Secondaries Announced 2.22.18

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Our Buy, Neutral or Avoid ratings of the Secondaries below are intended as a recommendation for those who buy Secondaries on a regular basis. For example, this is not to be interpreted as a Buy recommendation in the traditional sense of adding to your stock portfolio; this is a short term (usually one day or opening trade) time period.

Company: Ring Energy, Inc.
Symbol: REI
Price: Last Trade $14.71
Trade Date: 2/23
Shares: 5.1 million ($75m cash raise)
Re-Offer Range: Subscription Needed
Underwriter(s): SunTrust Robinson Humphrey, Seaport Global Securities
Co-Manager(s): Capital One, Euro Pacific, Imperial Capital, Ladenburg Thalmann, Northland Capital, Roth Capital
Description: Ring Energy, Inc. is an oil and gas exploration, development and production company with current operations in Texas
Rating = Subscription Needed

Company: ClearSign Combustion Corporation
Symbol: CLIR
Price: Last Trade $2.35
Trade Date: 2/23
Shares: 4.2 million ($10 million cash raise)
Re-Offer Range: Subscription Needed
Underwriter(s): National Securities
Description: ClearSign Combustion Corporation designs and develops products and technologies for the purpose of improving key performance characteristics of combustion systems, including emissions and operational performance, energy efficiency and overall cost-effectiveness.
Rating = Subscription Needed

Company: Artisan Partners Asset Management – BLOCK
Symbol: APAM
Price: Last Trade $33.70
Trade Date: 2/23
Shares: 0.644 million
Re-Offer Range: Subscription Needed
Underwriter(s): J.P. Morgan
Description: Artisan Partners is a global investment management firm that provides a broad range of high value-added investment strategies to sophisticated clients around the world.
Rating = Subscription Needed