TERMS ADDED:
Company: IsoPlexis Corporation
Symbol: ISO (Nasdaq)
Description: They are enabling deeper access to in vivo biology and driving durable and potentially transformational research on disease in a new era of advanced medicine.
Shares: 8.33 million
Price Range: $14.00-$16.00
Market Cap: $544m-$622m
Trade Date: Friday, 10/8
Underwriters: Morgan Stanley, Cowen, Evercore, SVB Leerink
Link to Prospectus: Terms Added: 10-1-21
Company: Theseus Pharmaceuticals, Inc.
Symbol: THRX (Nasdaq)
Description: They are a biopharmaceutical company focused on improving the lives of cancer patients through the discovery, development and commercialization of transformative targeted therapies.
Shares: 8.33 million
Price Range: $14.00-$16.00
Market Cap: $502m-$574m
Trade Date: Thursday, 10/7
Underwriters: Jefferies, SVB Leerink, Cantor
Co-Manager(s): Wedbush PacGrow
Link to Prospectus: Terms Added: 9-30-21
Company: Cingulate, Inc.
Symbol: CING (Nasdaq)
Description: They are a clinical stage biopharmaceutical company using our proprietary Precision Timed Release, or PTR, drug delivery platform technology to build and advance a pipeline of next-generation pharmaceutical products designed to improve the lives of patients suffering from frequently diagnosed conditions characterized by burdensome daily dosing regimens and suboptimal treatment outcomes.
Shares: 4.54 million
Price Range: $10.00-$12.00
Market Cap: $204m-$246m
Trade Date: Thursday, 10/7
Underwriters: Oppenheimer
Co-Manager(s): Ladenburg Thalmann, Brookline Capital
Link to Prospectus: Terms Added: 9-27-21
Company: Life Time Group Holdings, Inc.
Symbol: LTH (NYSE)
Description: They are a leading lifestyle brand offering premium health, fitness and wellness experiences to a community of nearly 1.4 million individual members, who together comprise more than 767,000 memberships, as of July 31, 2021.
Shares: 46.2 million
Price Range: $18.00-$21.00
Market Cap: $3.6b-$4.15b
Trade Date: Thursday, 10/7
Underwriters: Goldman Sachs, Morgan Stanley, BofA Securities, Deutsche Bank, JP Morgan, Wells Fargo SEcurities, BMO Capital, Mizuho Securities, RBC Capital
Co-Manager(s): Guggenheim, Oppenheimer, BTIG< TPG Capital BD
Link to Prospectus: Terms Added: 9-29-21
Company: iFIT Health & Fitness Inc
Symbol: IFIT
Description: They are a health and fitness subscription technology company, fueled by our passion to innovate, grow and provide meaningful solutions for our members. iFIT is an integrated health and fitness platform, designed to connect our proprietary software, experiential content and interactive hardware to deliver an unmatched connected fitness experience.
Shares: 30.8 million
Price Range: $18.00-$21.00
Market Cap: $5.7b-$6.6b
Trade Date: Wednesday, 10/6
Underwriters: Morgan Stanley, BofA Securities, Barclays, Citigroup, Credit Suisse, Jefferies, Baird
Co-Manager(s): Cowen, JMP Securities, Raymond James, Truist Securities, William Blair, Telsey Advisory Group
Link to Prospectus: Terms Added: 9-27-21
NEW FILINGS
Company: Ventyx Biosciences, Inc.
Symbol: VTYX (Nasdaq)
Description: They are a clinical-stage biopharmaceutical company focused on advancing new therapies for millions of patients living with inflammatory diseases and autoimmune disorders.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Jefferies, Evercore ISI, Piper Sandler
Co-Manager(s): LifeSci Capital
Link to Prospectus: Filed: 9-29-21
Listed Cash Raise: $100m
Company: Ensemble Health Partners, Inc.
