Secondaries Announced 3.6.18

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Our Buy, Neutral or Avoid ratings of the Secondaries below are intended as a recommendation for those who buy Secondaries on a regular basis. For example, this is not to be interpreted as a Buy recommendation in the traditional sense of adding to your stock portfolio; this is a short term (usually one day or opening trade) time period.

Company: Clearside Biomedical
Symbol: CLSD
Price: Last Trade Last trade $12.95
Trade Date: 3/8
Shares: 5.8 million ($75 million cash raise)
Underwriter(s): J.P. Morgan, Cowen
Co-Manager(s): Stifel, Needham & Co., Wedbush Securities
Description: They are a publicly traded, ophthalmic biopharmaceutical company that envisions a world without blindness.
Rating = Subscription Needed

Company: Duke Energy
Symbol: DUK
Price: Last Trade $75.86
Trade Date: 3/7
Shares: 18.5 million
Re-Offer Range: Subscription Needed
Underwriter(s): Credit Suisse, J.P. Morgan, Barclays and Goldman Sachs & Co. LLC
Description: Duke Energy is one of the largest energy holding companies in the United States.
Rating = Subscription Needed

Company: Mondelez International, Inc. – Block
Symbol: MDLZ
Price: Last Trade $45.57
Trade Date: 3/7
Shares: 19.5 million
Re-Offer Range: Subscription Needed
Underwriter(s): Morgan Stanley
Description: They manufacture and markets snack food and beverage products worldwide.
Rating = Subscription Needed

Company: Athene Holding – BLOCK
Symbol: ATH
Price: Last trade $49.69
Trade Date: 3/7
Shares: 10.3 million
Re-Offer Range: Subscription Needed
Underwriter(s): Barclays
Description: They are a leading retirement services company that issues, reinsures and acquires retirement savings products designed for the increasing number of individuals and institutions seeking to fund retirement needs.
Rating = Subscription Needed

Company: Talend S.A.-BLOCK
Symbol: TLND
Price: Last trade $50.11
Trade Date: 3/7
Shares: 3.9 million ADSs
Re-Offer Range: Subscription Needed
Underwriter(s): Goldman Sachs
Description: They are a next-generation leader in cloud and big data integration solutions that helps companies become data driven by making data more accessible, improving its quality and quickly moving data where it’s needed for real-time decision making.
Rating = Subscription Needed

Company: Bristow Group Inc. – Block
Symbol: BRS
Price: Last Trade $15.41
Trade Date: 3/7
Shares: 1.5 million
Re-Offer Range: Subscription Needed
Underwriter(s): Morgan Stanley
Description: Bristow Group Inc. provides industrial aviation services to the offshore energy companies in Europe Caspian, Africa, the Americas, and the Asia Pacific.
Rating = Subscription Needed