Pipeline Update: Double Digit IPO week to start November

NEW FILINGS

Company: Agendia N.V.
Symbol: AGDX (Nasdaq)
Description: They are a mission-driven, commercial stage company focused on enabling optimized decision-making by providing physicians with next-generation diagnostic and information solutions that can be used to help improve outcomes for breast cancer patients worldwide.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, Citigroup, Cowen, Stifel
Link to Prospectus: Filed: 10-28-21
Listed Cash Raise: $75m

Company: Chicago Atlantic Real Estate Finance, Inc.
Symbol: REFT (Nasdaq)
Description: They are a newly-formed commercial real estate finance company.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: JMP Securities, Compass Point, Oppenheimer, Lake Street, East West Markets
Link to Prospectus: Filed: 10-25-21
Listed Cash Raise: $100m

Company: Iris Energy Limited
Symbol: IREN (Nasdaq)
Description: They are a Bitcoin mining company. They build, own and operate data center and electrical infrastructure for the mining of Bitcoin primarily powered by renewable energy.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: J.P. Morgan, Canaccord Genuity, Citigroup
Co-Manager(s): Macquarie Capital, Cowen, Compass Point
Link to Prospectus: Filed: 10-25-21
Listed Cash Raise: $100m

Company: Sweetgreen, Inc.
Symbol: SG (NYSE)
Description: They are building the next generation restaurant and lifestyle brand that serves healthy food at scale.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, J.P. Morgan, Allen & Co., Morgan Stanley, Citigroup, Cowen, Oppenheimer & co., RBC Capital, William Blair
Co-Manager(s): AmeriVet Securities, Blaylock Van
Link to Prospectus: Filed: 10-25-21
Listed Cash Raise: $100m

Company: Journey Medical Corporation
Symbol: DERM (Nasdaq)
Description: Journey Medical Corporation is a commercial-stage pharmaceutical company founded in October 2014 that focuses on the development and commercialization of pharmaceutical products for the treatment of dermatological conditions.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: B. Riley Securities
Co-Manager: Roth Capital
Link to Prospectus: Filed: 10-22-21
Listed Cash Raise: $40m

Company: Freehold Properties, Inc.
Symbol: FHP (Nasdaq)
Description: They are an internally managed real estate investment trust focused on financing specialized industrial cultivation/processing and retail/dispensary cannabis properties, with contingent purchase options that are exercisable only upon the legalization of cannabis under U.S. federal law or certain other events.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Stifel, Cowen
Link to Prospectus: Filed: 10-22-21
Listed Cash Raise: $115m

Company: Sono Group N.V.
Symbol: SEV (Nasdaq)
Description: They believe they are a pioneer and technological leader in the field of solar-powered electric mobility.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Berenberg, Craig Hallum
Link to Prospectus: Filed: 10-22-21
Listed Cash Raise: $100m

Company: Braze, Inc.
Symbol: BRZE (Nasdaq)
Description: They are a leading comprehensive customer engagement platform that powers customer-centric interactions between consumers and brands.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, JP Morgan, Barclays, Piper Sandler, William Blair
Co-Manager(s): Canaccord Genuity, Cowen, JMP Securities, Needham & Company, Oppenheimer & Co., Raymond James, Loop Capital Markets
Link to Prospectus: Filed: 10-22-21
Listed Cash Raise: $100m

TERMS ADDED

Company: Cadre Holdings, Inc.
Symbol: CDRE (NYSE)
Description: They have been a global leader in the manufacturing and distribution of safety and survivability equipment for first responders.
Shares: 5.8 million
Price Range: $12.00-$14.00
Market Cap: 400m-$466m
Trade Date: Week of 11/1
Underwriters: Stifel, Raymond James, Truist Securities
Co-Manager(s): Stephens, Roth, Lake Street
Link to Prospectus: Terms Added: 10-28-21
IPO Postponed in August 2021

Company: Cian PLC
Symbol: CIAN (Nasdaq)
Description: They are a leading online real estate classifieds platform in the large, underpenetrated and growing Russian real estate classifieds market, ranking among the top ten most popular online real estate classifieds globally, based on the September 2021 Google Analytics traffic data for Cian and SimilarWeb traffic data for other online real estate classifieds. They also intend to apply for the approval of the Moscow Exchange (“MOEX”) in relation to the listing and admission of the ADSs to trading on MOEX under the symbol “CIAN.”
Shares: 18.2 million ADSs
Price Range: $13.50-$16.00
Market Cap: $932m-$1.1b
Trade Date: Friday, 11/5
Underwriters: Morgan Stanley, Goldman Sachs, J.P. Morgan, BofA Securities, RenCap, VTB Capital, AO Raiffeisenbank, Tinkoff
Link to Prospectus: Terms Added: 10-28-21

Company: Mainz Biomed B.V.
Symbol: MYNZ (Nasdaq)
Description: They are a molecular genetics cancer diagnostic company formed in 2021 to acquire PharmGenomics GmbH (“PharmGenomics“) with the purpose of commercializing their product portfolio in Europe and the United States.
Shares: 2 million
Price Range: $4.00-$6.00
Market Cap: $47m-70m
Trade Date: Thursday, 11/4
Underwriters: Boustead Securities, LLC
Link to Prospectus: Terms Added: 10-28-21

