NEW FILINGS
Company: Upstream Bio, Inc.
Symbol: UPB (Nasdaq)
Description: They are a clinical-stage biotechnology company developing treatments for inflammatory diseases, with an initial focus on severe respiratory disorders.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: JP Morgan, TD Cowen, Piper Sandler, William Blair
Link to Prospectus: Filed: 9-18-24
Company: Yuanbao Inc.
Symbol: YB (Nasdaq)
Description: They are a leading technology-driven online insurance distributor in China.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs (Asia), Citigroup, CICC
Co-Manager(s): US Tiger Securities, Kingswood
Link to Prospectus: Filed: 9-17-24
Company: Moove Lubricants Holdings
Symbol: MOOV (NYSE)
Description: Moove is a global lubricants solutions provider. They specialize in the formulation, manufacturing, distribution, marketing, selling and servicing of lubricant products across a diverse range of end markets and customers.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: JP Morgan, BofA Securities, Citigroup, Itau BBA, BTG Pactual, Santander, Goldman Sachs, Jefferies, Morgan Stanley
Link to Prospectus: Filed: 9-17-24
Company: Peak Resources LP
Symbol: PRB (NYSE)
Description: They are an independent limited partnership that was recently formed to hold investments in oil and natural gas businesses and assets owned by certain investment partnerships managed by Yorktown, management and other investors who are not affiliated with Yorktown or management.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Janney Montgomery Scott, Roth Capital, Texas Capital Securities
Co-Manager: Seaport Global
Link to Prospectus: Filed: 9-16-24
Company: Chain Bridge Bancorp, Inc.
Symbol: CBNA (NYSE)
Description: Chain Bridge Bancorp, Inc. is a Delaware-chartered bank holding company and the parent of its wholly-owned subsidiary, Chain Bridge Bank, N.A., a nationally chartered commercial bank with fiduciary powers granted by the OCC. The Company was incorporated on May 26, 2006, and the Bank opened on August 6, 2007.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Piper Sandler, Raymond James, Hovde Group
Link to Prospectus: Filed: 9-13-24
Company: BioAge Labs, Inc.
Symbol: BIOA (Nasdaq)
Description: They are a clinical-stage biopharmaceutical company developing therapeutic product candidates for metabolic diseases, such as obesity, by targeting the biology of human aging.
Shares: 7.5 million
Price Range: $17.00-$19.00
Market Cap: $525m-$587m
Trade Date: Thursday, 9/26
Underwriters: Goldman Sachs, Morgan Stanley, Jefferies, Citigroup
Link to Prospectus: Terms Added: 9-18-24
Company: Guardian Pharmacy Services, Inc.
Symbol: GRDN (NYSE)
Description: They are a leading, highly differentiated pharmacy services company that provides an extensive suite of technology-enabled services designed to help residents of long-term health care facilities (“LTCFs”) adhere to their appropriate drug regimen, which in turn helps reduce the cost of care and improve clinical outcomes.
Shares: 6.75 million
Price Range: $14.00-$16.00
Market Cap: $852m-$974m
Trade Date: Thursday, 9/26
Underwriters: Raymond James, Stephens Inc., Truist Securities
Link to Prospectus: Terms Added: 9-16-24
Company: BKV Corporation
Symbol: BKV (NYSE)
Description: They are a forward thinking, growth driven energy company focused on creating value for our stockholders through the organic development of our properties as well as accretive acquisitions.
Shares: 15 million
Price Range: $19.00-$21.00
Market Cap: $1.6b-1.8b
Trade Date: Thursday, 9/26
Underwriters: Citigroup, Barclays, Evercore ISI, Jefferies, Mizuho
Co-Manager(s): KeyBanc Capital, Susquehanna Financial Group, TPH & Co., Susquehanna Financial Group, Truist Securities, Citizens JMP, SMBC Nikko
Link to Prospectus: Terms Added: 9-16-24
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