Pipeline Update: Calendar Loaded for Stretch Run to Thanksgiving

 

TERMS ADDED:

Company: Ventyx Biosciences, Inc.
Symbol: VTYX (Nasdaq)
Description: They are a clinical-stage biopharmaceutical company focused on advancing new therapies for millions of patients living with inflammatory diseases and autoimmune disorders.
Shares: 7.8 million
Price Range: $15.00-$17.00
Market Cap: $709m-$804m
Trade Date: Thursday, 10/21
Underwriters: Jefferies, Evercore ISI, Piper Sandler
Co-Manager(s): LifeSci Capital
Link to Prospectus: Terms Added: 10-15-21

Company: Runway Growth Finance Corp
Symbol: RWAY (Nasdaq)
Description: They are a specialty finance company focused on providing senior secured loans to high growth-potential companies in technology, life sciences, healthcare information and services, business services, select consumer services and products and other high-growth industries.
Shares: 6.85 million
Price Range: $14.60-$15.60
Market Cap: $604m-$646m
Trade Date: Thursday, 10/21
Underwriters: J.P. Morgan, Morgan Stanley, Wells Fargo Securities, UBS Investment Bank
Co-Managers: Oppenheimer, B.Riley Securities, Compass Point, Hovde Group
Link to Prospectus: Terms Added: 10-13-21

Company: Aris Water Solutions, Inc.
Symbol: ARIS (NYSE)
Description: They are a leading, growth-oriented environmental infrastructure and solutions company that directly helps our customers reduce their water and carbon footprints.
Shares: 17.65 million
Price Range: $16.00-$18.00
Market Cap: $856m-$963m
Trade Date: Friday, 10/22
Underwriters: Goldman Sachs, Citigroup, JP Morgan, Wells Fargo, Barclays, Evercore ISI
Co-Manager(s): Capital One Securities, Johnson Rice & Co., Raymond James, Stifel, U.S. Capital Advisors
Link to Prospectus: Terms Added: 10-14-21

Company: The Vita Coco Company, Inc.
Symbol:COCO (Nasdaq)
Description: They are a leading fast-growing, plant-based functional hydration platform, which pioneered packaged coconut water in 2004, and recently began extending into other healthy hydration categories.
Shares: 11.5 million
Price Range: $18.00-$21.00
Market Cap: $1.0b-$1.2b
Trade Date: Thursday, 10.21
Underwriters:Goldman Sachs, BofA Securities, Credit Suisse, Evercore ISI, Wells Fargo Securities, Guggenheim Securities, Piper Sandler, William Blair
Link to Prospectus: Terms Added: 10-12-21

Company: Stronghold Digital Mining, Inc.
Symbol: SDIG (Nasdaq)
Description: They are a vertically integrated crypto asset mining company currently focused on mining Bitcoin.
Shares: 5.9 million
Price Range: $16.00-$18.00
Market Cap: $724m-$815m
Trade Date: Wednesday, 10/20
Underwriters: B. Riley Securities, Cowen
Co-Manager(s): Tudor Pickering Holt & Co., DA Davidson & Co., Compass Point, Northland Capital Markets
Link to Prospectus: Terms Added: 10-13-21

Company: Winc, Inc.
Symbol:BEV (NYSE)
Description: They are one of the fastest growing at scale wineries in the United States.
Shares: 5 million
Price Range: $14.00-$16.00
Market Cap: $230m-$263m
Trade Date: Thursday, 10/21
Underwriters: BofA Securities, Canaccord Genuity, Craig-Hallum, Roth Capital
Co-Manager: Benchmark Company
Link to Prospectus: Terms Added: 10-13-21

Company: Portillo’s Inc.
Symbol: PTLO (Nasdaq)
Description: Portillo’s serves iconic Chicago street food through high-energy, multichannel restaurants designed to ignite the senses and create a memorable dining experience.
Shares: 20.3 million
Price Range: $17.00-$20.00
Market Cap: $1.2b-$1.4b
Trade Date: Thursday, 10/21
Underwriters: Jefferies, Morgan Stanley, BofA Securities, Piper Sandler, Baird, UBS Investment Bank, William Blair
Co-Manager(s): Guggenheim Securities, Stifel, Loop Capital, Ramirez & Co.
Link to Prospectus: Terms Added: 10-12-21

Company: P10, Inc.
Symbol: PX (NYSE)
Description: They are a leading multi-asset class private market solutions provider in the alternative asset management industry.
Shares: 20 million
Price Range: $14.00-$16.00
Market Cap: $1.65b-$1.9b
Trade Date: Thursday, 10/21
Underwriters: Morgan Stanley, J.P. Morgan, Barclays
Co-Manager(s): UBS Investment Bank, Keefe Bruyette & Woods, Oppenheimer & Co., Stephens Inc.
Link to Prospectus: Terms Added: 10-12-21

Company: Enfusion, Inc..
Symbol: ENFN (NYSE)
Description: Enfusion is a global, high-growth software-as-a-service, or SaaS, provider focused on transforming the investment management industry.
Shares: 18.75 million
Price Range: $15.00-$17.00
Market Cap: $1.7b-$1.9b
Trade Date: Thursday, 10/21
Underwriters: Morgan Stanley, Goldman Sachs, BofA Securities, Credit Suisse
Co-Manager(s): Piper Sandler, Stifel, William Blair, Loop Capital Markets
Link to Prospectus: Terms Added: 10-12-21

