Secondaries Announced 4.18.18

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Our Buy, Neutral or Avoid ratings of the Secondaries below are intended as a recommendation for those who buy Secondaries on a regular basis. For example, this is not to be interpreted as a Buy recommendation in the traditional sense of adding to your stock portfolio; this is a short term (usually one day or opening trade) time period.

Company: Torchlight Energy Resources, Inc.
Symbol: TRCH
Price: Last Trade $1.33
Trade Date: 4/19
Shares: TBD
Re-Offer Range: Subscription Needed
Underwriter(s): Roth Capital Partners
Description: They are an energy company engaged in the acquisition, exploration, exploitation and/or development of oil and natural gas properties in the United States.
Rating = Subscription Needed

Company: Aspen Group Inc.
Symbol: ASPU
Price: Last Trade $7.59
Trade Date: 4/19
Shares: TBD
Re-Offer Range: Subscription Needed
Underwriter(s): Roth Capital Partners
Description: They are a publicly held, for-profit post-secondary education company headquartered in New York, NY. It owns two accredited universities, Aspen University and United States University. Aspen Group’s vision is to make college affordable again in America.
Rating = Subscription Needed

Company: Rigel Pharmaceuticals, Inc.
Symbol: RIGL
Price: Last Trade $3.88
Trade Date: 4/20
Shares: 15 million
Underwriter(s): Jefferies, Piper Jaffray, BMO
Co-Manager(s): H.C. Wainwright
Description: They are a biotechnology company dedicated to discovering, developing and providing novel small molecule drugs that significantly improve the lives of patients with immune and hematologic disorders, cancer and rare diseases.
Rating = Subscription Needed

Company: Helios and Matheson Analytics, Inc.
Symbol: HMNY
Price: Last Trade $3.83
Trade Date: 4/19
Shares: 6.5 million ($25 million cash raise)
Re-Offer Range: Subscription Needed
Underwriter(s): Canaccord Genuity
Description: They are a provider of information technology services and solutions, offering a range of technology platforms focusing on big data, artificial intelligence, business intelligence, social listening, and consumer-centric technology.
Rating = Subscription Needed
Note: Warrants will be issued separately in association with this offering