldman Sachs	2008-01 Withdrawn 2007-09-13 Filed	Withdrawn
Seacastle	SC	Smith Barney	2008-01 Postponed 2007-09-12 Filed	Postponed
Williams Pipeline Partners	WMZ	Lehman Brothers	2008-01 Opened 2007-09-12 Filed	Opened
Cardtronics	CATM	Deutsche Bank	2008-01 Opened 2007-09-07 Filed	Opened
IPC The Hospitalist Company	IPCM	Credit Suisse	2008-01 Opened 2007-08-31 Filed	Opened
EqualLogic	EQLX	Goldman Sachs	2008-01 Withdrawn 2007-08-09 Filed	Withdrawn
Iggys House	IGGY	Northland Securities	2008-01 Withdrawn 2007-08-09 Filed	Withdrawn
CDM Resource Partners	CDM	Lehman Brothers	2008-01 Withdrawn 2007-07-31 Filed	Withdrawn
Gushan Environmental	GU	Merrill Lynch	2007-12-03 Filed 2007-12 Opened	Opened
VanceInfo Technologies	VIT	Smith Barney	2007-12 Opened 2007-11-23 Filed	Opened
Xinyuan Real Estate	XIN	Merrill Lynch	2007-12 Opened 2007-11-16 Filed	Opened
WSP Holdings	WH	J.P. Morgan	2007-12 Opened 2007-11-13 Filed	Opened
VisionChina Media	VISN	Credit Suisse	2007-12 Opened 2007-11-09 Filed	Opened
Memsic	MEMS	Smith Barney	2007-12 Opened 2007-09-28 Filed	Opened
MedAssets	MDAS	Morgan Stanley	2007-12 Opened 2007-08-24 Filed	Opened
Precision Therapeutics	PRCN	J.P. Morgan	2007-12 Withdrawn 2007-08-24 Filed	Withdrawn
Orion Energy Systems	OESX	Thomas Weisel	2007-12 Opened 2007-08-20 Filed	Opened
DLI Holding	DLIH	J.P. Morgan	2007-12 Withdrawn 2007-08-10 Filed	Withdrawn
Accoona	ACNA	Maxim Group	2007-12 Withdrawn 2007-08-03 Filed	Withdrawn
Entropic Communications	ENTR	Credit Suisse	2007-12 Opened 2007-07-27 Filed	Opened
K12	LRN	Morgan Stanley	2007-12 Opened 2007-07-27 Filed	Opened
Intellon	ITLN	Goldman Sachs	2007-12 Opened 2007-07-12 Filed	Opened
NetSuite	N	Credit Suisse	2007-12 Opened 2007-07-02 Filed	Opened
CGEN Digital Media Company	ADTV	Piper Jaffray Co	2007-11-14 Filed	They operate one of the largest in-store television advertising networks in China.
Global Ship Lease, Inc.	GSL	UBS Investment Bank	2007-11-01 Filed 2007-11 Postponed	Postponed
AirMedia Group	AMCN	Morgan Stanley	2007-11 Opened 2007-10-19 Filed	Opened
Agria Corp.	GRO	Credit Suisse	2007-11 Opened 2007-10-18 Filed	Opened
China Nepstar Chain Drugstore	NPD	Goldman Sachs	2007-11 Opened 2007-10-17 Filed	Opened
Akela Pharma	AKLA	Oppenheimer & Co.	2007-11 Postponed 2007-10-12 Filed	Postponed
Giant Interactive	GA	Merrill Lynch	2007-11 Opened 2007-10-12 Filed	Opened
Scope Metals Group	SCPE	UBS Investment Bank	2007-11 Postponed 2007-10-12 Filed	Postponed
012 Smile.Com	SMLC	CIBC World Markets	2007-11 Opened 2007-10-12 Filed	Opened
Cninsure	CISG	Morgan Stanley	2007-11 Opened 2007-10-10 Filed	Opened
Rubicon Technology	RBCN	UBS Investment Bank	2007-11 Opened 2007-09-05 Filed	Opened
ARYx	ARYX	Morgan Stanley	2007-11 Opened 2007-08-31 Filed	Opened
Bioform Medical	BFRM	J.P. Morgan	2007-11 Opened 2007-08-20 Filed	Opened
