New Filings & Updated Terms (ending 8.31.18)

This is the latest look at the IPO Pipeline including the newest filings that have registered with the SEC in the last seven days.

IPO Boutique keeps apprised of the active pipeline. Currently there are 74 active IPOs in the pipeline as of August 31, 2018. No SPACs or Unit Offerings are included. While the numbers may look diminished, we outlined why “looks may be perceiving” when it comes to the IPO pipeline in this article.

NEW FILINGS

Company: Y-mAbs Therapeutics, Inc.
Symbol: YMAB
Description: They are a late-stage clinical biopharmaceutical company focused on the development and commercialization of novel, antibody-based therapeutic products for the treatment of cancer.
New York.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): BofA Merrill Lynch, Cowen, Canaccord Genuity
Co-Manager(s): BTIG
Filed: 8-24-18
Listed Cash Raise: $92m

Company: Arco Platform Limited
Symbol: ARCE
Description: They provide a complete pedagogical system with technology-enabled features to deliver educational content to private schools in Brazil.
New York.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters: Goldman Sachs, Morgan Stanley, Itau BBA, BofA Merrill Lynch, Allen & Co., BTG Pactual, UBS
Filed: 8-24-18
Listed Cash Raise: $100m

Company: Bank7 Corp.
Symbol: BSVN
Description: They are Bank7 Corp., a bank holding company headquartered in Oklahoma City, Oklahoma.
New York.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters: Keefe Bruyette & Woods, Stephens Inc., Sandler O’ Neill
Filed: 8-24-18
Listed Cash Raise: $75m

Company: Livent Corporation
Symbol: LTHM
Description: They are a pure-play, fully integrated lithium company, with a long, proven history of producing performance lithium compounds.
New York.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters: BofA Merrill Lynch, Goldman Sachs, Credit Suisse
Co-Manager(s): Citigroup, Loop Capital, Nomura
Filed: 8-27-18
Listed Cash Raise: $100m

Company: Alzheon, Inc.
Symbol: ALZH
Description: They are a clinical stage biopharmaceutical company with a Phase 3-ready program in Alzheimers disease and a discovery platform of small molecules for the inhibition of protein misfolding in neurodegenerative disorders.
New York.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters: ThinkEquity
Withdrawn: 5-1-18
Re-Filed: 8-27-18
Listed Cash Raise: $40.25

Company: X Financial
Symbol: XYF
Description: They are a leading technology-driven personal finance company in China focused on serving China’s underserved prime borrowers and mass affluent investor.
New York.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters :Deutsche Bank, Morgan Stanley
Co-Manager(s): China Merchant Securities
Filed: 8-28-18
Listed Cash Raise: $250m

Company: Viomi Technology Co., Ltd.
Symbol: VIOT
Description: They have developed a unique IoT @ Home platform, consisting of an ecosystem of innovative IoT-enabled smart home products, or IoT products, together with a suite of complementary consumable products and value-added businesses.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters: Morgan Stanley, CICC
Filed: 8-28-18
Listed Cash Raise: $150m

Company: SVMK, Inc. (SurveyMonkey)
Symbol: SVMK
Description: They are a leading global provider of survey software products that enable organizations to engage with their key constituents, including their customers, employees and the markets they serve.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters: J.P. Morgan, Allen & Company, BofA Merrill Lynch, Credit Suisse, UBS Investment Bank, Wells Fargo Securities
Co-Manager(s): SunTrust Robinson Humphrey, CODE Advisors, Foros, JMP Securities, LionTree
Filed: 8-29-18
Listed Cash Raise: $100m

Company: Sutro Biopharma, Inc.
Symbol: STRO
Description: They are a clinical stage drug discovery, development and manufacturing company focused on leveraging our proprietary integrated cell-free protein synthesis platform, XpressCF, to create a broad variety of optimally designed, next-generation protein therapeutics for cancer and autoimmune disorders.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters: Cowen, Piper Jaffray
Co-Manager(s): JMP Securities, Wedbush PacGrow
Filed: 8-29-18
Listed Cash Raise: $75m

Company: Arvinas, Inc
Symbol: ARVN
Description: They are a biopharmaceutical company dedicated to improving the lives of patients suffering from debilitating and life-threatening diseases through the discovery, development and commercialization of therapies to degrade disease-causing proteins.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriters: Goldman Sachs, Citigroup, Piper Jaffray
Filed: 8-30-18
Listed Cash Raise: $100m

UPDATED TERMS

Company: NIO Inc.
Symbol: NIO
Description: They are a pioneer in China’s premium electric vehicle market.
New York.
Trade Date: 9/12
Shares: 160 million ADSs
Price Range: $6.25-$8.25
Underwriter(s): Morgan Stanley, Goldman Sachs (Asia), J.P. Morgan, BofA Merrill Lynch Deutsche Bank, Citigroup, Credit Suisse, UBS Investment Bank
Co-Manager: Wolfe Capital
Filed: 8-28-18

Company: 111, Inc.
Symbol: YI
Description: They provide hundreds of millions of consumers with better access to pharmaceutical products and medical services, directly through their online retail pharmacy and indirectly through their offline pharmacy network.
Trade Date: 9/12
Shares: 9.3 million ADSs
Price Range: $14.00-$16.00
Underwriter(s): J.P. Morgan, Citigroup, CICC
Terms Added: 8-29-18