Secondaries Announced 10.16.17

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Our Buy, Neutral or Avoid ratings of the Secondaries below are intended as a recommendation for those who buy Secondaries on a regular basis. For example, this is not to be interpreted as a Buy recommendation in the traditional sense of adding to your stock portfolio; this is a short term (usually one day or opening trade) time period.

Company: CUI Global
Symbol: CUI
Price: Last Trade $3.53
Trade Date: 10/19
Shares: 4.3 million
Underwriter(s) : Craig Hallum Group
Description: They are a specialized provider of natural gas inferential quality metering devices and power management and other electromechanical components for electronic devices and equipment.
Rating = Subscription Needed

Company: Abeona Therapeutics Inc.
Symbol: ABEO
Price: Last Trade $16.70
Trade Date: 10/17
Shares: 3.6 million (approx. $60m cash raise)
Re-Offer Range: Subscription Needed
Underwriter(s) : Jefferies
Description: Abeona Therapeutics Inc. is a clinical-stage biopharmaceutical company developing gene therapies for life-threatening rare genetic diseases.
Rating = Subscription Needed
SEC Link: https://www.sec.gov/Archives/edgar/data/318306/000114420417052615/tv476996_424b5.htm

Company: Golden Ocean Group Limited
Symbol: GOGL
Price: Last Trade $8.50
Trade Date: 10/17
Shares: 11.8 million ($100m cash raise)
Underwriter(s) DNB Markets Inc., Arctic Securities LLC, Seaport Global Securities LLC
Description: Golden Ocean Group Limited, a shipping company, engages in the transportation of bulk commodities worldwide.
Rating = Subscription Needed
Note: $34m purchased by Hemen Holding Limited

Company: KMG Chemicals, Inc.
Symbol: KMG
Price: Last Trade $55.11
Trade Date: 10/19
Shares: 2.6 million
Underwriter(s) : Goldman Sachs & Co., KeyBanc Capital
Co-Manager(s): Seaport Global, Nomura, HSBC
Description: KMG Chemicals, Inc., through its subsidiaries, produces and distributes specialty chemicals and performance materials for the semiconductor, industrial wood preservation, and pipeline and energy markets.
Rating = Subscription Needed