Chimera Investment	CIM	Merrill Lynch	2007-11 Opened 2007-08-17 Filed	Opened
Reliant Technologies	RLNT	Piper Jaffray Co	2007-11 Withdrawn 2007-08-16 Filed	Withdrawn
3PAR	PAR	Goldman Sachs	2007-11 Opened 2007-08-14 Filed	Opened
OSG America	OSP	Smith Barney	2007-11 Opened 2007-08-10 Filed	Opened
Reliant Pharmaceuticals	RRX	Goldman Sachs	2007-11 Withdrawn 2007-08-10 Filed	Withdrawn
American Public Education	APEI	William Blair	2007-11 Opened 2007-08-07 Filed	Opened
ICX Technologies	ICXT	Lehman Brothers	2007-11 Opened 2007-08-06 Filed	Opened
MSCI	MXB	Morgan Stanley	2007-11 Opened 2007-07-31 Filed	Opened
Success Factors	SFSF	Morgan Stanley	2007-11 Opened 2007-07-23 Filed	Opened
Internet Brands	INET	Credit Suisse	2007-11 Opened 2007-07-20 Filed	Opened
Quest Energy Partners LP	QELP	Wachovia Securities	2007-11 Opened 2007-07-19 Filed	Opened
Longtop Financial	LFT	Goldman Sachs	2007-10-02 Filed 2007-10 Opened	Opened
Noah Education	NED	Deutsche Bank	2007-10 Opened 2007-09-24 Filed	Opened
China Digital TV Holdings	STV	Morgan Stanley	2007-10 Opened 2007-09-14 Filed	Opened
DuPont Fabros Technology	DFT	Lehman Brothers	2007-10 Opened 2007-08-09 Filed	Opened
Genoptix	GXDX	Lehman Brothers	2007-10 Opened 2007-07-31 Filed	Opened
Maxcom Telecommunications	MXT	Morgan Stanley	2007-10 Opened 2007-07-24 Filed	Opened
Rodman & Renshaw Capital	RODM	Sandler O'neill	2007-10 Opened 2007-07-19 Filed	Opened
Constant Contact	CTCT	CIBC World Markets	2007-10 Opened 2007-07-06 Filed	Opened
Compellent Technologies	CML	Morgan Stanley	2007-10 Opened 2007-07-02 Filed	Opened
Fuqi International	FUQI	Merriman Curhan Ford	2007-10 Opened 2007-07-02 Filed	Opened
IdleAire Technologies	IDLE	J.P. Morgan	2007-09-18 Filed	They provide in-cab idle reduction services to the trucking industry
Transmedics	TMDX	Morgan Stanley	2007-09-14 Filed	They are a medical device company developing a system to enable live organ transplants.
Babcock and Brown Air	FLY	Morgan Stanley	2007-09-12 Filed 2007-09 Opened	Opened
Adnexus Therapeutics	ADNX	Lehman Brothers	2007-09 Withdrawn 2007-08-21 Filed	Withdrawn
Venture Financial Group	VNBK	Keefe Bruyette Woods	2007-09 Postponed 2007-07-17 Filed	Postponed
Classmates Media	CLAS	Goldman Sachs	2007-08-13 Filed	They are an online social networking and loyalty marketing services firm.
WuXi Pharma Tech	WX	Credit Suisse	2007-08 Opened 2007-07-24 Filed	Opened
Paragon Shipping	PRGN	Cantor Fitzgerald	2007-08 Opened 2007-07-19 Filed	Opened
E-House (China) Holdings	EJ	Credit Suisse	2007-08 Opened 2007-07-10 Filed	Opened
Horsehead Holdings	ZINC	Friedman Billings	2007-08 Opened 2007-07-02 Filed	Opened
Voltaire Ltd.	VOLT	J.P. Morgan	2007-07-10 Filed 2007-07 Opened	Opened
Perfect World	PWRD	Morgan Stanley	2007-07-02 Filed 2007-07 Opened	Opened

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