Secondaries Announced 10.4.17

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Our Buy, Neutral or Avoid ratings of the Secondaries below are intended as a recommendation for those who buy Secondaries on a regular basis. For example, this is not to be interpreted as a Buy recommendation in the traditional sense of adding to your stock portfolio; this is a short term (usually one day or opening trade) time period.

Company: ImmunoGen, Inc.
Symbol: IMGN
Price: Last Trade $7.83
Trade Date: 10/6
Shares: 13 million
Underwriter(s) : Jefferies, Leerink Partners, RBC Capital
Co-Manager(s): Canaccord Genuity
Description: IimmunoGen is a clinical-stage biotechnology company that develops targeted cancer therapeutics using its proprietary antibody-drug conjugate (ADC) technology.
Rating = Subscription Needed

Company: Matador Resources Company
Symbol: MTDR
Price: Last Trade $27.32
Trade Date: 10/5
Shares: 8 million
Re-Offer Range: Subscription Needed
Underwriter(s) : BMO Capital Markets
Description: Matador is an independent energy company engaged in the exploration, development, production and acquisition of oil and natural gas resources in the United States, with an emphasis on oil and natural gas shale and other unconventional plays.
Rating = Subscription Needed

Company: GlobalStar, Inc.
Symbol: GSAT
Price: Last Trade $1.87
Trade Date: 10/6
Shares: 66.9 million ($125m cash raise)
Underwriter(s) : Morgan Stanley
Description: Globalstar, Inc. provides mobile satellite services (MSS), including voice and data communications services globally through satellite.
Rating = Subscription Needed

Company: US Gold Corp.
Symbol: USAU
Price: Last Trade $1.91
Trade Date: 10/5
Shares: 1.6 million
Underwriter(s) : Laidlaw & Co., Roth Capital Partners
Description: U.S. Gold Corp. is a publicly traded U.S. focused gold exploration and development company. U.S. Gold Corp. has a portfolio of development and exploration properties.
Rating = Subscription Needed

Company: RumbleOn, Inc.
Symbol: RMBL
Price: Last Trade $9.49
Trade Date: Week of 10/16
Shares: 2 million
Underwriter(s) : Roth Capital, Maxim Group
Co-Manager(s): Aegis
Description: They operate a capital light disruptive e-commerce platform facilitating the ability of both consumers and dealers to Buy-Sell-Trade-Finance pre-owned motorcycle and other power sport and recreation vehicles, or power/recreation vehicles, in one online location. Their shares of Class B Common Stock are currently quoted on the OTCQB marketplace. The symbol for their Class B Common Stock is ‘RMBL.’ They have applied to have their Class B Common Stock listed on The NASDAQ Capital Market under the symbol ‘RMBL.’
Rating = Subscription Needed