PIPELINE UPDATE: Rivian Automotive among nine to set IPO terms

NEW FILINGS

Company: HashiCorp, Inc.
Symbol: HCP (Nasdaq)
Description: Their foundational technologies solve the core infrastructure challenges of cloud adoption by enabling an operating model that unlocks the full potential of modern public and private clouds.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, Goldman Sachs, J.P. Morgan, BofA Securities, Citigroup
Co-Manager(s): Cowen, JMP Securities, KeyBanc Capital, Nomura, Oppenheimer, Stifel, William Blair, Blaylock Van LLC, R. Seelaus & Co.
Link to Prospectus: Filed: 11-4-21
Listed Cash Raise: $100m

Company: Nu Holdings Ltd.
Symbol: NU (NYSE)
Description: They believe Nu is one of the world’s largest digital banking platforms (based on number of customers), and one of the leading technology companies in the world, with 48.1 million customers across Brazil, Mexico and Colombia as of September 30, 2021.
Shares: 289.2 million ADSs
Price Range: TBD
Market Cap: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, Goldman Sachs, Citigroup, NuInvest, Allen & Co., HSBC, UBS Investment Bank
Co-Manager(s): Autonomous, KeyBanc Capital, Nau Securities, Nomura, Numis, Susquehanna Financial
Link to Prospectus: Terms Added: 11-1-21

TERMS ADDED

Company: Vaxxinity, Inc.
Symbol:VAXX (Nasdaq)
Description: They are a purpose-driven biotechnology company committed to democratizing healthcare across the globe.
Shares: 6.7 million
Price Range: $14.00-$16.00
Market Cap: $1.6b-$1.8b
Trade Date: Thursday, 11/11
Underwriters: BofA Securities, Jefferies, Evercore ISI
Link to Prospectus: Terms Added: 11-5-21

Company: Mynaric AG
Symbol: MYNA (Nasdaq)
Description: They believe they are a leading developer and manufacturer (in terms of production capacity) of advanced laser communication technology for aerospace communications networks in government and commercial markets. Their ordinary shares are listed on the Frankfurt Stock Exchange under the symbol “M0Y.
Shares: 4 million ADSs
Price Range: $17.48-$17.48
Market Cap: $356m-$356m
Trade Date: Thursday, 11/11
Underwriters: Credit Suisse, Jefferies
Co-Manager: Canaccord Genuity, Beech Hill Securities
Link to Prospectus: Terms Added: 11-4-21

Company: Weave Communications, Inc.
Symbol: WEAV (NYSE)
Description: They are a leading all-in-one customer communications and engagement software platform for small and medium-sized businesses.
Shares: 5 million
Price Range: $25.00-$28.00
Market Cap: $1.6b-$1.8b
Trade Date: Thursday, 11/11
Underwriters: Goldman Sachs, BofA Securities, Citigroup
Co-Manager: Piper Sandler, Raymond James, Stifel, William Blair, Guggenheim Securities, Academy Securities, Loop Capital Markets, Tigress Financial Partners
Link to Prospectus: Terms Added: 11-2-21

Company: Backblaze, Inc.
Symbol: BLZE (Nasdaq)
Description: They are a leading storage cloud platform, providing businesses and consumers cloud services to store, use, and protect their data in an easy and affordable manner.
Shares: 6.25 million
Price Range: $15.00-$17.00
Market Cap: $428m-$485m
Trade Date: Thursday, 11/11
Underwriters: Oppenheimer, William Blair, Raymond James
Co-Manager(s): JMP Securities, B.Riley Securities, Lake Street
Link to Prospectus: Terms Added: 11-2-21

Company: Rivian Automotive, Inc.
Symbol: RIVN (Nasdaq)
Description: They design, develop, and manufacture category-defining electric vehicles (“EVs”) and accessories.
Shares: 135 million
Price Range: $57.00-$62.00
Market Cap: $49.1b-$53.4b
Trade Date: Wednesday, 11/10
Underwriters: Morgan Stanley, Goldman Sachs, J.P. Morgan, Barclays, Deutsche Bank, Allen & Co., BofA Securities, Mizuho Securities, Wells Fargo Securities, Nomura, Piper Sandler, RBC Capital, Baird, Wedbush Securities
Co-Manager(s): Academy Securities, Blaylock Van LLC, Cabrera Capital Markets, C.L. King & Associates, Loop Capital Markets, Ramirez & Co., Siebert Williams Shank, Tigress Financial Partners
Link to Prospectus: Terms Added: 11-1-21

Company: CI&T Inc
Symbol: CINT (NYSE)
Description: CI&T is a provider of strategy, design and software engineering services to enable digital transformation for the world’s largest enterprises and fast growing companies.
Shares: 19.4 million
Price Range: $17.00-$19.00
Market Cap: $2.25b-$2.5b
Trade Date: Wednesday, 11/10
Underwriters: Goldman Sachs, Citigroup, J.P. Morgan, Morgan Stanley, Itau BBA, BofA Securities, Bradesco BBI
Link to Prospectus: Terms Added: 11-1-21

Company: Lulu’s Fashion Lounge Holdings, Inc.
Symbol: LVLU (Nasdaq)
Description: Lulus is a customer-driven, digitally-native fashion brand primarily serving Millennial and Gen Z women. They focus relentlessly on giving our customers what they want.
Shares: 5.75 million
Price Range: $16.00-$19.00
Market Cap: $595m-$707m
Trade Date: Thursday, 11/11
Underwriters: Goldman Sachs, BofA Securities, Jefferies,
Co-Manager: Baird, Cowen, KeyBanc Capital, Piper Sandler, Telsey Advisory Group
Link to Prospectus: Terms Added: 11-1-21

Company: Third Coast Bancshares, Inc
Symbol: TCBX (Nasdaq)
Description: They are a commercially-focused, Texas-based bank holding company operating primarily in the Greater Houston, Dallas-Fort Worth, and Austin-San Antonio markets through our wholly owned subsidiary, Third Coast Bank, SSB, or the Bank, a Texas state savings bank, and the Bank’s wholly owned subsidiary, Third Coast Commercial Capital, Inc., or TCCC, a Texas corporation and commercial finance company.
Shares: 3 million
Price Range: $24.00-$26.00
Market Cap: $296m-$320m
Trade Date: Tuesday, 11/9
Underwriters: Stephens Inc., Piper Sandler, Deutsche Bank Securities
Link to Prospectus: Terms Added: 11-1-21

Company: Expensify, Inc.
Symbol: EXFY (Nasdaq)
Description: Expensify is a cloud-based expense management software platform that helps the smallest to the largest businesses simplify the way they manage money.
Shares: 9.7 million
Price Range: $23.00-$25.00
Market Cap: $1.86b-$2.02
Trade Date: Wednesday, 11/10
Underwriters: J.P. Morgan, Citigroup, BofA Securities
Co-Manager: Piper Sandler, JMP Securities, Loop Capital
Link to Prospectus: Terms Added: 11-1-21