New Filings & Updated Terms (Ending 1.10.20)

NEW FILINGS

Company: Avadim Health Inc.
Symbol: AHI
Description: They are a high-growth, healthcare and wellness company that sells topical products to improve immune health, neuromuscular health and skin barrier health.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Raymond James, SunTrust Robinson Humphrey
Co-Manager(s): Oppenheimer
Filed: 1-2-20

Company: Black Diamond Therapeutics, Inc.
Symbol: BDTX
Description: They are a precision oncology medicine company pioneering the discovery and development of small molecule, tumor-agnostic therapies.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): JP Morgan, Jefferies, Cowen
Co-Manager(s): Canaccord Genuity
Filed: 1-3-20
Listed Cash Raise: $100m

Company: 1Life Healthcare, Inc.
Symbol: ONEM
Description: They are a membership-based primary care platform with seamless digital health and inviting in-office care, convenient to where people work, shop, live and click.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): JP Morgan, Morgan Stanley
Co-Manager(s): Allen & Co., Citigroup, Piper Jaffray, Wells Fargo, William Blair, Baird, SunTrust Robinson Humphrey
Filed: 1-3-20
Listed Cash Raise: $100m

Company: OneWater Marine Inc.
Symbol: ONEW
Description: They are one of the largest and fastest-growing premium recreational boat retailers in the United States with 60 stores comprising 20 dealer groups in 11 states.
Shares: TBD
Price Range: TBD
Market Cap: TBD
Trade Date: Thursday, 10/24
Underwriter(s): Raymond James, Baird, SunTrust Robinson Humphrey
Filed: 1-6-20
Previously Postponed October 2019

Company: Professional Holding Corp.
Symbol: PFHD
Description: They are a financial holding company incorporated in 2014 and headquartered in Coral Gables, Florida.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Stephens Inc, Keefe Bruyette & Woods
Co-Manager(s): Hovde Group
Filed: 1-6-20
Listed Cash Raise: $75m

Company: GFL Environmental Holdings
Symbol: GFL
Description: GFL is the fourth largest diversified environmental services company in North America, as measured by revenue and North American operating footprint
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): BC Partners
Co-Manager(s): N/A
Filed: 1-8-20
Listed Cash Raise: $200m
Previously Postponed in 2019

Company: PPD, Inc.
Symbol: PPD
Description: They are a leading provider of drug development services to the biopharmaceutical industry, focused on helping their customers bring new medicines to patients around the world.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Barclays, JP Morgan, Morgan Stanley, Goldman Sachs, BofA Securities, Credit Suisse, Jefferies, UBS Investment Bank, Citigroup, Deutsche Bank, Evercore ISI, HSBC, Mizuho Securities, Baird, WIlliam Blair
Filed: 1-9-20
Listed Cash Raise: $100m

TERMS ADDED

Company: I-Mab
Symbol: IMAB
Description: They are a clinical stage biopharmaceutical company committed to the discovery, development and commercialization of novel or highly differentiated biologics to treat diseases with significant unmet medical needs, particularly cancers and autoimmune disorders.
Shares: 7.4 million ADSs
Price Range: $12.00-$15.00
Market Cap: $692m-$865m
Trade Date: Friday, 1/17
Underwriter(s): Jefferies, CICC
Co-Manager(s): China Renaissance, Huatai Securities (USA)
Terms Added: 1-3-20

Company: Velocity Financial, LLC
Symbol: VEL
Description: They are a vertically integrated real estate finance company founded in 2004.
Shares: 7.25 million
Price Range: $14.00-$16.00
Market Cap: $266m-$304m
Trade Date: Friday, 1/17
Underwriter(s): Wells Fargo, Citigroup, JMP Securities
Co-Manager: Raymond James
Terms Added: 1-6-20

Company: Phoenix Tree Holdings Limited
Symbol: DNK
Description: They are redefining the residential rental market through technology.
Shares: 10.6 million ADSs
Price Range: $14.50-$16.50
Market Cap: $2.66b-$3.03b
Trade Date: Friday, 1/17
Underwriter(s): Citigroup, Credit Suisse, JP Morgan (Alphabetical Order)
Co-Manager(s): Tiger Brokers
Terms Added: 1-8-20

Company: LIZHI Inc
Symbol: LIZI
Description: They are a creator of a mobile app in China for everyone to create, store, share, discover and enjoy audio, and interact through it.
Shares: 4.1 million ADSs
Price Range: $11.00-$13.00
Market Cap: $500m-$594m
Trade Date: Friday, 1/17
Underwriter(s): Citigroup
Co-Manager(s): Haitong, AMTD, Needham, Tiger Brokers, China Merchants (HK), Valuable Capital, Prime Number Capital
Terms Added: 1-8-20