New Filings & Updated Terms (week ending 10.2.20am)

NEW FILINGS

Company: Gatos Silver, Inc.
Symbol: GATO
Description: They are a U.S.-based precious metals production, development and exploration company with the objective of becoming a premier silver producer.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): BMO Capital, Goldman Sachs, RBC Capital
Filed: 10-1-20
Listed Cash Raise: $100m

Company: Guild Holdings Company
Symbol: GHLD
Description: They are a growth-oriented mortgage company that employs a relationship-based loan sourcing strategy to execute on our mission of delivering the promise of home ownership in neighborhoods and communities across the United States.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Wells Fargo, BofA Securities, J.P. Morgan
Co-Manager(s): JMP Securities, Compass Point, C.L. King & Associates
Filed: 10-1-20
Listed Cash Raise: $100m

Company: AmeriHome, Inc.
Symbol: TBD
Description: They are a leading U.S. residential mortgage producer and servicer focused on driving profitable growth across market environments.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Credit Suisse Securities, Goldman Sachs, J.P. Morgan Securities, Wells Fargo, Barclays Capital, BofA Securities, RBC Capital Markets
Co-Manager(s): Apollo Global Securities, Houlihan Lokey, Siebert Williams Shank & Co
Filed: 10-1-20
Listed Cash Raise: $100m

Company: Auna S.A.A.
Symbol: AUNA
Description: They are one of the largest and most recognized players in the Peruvian healthcare industry and have a growing presence in Colombia. They also intend to apply to have our class A shares listed on the Lima Stock Exchange (Bolsa de Valores de Lima or “BVL”).
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Goldman Sachs
Filed:9-30-20
Listed Cash Raise: $100m

Company: Datto Holding Corp.
Symbol: MSP
Description: Datto is the leading provider of cloud-based software and technology solutions purpose-built for delivery through the managed service provider, or MSP, channel to small and medium businesses, or SMBs.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, BofA Securities, Barclays, Credit Suisse, Citigroup, Jefferie, RBC Capital Markets, Evercore ISI, BMO Capital Markets
Co-Manager(s): Macquarie Capital, Mizuho Securities, William Blair, Ramirez & Co., Siebert Williams Shank
Filed: 9-29-20
Listed Cash Raise: $100m

Company: McAfee Corp.
Symbol: MCFE
Description: McAfee has been a pioneer and leader in protecting consumers, enterprises, and governments from cyberattacks for more than 30 years with integrated security, privacy, and trust solutions.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Goldman Sachs, TPG Capital BD, BofA Securities, Citigroup
Co-Manager(s): RBC Capital Markets, Deutsche Bank Securities, UBS Investment Bank, HSBC, Mizuho Securities, Evercore ISI, Piper Sandler, Stifel
Filed: 9-28-20
Listed Cash Raise: $100m

Company: Praxis Precision Medicines, Inc.
Symbol: PRAX
Description: They are a clinical-stage biopharmaceutical company translating genetic insights into the development of therapies for central nervous system, or CNS, disorders characterized by neuronal imbalance.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Cowen, Evercore ISI, Piper Sandler
Co-Manager(s): Wedbush PacGrow, Blackstone Capital
Filed: 9-25-20
Listed Cash Raise: $100

Company: Eargo, Inc.
Symbol: EAR
Description: They are a medical device company dedicated to improving the quality of life of people with hearing loss.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): J.P. Morgan, BofA Securities
Co-Manager: Wells Fargo, William Blair
Filed: 9-25-20
Listed Cash Raise: $100m

Company: Tarsus Pharmaceuticals, Inc.
Symbol: TARS
Description: They are a late clinical-stage biopharmaceutical company focused on the development and commercialization of therapeutic candidates to address large market opportunities initially in ophthalmic conditions where there are limited treatment alternatives.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): BofA Securities, Jefferies, Raymond James
Co-Manager(s): LifeSci Capital, Ladenburg Thalmann
Filed: 9-25-20
Listed Cash Raise: $86.25m

Company: Aligos Therapeutics, Inc
Symbol: ALGS
Description: They are a clinical-stage biopharmaceutical company currently focused on developing novel therapeutics to address unmet medical needs in viral and liver diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): J.P. Morgan, Jefferies, Piper Sandler
Co-Manager: Cantor
Filed: 9-25-20
Listed Cash Raise: $100m

TERMS ADDED

Company: FaceBank Group, Inc.
Symbol: FUBO
Description: fuboTV is the leading sports-first, live TV streaming platform, offering subscribers access to tens of thousands of live sporting events annually as well as leading news and entertainment content. fuboTV’s platform allows customers to access content through streaming devices, and on SmartTVs, mobile phones, tablets and computers.
Shares: 15 million
Price Range: $9.00-$11.00
Fully Diluted Market Cap: $1.1b-$1.4b
Trade Date: Thursday, 10/8
Underwriter(s): Evercore ISI
Co-Manager(s): BMO Capital, Needham, Oppenheimer, Roth Capital, Wedbush
Terms Added: 10-1-20
Listed Cash Raise: $100m.
Note: Their common stock is quoted on the OTCQB Venture Market under the symbol ‘FUBO’. On August 7, 2020, the last reported sale price of their common stock was $10.20 per share.

Company: Aziyo Biologics, Inc.
Symbol: AZYO
Description: They are a commercial-stage regenerative medicine company focused on creating the next generation of differentiated products and improving outcomes in patients undergoing surgery, concentrating on patients receiving implantable medical devices.
Shares: 2.94 million
Price Range: $16.00-$18.00
Market Cap: $164m-$184m
Trade Date: Thursday, 10/8
Underwriter(s): Piper Sandler, Cowen
Co-Manager(s): Cantor, Truist Securities
Terms Added: 9-30-20