Company: Desert Peak Minerals Inc.
Symbol: DPM (NYSE)
Description: They acquire, own and manage mineral and royalty interests in the Permian Basin with the objective of generating cash flow from operations that can be distributed to shareholders as dividends and reinvested to expand their base of cash flow generating assets.
Shares: 10 million
Price Range: $20.00-$23.00
Market Cap: $1.24b-$1.43b
Trade Date: Friday, 11/5
Underwriters: Barclays, Credit Suisse, UBS Investment Bank, Capital One Securities, Citigroup, Evercore ISI, RBC Capital Markets
Co-Manager(s): Maxim Group, Stephens Inc, Tudor Pickering Holt & Co., Tuohy Brothers
Link to Prospectus: Terms Added: 10-28-21

Company: MDxHealth, Inc.
Symbol: MDXH (Nasdaq)
Description: They are a commercial-stage precision diagnostics company committed to providing non-invasive, clinically actionable and cost-effective urologic solutions to improve patient care. Note: Their ordinary shares are listed on the regulated market of Euronext in Belgium (“Euronext Brussels”) under the symbol “MDXH.BR.”
Shares: 3.75 million ADSs
Price Range: $13.46-$13.46
Market Cap: $210m-$210m
Trade Date: Thursday, 11/4
Underwriters: Piper Sandler, Oppenheimer & Co.
Co-Manager: BTIG, KBC Securities USA
Link to Prospectus: Terms Added: 10-28-21

Company: The Real Good Food Company, Inc.
Symbol: RGF (Nasdaq)
Description: Real Good Foods is an innovative, high-growth, branded, health- and wellness-focused frozen food company.
Shares: 5.33 million
Price Range: $14.00-$16.00
Market Cap: $350m-$400m
Trade Date: Friday, 11/5
Underwriters: Jefferies, William Blair, Truist Securities, Nomura
Link to Prospectus: Terms Added: 10-28-21

Company: Arhaus, Inc.
Symbol: ARHS (Nasdaq)
Description: Arhaus is a rapidly growing lifestyle brand and omni-channel retailer of premium home furnishings.
Shares: 22.9 million
Price Range: $14.00-$17.00
Market Cap: $1.96b-$2.38b
Trade Date: Thursday 11/4
Underwriters: BofA Securities, Jefferies, Morgan Stanley, Piper Sandler
Co-Manager(s): Baird, Barclays, Guggenheim Securities, William Blair, Telsey Advisory Group, Academy Securities, Drexel Hamilton, Ramirez & Co., Inc., Siebert Williams Shank
Link to Prospectus: Terms Added: 10-27-21

Company: NerdWallet, Inc.
Symbol: NRDS (Nasdaq)
Description: At NerdWallet, they empower consumers—both individual consumers and small and mid-sized businesses (SMBs)—to make smarter financial decisions with confidence via our digital platform.
Shares: 7.25 million
Price Range: $17.00-$19.00
Market Cap: $1.1b-$1.25b
Trade Date: Thursday 11/4
Underwriters: Morgan Stanley, KeyBanc Capital, BofA Securities, Barclays, Citigroup
Co-Manager(s): Truist Securities, William Blair, Oppenheimer
Link to Prospectus: Terms Added: 10-26-21

Company: Evotec SE
Symbol: EVO (Nasdaq)
Description: They are an industry-leading drug discovery and development partner for the pharmaceutical and biotechnology industry.
Shares: 22 million ADSs
Price Range: $26.16-$26.16
Market Cap: $9.2b-$9.2b
Trade Date: Thursday, 11/4
Underwriters: BofA Securities, Morgan Stanley, Citigroup, Jefferies, Cowen, RBC Capital Markets
Link to Prospectus: Terms Added: 10-26-21

Company: Claros Mortgage Trust, Inc.
Symbol: CMTG (NYSE)
Description: They are a CRE finance company focused primarily on originating senior and subordinate loans on transitional CRE assets located in major U.S. markets.
Shares: 7 million
Price Range: $18.65-$19.65
Market Cap: $2.65b-$2.8b
Trade Date: Wednesday, 11/3
Underwriters: Morgan Stanley, J.P. Morgan, Goldman Sachs, Deutsche Bank Securities, UBS Investment Bank, Wells Fargo Securities, JMP Securities, Keefe Bruyette & Woods
Link to Prospectus: Terms Added: 10-26-21

Company: Allbirds, Inc.
Symbol: BIRD (Nasdaq)
Description: Allbirds is a global lifestyle brand that innovates with naturally derived materials to make better footwear and apparel products in a better way, while treading lighter on our planet.
Shares: 19.2 million
Price Range: $12.00-$14.00
Market Cap: $1.7b-$2.0b
Trade Date: Wednesday, 11/3
Underwriters: Morgan Stanley, J.P. Morgan, BofA Securities, Baird, William Blair, Piper Sandler, Cowen, Guggenheim Securities, KeyBanc Capital Markets, Stifel, Telsey Advisory Group
Co-Manager(s): C.L. King & Associates, Drexel Hamilton, Loop Capital, Penserra Securities LLC, Ramirez & Co., Siebert Williams Shank
Link to Prospectus: Terms Added: 10-25-21

Company: Delimobil Holding S.A
Symbol: DMOB (NYSE)
Description: They are a leading shared mobility provider in Russia, offering convenient, affordable and sustainable transportation alternatives supported by an advanced technology framework.
Shares: 20 million ADSs
Price Range: $10.00-$12.00
Market Cap: $760m-$912m
Trade Date: Wednesday, 11/3
Underwriters: BofA Securities, Citigroup, VTB Capital, Banco Santander, RenCap, SberCIB, Tinkoff
Link to Prospectus: Terms Added: 10-25-21