New Filings & Updated Terms (ending 7.5.19)

NEW FILINGS

Company: Sundial Growers Inc.
Symbol: SNDL
Description: Sundial’s mission is to proudly craft pioneering cannabis brands to Heal, Help and Play.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Cowen, BMO Capital Markets, Barclays
Filed: 7-5-19
Listed Cash Raise: $86.25m

Company: RAPT Therapeutics, Inc.
Symbol: RAPT
Description: They are a clinical-stage immunology-based biopharmaceutical company focused on discovering, developing and commercializing oral small molecule therapies for patients with significant unmet needs in oncology and inflammatory diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): BofA Merrill Lynch, Wells Fargo Securities, BMO Capital, UBS Investment Bank
Filed: 7-5-19
Listed Cash Raise: $86.25m

Company: Dynatrace Holdings LLC.
Symbol: DT
Description: They offer the market-leading software intelligence platform, purpose-built for the enterprise cloud.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, J.P. Morgan, Citigroup, Barclays, Jefferies, RBC Capital Markets, UBS Investment Bank
Co-Manager(s): KeyBanc Capital Markets, William Blair, Canaccord Genuity, JMP Securities, Macquarie Capital
Filed: 7-5-19
Listed Cash Raise: $300m

Company: Kura Sushi USA, Inc.
Symbol: KRUS
Description: Kura Revolving Sushi Bar is a fast-growing technology-enabled Japanese restaurant concept.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): BMO Capital, Stephens Inc
Co-Manager(s): BTIG, Roth Capital Partners, Maxim Group LLC
Filed: 7-3-19

Company: Intercorp Financial Services Inc.
Symbol: IFS
Description: IFS is a leading provider of banking, insurance and wealth management services for retail customers and commercial clients in Peru. Their common shares are listed on the Lima Stock Exchange (Bolsa de Valores de Lima) under the symbol ‘IFS’. On July 2, 2019, the last reported sales price of IFS common shares on the Lima Stock Exchange was U.S.$46.01 per share
Trade Date: TBD
Shares: 9 million
Price Range: $44.00-$50.00
Underwriter(s): BofA Merrill Lynch, JP Morgan, Itau BBA, Inteligo SAB
Filed: 7-3-19

Company: Vista Oil & Gas, S.A.B. de C.V.
Symbol: VIST
Description:They are an independent Latin American oil and gas company operating since April 4, 2018. They own high-quality, low-operating cost, high-margin conventional producing assets in Argentina and Mexico, with most of their production and revenues originating in Argentina.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Citigroup, Credit Suisse
Filed: 7-2-19

Company: Riley Exploration Permian, Inc.
Symbol: REPX
Description:They are a growth-oriented, independent oil and natural gas company focused on rapidly growing our reserves, production and cash flow through the acquisition, exploration, development and production of oil, natural gas, and natural gas liquids, or NGLs, reserves in the Permian Basin.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Roth Capital
Co-Manager(s): Seaport Global, Imperial Capital
Filed: 7-1-19

Company: ProSight Global, Inc.
Symbol: PROS
Description: They are an entrepreneurial specialty insurance company that since our founding in 2009 has built products, services and solutions with the goal of significantly improving the experience and value proposition for our customers.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Barclays, BofA Merrill Lynch
Co-Manager(s): Dowling & Partners, Keefe Bruyette & Woods, SunTrust Robinson Humphrey, Citizens Capital Markets
Filed: 6-28-19
Listed Cash Raise: $100m

Company: Livongo Health, Inc.
Symbol: LVGO
Description: Their mission is to empower people with chronic conditions to live better and healthier lives.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Goldman Sachs, JP Morgan
Co-Manager(s): Piper Jaffray, SVB Leerink, Canaccord Genuity, KeyBanc Capital, Needham & Co.
Filed: 6-28-19
Listed Cash Raise: $100m