New Filings & Updated Terms (Ending 11.30.18)

NEW FILINGS

TERMS ADDED

Company: MOGU Inc.
Symbol: MOGU
Description: They are a leading online fashion and lifestyle destination in China.
Shares: 4.75 million ADSs
Price Range: $14.00-$16.00
Trade Date: 12/5
Underwriter(s): Morgan Stanley, Credit Suisse, China Renaissance
Terms Added: 11-23-18

Company: Mercantil Bank Holding Corporation (Amerant)
Symbol: AMTB
Description: They are a bank holding company headquartered in Coral Gables, Florida, with $8.5 billion in assets, $6.2 billion in loans, $6.4 billion in deposits, $719.4 million of shareholders’ equity and $1.7 billion in assets under management and custody as of June 30, 2018.
Trade Date: 12/7
Shares: 11 million
Price Range: $16.50-$18.50
Underwriter(s): Raymond James, Keefe Bruyette & Woods, Stephens Inc.
Co-Manager(s): SunTrust Robinson Humphrey, FIG Partners LLC
Terms Added: 11-26-18

Company: Synthorx, Inc.
Symbol: THOR
Description: They are a biopharmaceutical company focused on prolonging and improving the lives of people with cancer and autoimmune disorders.
Shares: 9.1 million
Price Range: $10.00-$12.00
Trade Date: 12/7
Underwriter(s): Jefferies, Leerink, Evercore ISI
Co-Manager(s): HC Wainwright
Terms Added: 11-27-18

Company: Moderna, Inc.
Symbol: MRNA
Description: They are creating a new category of transformative medicines based on messenger RNA, or mRNA, to improve the lives of patients. From the beginning, we designed our strategy and operations to realize the full potential value and impact of mRNA over a long time horizon across a broad array of human diseases.
Shares: 21.74 million
Price Range: $22.00-$24.00
Trade Date: 12/7
Underwriter(s): Morgan Stanley, Goldman Sachs & Co., J.P. Morgan, BofA Merrill Lynch, Barclays, Piper Jaffray, Bryan Garnier & Co.
Co-Manager(s): Oddo BHF, Oppenheimer & Co., Needham & Company, Chardan
Terms Added: 11-28-18

Company: Legacy Housing Corporation
Symbol: LEGH
Description: Legacy Housing Corporation, formerly Legacy Housing, Ltd., builds, sells and finances manufactured homes and “tiny houses” that are distributed through a network of independent retailers and company-owned stores and are sold directly to manufactured home communities.
Shares: 3.5 million
Price Range: $10.75-$12.75
Trade Date: TBD
Underwriter(s): B. Riley FBR, Oak Ridge Financial
Terms Added: 11-30-18