Pipeline Update: Three Set Terms; Handful of Companies file for IPO

NEW FILINGS

Company: FWD Group Holdings Limited
Symbol: FWD (NYSE)
Description: They are a fast-growing and leading Pan-Asian life insurer with a customer-led, legacy-light and digital-first model.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, Goldman Sachs, J.P. Morgan
Co-Manager(s): HSBC, CMB International
Link to Prospectus: Filed: 9-23-21
Listed Cash Raise: $100m

Company: Aris Water Solutions, Inc.
Symbol: ARIS (NYSE)
Description: They are a leading, growth-oriented environmental infrastructure and solutions company that directly helps our customers reduce their water and carbon footprints.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, Citigroup, JP Morgan, Wells Fargo, Barclays, Evercore ISI
Co-Manager(s): Capital One Securities, Johnson Rice & Co., Raymond James, Stifel, U.S. Capital Advisors
Link to Prospectus: Filed: 9-23-21
Listed Cash Raise: $100m

Company: Lucid Diagnostics, Inc.
Symbol: LUCD (Nasdaq)
Description: They are are a commercial-stage medical diagnostics technology company focused on the millions of patients with gastroesophageal reflux disease (GERD), also known as chronic heartburn, acid reflux or simply reflux, who are at risk of developing esophageal precancer and cancer, specifically highly lethal esophageal adenocarcinoma (EAC).
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Cantor, Canaccord Genuity
Co-Manager(s): BTIG, Needham
Link to Prospectus: Filed: 9-22-21
Listed Cash Raise: $57.5m

Company: Yesway, Inc..
Symbol: YSWY (Nasdaq)
Description: Yesway is one of the fastest-growing convenience store operators in the U.S., with 403 Company-operated stores as of June 30, 2021, up from 140 as of December 31, 2018.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, J.P. Morgan, Goldman Sachs, BMO Capital Markets, Barclays
Link to Prospectus: Filed: 9-21-21
Listed Cash Raise: $100m

Company: Enfusion, Inc..
Symbol: ENFN (NYSE)
Description: Enfusion is a global, high-growth software-as-a-service, or SaaS, provider focused on transforming the investment management industry.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, Goldman Sachs, BofA Securities, Credit Suisse
Co-Manager(s): Piper Sandler, Stifel, William Blair
Link to Prospectus: Filed: 9-17-21
Listed Cash Raise: $100m

Company: Pyxis Oncology, Inc.
Symbol: PYXO(Nasdaq)
Description: They are a preclinical oncology company focused on developing an arsenal of next-generation therapeutics to target difficult-to-treat cancers and improve quality of life for patients.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Jefferies, Credit Suisse, William Blair
Co-Manager(s): LifeSci Capital
Link to Prospectus: Filed: 9-17-21
Listed Cash Raise: $100m

Company: AvidXchange Holdings, Inc.
Symbol: AVDX (Nasdaq)
Description: They are a leading provider of accounts payable, or AP, automation software and payment solutions for middle market businesses and their suppliers.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, J.P. Morgan, BofA Securities, Barclays, Credit Suisse, KeyBanc Capital, Deutsche Bank, Piper Sandler
Co-Manager(s): Nomura, Fifth Third Securities
Link to Prospectus: Filed: 9-17-21
Listed Cash Raise: $100m

Company: Intuity Medical, Inc.
Symbol: POGO (Nasdaq)
Description: They are a commercial-stage medical technology and digital health company focused on developing comprehensive solutions to improve the health and quality of life of people with diabetes.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, Jefferies, Piper Sandler
Co-Manager(s): Raymond James
Link to Prospectus: Filed: 9-17-21
Listed Cash Raise: $75m

Company: Intermedia Cloud Communications, Inc.
Symbol: INTM
Shares: TBD
Price Range: TBD
Trade Date: TBD
Description: They provide a leading, proprietary cloud-based communications and collaboration platform, purpose-built for our extensive and expanding network of more than 7,000 channel partners and used by a growing base of over 122,000 business customers as of December 31, 2020.
Underwriter(s): Morgan Stanley, JP Morgan, Credit Suisse, Evercore ISI, Jefferies
Co-Manager(s): William Blair, KeyBanc Capital, TD Securities, Stephens, Loop Capital
Link to Prospectus: Filed: 9-17-21
Listed Cash Raise: $100m
Note: IPO was Postponed in March 2021

Company: AEON Biopharma, Inc
Symbol: AEON (Nasdaq)
Description: They are a clinical stage biopharmaceutical company focused on developing our proprietary botulinum toxin complex, ABP-450 (prabotulinumtoxinA) injection, or ABP-450, for debilitating medical conditions, with an initial focus on the neurology and gastroenterology markets.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Wells Fargo, Cantor, Mizuho Securities
Co-Manager(s): HC Wainwright
Link to Prospectus: Filed: 9-17-21
Listed Cash Raise: $75m

Company: GitLab Inc.
Symbol: GTLB (Nasdaq)
Description: They pioneered The DevOps Platform, a fundamentally new approach to DevOps consisting of a single codebase and interface with a unified data model.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, J.P. Morgan, BofA Securities
Co-Manager(s): UBS Investment Bank, RBC Capital, Truist Securities, Piper Sandler, Cowen, KeyBanc Capital, William Blair
Link to Prospectus: Filed: 9-17-21
Listed Cash Raise: $100m

UPDATED TERMS

Company: First Watch Restaurant Group, Inc.
Symbol: FWRG (Nasdaq)
Description: They are an award-winning daytime restaurant concept serving made-to-order breakfast, brunch and lunch using fresh ingredients.
Shares: 9.459 million
Price Range: $17.00-$20.00
Market Cap: $1.0b-$1.15b
Trade Date: Friday, 10/1
Underwriters: BofA Securities, Goldman Sachs, Jefferies, Barclays, Citigroup, Piper Sandler, Cowen, Guggenheim Securities, Stifel
Link to Prospectus: Terms Added: 9-22-21

Company: Allvue Systems Holdings Inc.
Symbol: ALVU
Description: Allvue sets a new standard in technology for investment managers in the private capital and credit markets by pairing modern cloud-based software solutions with capabilities across multiple asset classes.
Shares: 15.3 million
Price Range: $17.00-$19.00
Market Cap: $1.5b-$1.7b
Trade Date: Wednesday, 9/29
Underwriters: Goldman Sachs, Barclays, Credit Suisse, Deutsche Bank, RBC Capital, Truist Securities
Co-Manager(s): Piper Sandler, Stifel, Cabrera Capital Markets, CastleOak Securities, C.L. King & Associates, Mischler Financial Group, Telsey Advisory Group
Link to Prospectus: Terms Added: 9-20-21

Company: Olaplex Holdings Inc.
Symbol: OLPX (Nasdaq)
Description: They are an innovative, science-enabled, technology-driven beauty company.
Shares: 67 million
Price Range: $14.00-$16.00
Market Cap: $9.1b-$10.4b
Trade Date: Thursday, 9/30
Underwriters: Goldman Sachs, JP Morgan, Morgan Stanley, Barclays, BofA Securities, Evercore ISI, Jefferies, Raymond James
Co Managers: Cowen, Piper Sandler, Truist Securities, Telsey Advisory Group, Drexel Hamilton, Loop Capital Markets
Link to Prospectus:Terms Added: 9-20-21