NEW FILINGS

Company: UserTesting, Inc.
Symbol: USER (Nasdaq)
Description: They have pioneered a video-first, enterprise-grade software-as-a-service (SaaS) platform that enables organizations to see and hear the experiences of real people as they engage with products, designs, apps, processes, concepts, or brands.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, J.P. Morgan, Piper Sandler, Truist Securities, William Blair
Co-Managers: Canaccord Genuity, Needham, Oppenheimer, Raymond James, Baird, Loop Capital, Academy Securities
Link to Prospectus: Filed: 10-13-21
Listed Cash Raise: $100m

Company: Cian PLC
Symbol: CIAN (Nasdaq)
Description: They are a leading online real estate classifieds platform in the large, underpenetrated and growing Russian real estate classifieds market, ranking among the top ten most popular online real estate classifieds globally, based on the September 2021 Google Analytics traffic data for Cian and SimilarWeb traffic data for other online real estate classifieds. They also intend to apply for the approval of the Moscow Exchange (“MOEX”) in relation to the listing and admission of the ADSs to trading on MOEX under the symbol “CIAN.”
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, Goldman Sachs, J.P. Morgan, BofA Securities, RenCap, VTB Capital, AO Raiffeisenbank, Tinkoff
Link to Prospectus: Filed: 10-13-21
Listed Cash Raise: $100m

Company: MDxHealth, Inc.
Symbol: MDXH (Nasdaq)
Description: They are a commercial-stage precision diagnostics company committed to providing non-invasive, clinically actionable and cost-effective urologic solutions to improve patient care. Note: Their ordinary shares are listed on the regulated market of Euronext in Belgium (“Euronext Brussels”) under the symbol “MDXH.BR.”
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Piper Sandler, Oppenheimer & Co.
Co-Manager: BTIG, KBC Securities USA
Link to Prospectus: Filed: 10-13-21
Listed Cash Raise: $30m

Company: The Real Good Food Company, Inc.
Symbol: RGF (Nasdaq)
Description: Real Good Foods is an innovative, high-growth, branded, health- and wellness-focused frozen food company.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Jefferies, William Blair, Truist Securities, Nomura
Link to Prospectus: Filed: 10-12-21
Listed Cash Raise: $86.25m

Company: Lulu’s Fashion Lounge Holdings, Inc.
Symbol: LVLU (Nasdaq)
Description: Lulus is a customer-driven, digitally-native fashion brand primarily serving Millennial and Gen Z women. They focus relentlessly on giving our customers what they want.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, BofA Securities, Jefferies, Baird, Cowen, KeyBanc Capital, Piper Sandler
Co-Manager: Telsey Advisory Group
Link to Prospectus: Filed: 10-12-21
Listed Cash Raise: $100m

Company: Delimobil Holding S.A
Symbol: DMOB (NYSE)
Description: They are a leading shared mobility provider in Russia, offering convenient, affordable and sustainable transportation alternatives supported by an advanced technology framework.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Citigroup, VTB Capital, Banco Santander, RenCap, SberCIB
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m

Company: Desert Peak Minerals Inc.
Symbol: DPM (NYSE)
Description: They acquire, own and manage mineral and royalty interests in the Permian Basin with the objective of generating cash flow from operations that can be distributed to shareholders as dividends and reinvested to expand their base of cash flow generating assets.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Barclays, Credit Suisse, UBS Investment Bank, Capital One Securities, Citigroup, Evercore ISI, RBC Capital Markets
Co-Manager(s): Maxim Group, Stephens Inc, Tudor Pickering Holt & Co., Tuohy Brothers
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m

Company: Vaxxinity, Inc.
Symbol:VAXX (Nasdaq)
Description: They are a purpose-driven biotechnology company committed to democratizing healthcare across the globe.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Jefferies, Evercore ISI
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m

Company: Entrada Therapeutics, Inc.
Symbol: TRDA (Nasdaq)
Description: They aim to transform the lives of patients by establishing Endosomal Escape Vehicle (EEV) therapeutics as a new class of medicines and they aim to become the world’s foremost intracellular therapeutics company.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, Cowen, Evercore ISI
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m

Company: Aura Biosciences, Inc.
Symbol: AURA (Nasdaq)
Description: They are a clinical-stage biotechnology company leveraging their novel targeted oncology platform to develop a potential new standard of care across multiple cancer indications, with an initial focus on ocular and urologic oncology.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Cowen, SVB Leerink, Evercore
Co-Manager: BTIG
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m

Company: Claros Mortgage Trust, Inc.
Symbol: CMTG (NYSE)
Description: They are a CRE finance company focused primarily on originating senior and subordinate loans on transitional CRE assets located in major U.S. markets.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, J.P. Morgan, Goldman Sachs, Deutsche Bank Securities, UBS Investment Bank, Wells Fargo Securities, JMP Securities, Keefe Bruyette & Woods
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m

Company: Evotec SE
Symbol: EVO (Nasdaq)
Description: They are an industry-leading drug discovery and development partner for the pharmaceutical and biotechnology industry.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Morgan Stanley, Citigroup, Jefferies, Cowen, RBC Capital Markets
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m

Company: Sonendo, Inc.
Symbol: SONX
Description: They are a commercial-stage medical technology company focused on saving teeth from tooth decay, the most prevalent chronic disease globally.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Goldman Sachs, Piper Sandler, Stifel
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m

Company: NerdWallet, Inc.
Symbol: NRDS (Nasdaq)
Description: At NerdWallet, they empower consumers—both individual consumers and small and mid-sized businesses (SMBs)—to make smarter financial decisions with confidence via our digital platform.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, KeyBanc Capital, BofA Securities, Barclays, Citigroup
Co-Manager(s): Truist Securities, William Blair, Oppenheimer
Link to Prospectus: Filed: 10-8-21
Listed Cash Raise: $100m