Symbol: ENSB (Nasdaq)
Description: Ensemble Health Partners is a leading provider of technology-enabled revenue cycle management (“RCM”) solutions for health systems, including hospitals and affiliated physician groups.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, BofA Securities, Deutsche Bank, Guggenheim Securities, Credit Suisse, Evercore ISI, Wells Fargo Securities, SVB Leerink
Co-Manager(s): Baird, William Blair, Academy Securities, Loop Capital Markets
Link to Prospectus: Filed: 9-29-21
Listed Cash Raise: $100m
Company: Hexion Holdings Corporation
Symbol: HXN (NYSE)
Description: They are a leading global producer of adhesives and performance materials that enable the production of engineered wood products, one of the world’s most sustainable building products and other growing specialty materials.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley
Link to Prospectus: Filed: 9-29-21
Listed Cash Raise: $100m
Company: Claire’s Inc. .
Symbol: CLRS (Nasdaq)
Description: They are a fully integrated global fashion brand powerhouse committed to inspiring self-expression through the creation and delivery of exclusive, well-curated products and experiences.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, Citigroup, Morgan Stanley, Cowen, Guggenheim Securities, Telsey Advisory Group
Co-Manager(s): Siebert Williams Shank
Link to Prospectus: Filed: 9-29-21
Listed Cash Raise: $100m
Company: Fluence Energy, Inc.
Symbol: FLNC (Nasdaq)
Description: They are enabling the global clean energy transition with market-leading energy storage products and services and digital applications for renewables and storage.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: J.P. Morgan, Morgan Stanley, Barclays, BofA Securities, Citigroup, Credit Suisse, UBS Investment Bank, Evercore ISI, HSBC, RBC Capital
Co-Manager(s): Nomura, Baird, Raymond James, Seaport Global Penserra Securities LLC, Siebert Williams Shank
Link to Prospectus: Filed: 9-28-21
Listed Cash Raise: $100m
Company: Minerva Surgical, Inc
Symbol:UTRS (Nasdaq)
Description: They are a commercial-stage medical technology company focused on developing, manufacturing, and commercializing minimally invasive solutions to meet the distinct uterine healthcare needs of women.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: J.P. Morgan, Piper Sandler, UBS Investment Bank, SVB Leerink
Link to Prospectus: Filed: 9-27-21
Listed Cash Raise: $100m
Company: Winc, Inc.
Symbol:BEV (NYSE)
Description: They are one of the fastest growing at scale wineries in the United States.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Canaccord Genuity, Craig-Hallum, Roth Capital
Co-Manager: Benchmark Company
Link to Prospectus: Filed: 9-27-21
Listed Cash Raise: $100m
Company: The Vita Coco Company, Inc.
Symbol:COCO (Nasdaq)
Description: They are a leading fast-growing, plant-based functional hydration platform, which pioneered packaged coconut water in 2004, and recently began extending into other healthy hydration categories.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters:Goldman Sachs, BofA Securities, Credit Suisse, Evercore ISI, Wells Fargo Securities, Guggenheim Securities, Piper Sandler, William Blair
Link to Prospectus: Filed: 9-27-21
Listed Cash Raise: $100m
Company: P10, Inc.
Symbol: PX (NYSE)
Description: They are a leading multi-asset class private market solutions provider in the alternative asset management industry.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, J.P. Morgan, Barclays
Co-Manager(s): UBS Investment Bank, Keefe Bruyette & Woods, Oppenheimer & Co., Stephens Inc.
Link to Prospectus: Filed: 9-27-21
Listed Cash Raise: $100m
Company: Portillo’s Inc.
Symbol: PTLO (Nasdaq)
Description: Portillo’s serves iconic Chicago street food through high-energy, multichannel restaurants designed to ignite the senses and create a memorable dining experience.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Jefferies, Morgan Stanley, BofA Securities, Piper Sandler, Baird, UBS Investment Bank, William Blair
Co-Manager(s): Guggenheim Securities, Stifel, Loop Capital, Ramirez & Co.
Link to Prospectus: Filed: 9-27-21
Listed Cash Raise: $100m
Company: Paragon 28, Inc.
Symbol: FNA (NYSE)
Description: They are a leading medical device company exclusively focused on the foot and ankle orthopedic market and we are dedicated to improving patient lives.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Piper Sandler
Co-Manager(s): Canaccord Genuity, JMP Securities, Needham & Co.
Link to Prospectus: Filed: 9-24-21
Listed Cash Raise: $100m