New IPO Filings and Terms — Week ending 3.10.17am

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NEW FILINGS

Company: Warrior Met Coal
Symbol: HCC (NYSE)
Price: TBD
Description: They are a large scale, low-cost U.S.-based producer and exporter of premium met coal operating two highly productive underground mines in Alabama, Mine No. 4 and Mine No. 7, that have an estimated annual production capacity of 7.3 million metric tons of coal.
Trade Date: TBD
Shares: TBD
Underwriter(s): Credit Suisse, Citigroup, Morgan Stanley, BMO Capital Markets, RBC Capital Markets
Co Manager(s): Apollo Global Securities, Clarksons Platou Securities, KKR
Filed: 3-07-17
Listed Cash Raise: $100m

Company: NCS Multistage Holdings.
Symbol: NCSM (Nasdaq)
Price: TBD
Description: They are a leading provider of highly engineered products and support services that facilitate the optimization of oil and natural gas well completions and field development strategies.
Trade Date: TBD
Shares: TBD
Underwriter(s): Credit Suisse, Citigroup, Wells Fargo Securities
Co Manager(s): J.P. Morgan, Simmons & Company International Energy Specialist of Piper Jaffray, Raymond James, RBC Capital Markets, Tudor Pickering Holt & Co.
Filed: 3-09-17
Listed Cash Raise: $100m

Company: Tocagen, Inc
Symbol: TOCA (Nasdaq)
Price: TBD
Description: They are a clinical-stage, cancer-selective gene therapy company focused on developing first-in-class, broadly-applicable product candidates designed to activate a patient’s immune system against their own cancer from within.
Trade Date: TBD
Shares: TBD
Underwriter(s): Leerink Partners, Evercore ISI, Stifel
Co Manager(s):
Filed: 3-09-17
Listed Cash Raise: $86.25m

TERMS ADDED

Company: MuleSoft
Symbol: MULE
Price: $12.00-$14.00
Description: Their mission is to help organizations change and innovate faster by making it easy to connect the world’s applications, data, and devices.
Trade Date: 3/17
Shares: 13 million
Underwriter(s): Goldman Sachs & Co., J.P. Morgan, BofA Merrill Lynch
Co Manager(s): Allen & Co., Barclays, Jefferies, Canaccord Genuity, Piper Jaffray, William Blair
Terms Added: 3-06-17

Company: Ardagh Group
Symbol: ARD
Price: $17.00-$20.00
Description: They are a leading supplier of innovative, value-added rigid packaging solutions.
Trade Date: 3/15
Shares: 16.2 million
Underwriter(s): Citigroup, Deutsche Bank Securities, Goldman Sachs & Co., Barclays, Credit Suisse, J.P. Morgan
Co Manager(s): Davy, Wells Fargo Securities
Terms Added: 3-06-17

Company: ProPetro Holdings Corp
Symbol: PUMP
Price: $16.00-$19.00
Description: They are a growth-oriented, Midland, Texas-based oilfield services company providing hydraulic fracturing and other complementary services to leading upstream oil and gas companies engaged in the exploration and production, or E&P, of North American unconventional oil and natural gas resources.
Trade Date: 3/17
Shares: 20 million
Underwriter(s): Goldman Sachs & Co., Barclays, Credit Suisse, J.P. Morgan, Evercore ISI, RBC Capital Markets, Simmons & Company International Energy Specialists of Piper Jaffray, Raymond James, Deutsche Bank Securities, Tudor Pickering Holt & Co., Johnson Rice & Company L.L.C.
Co Manager(s):