New Filings & Updated Terms (9.14.18)

This is the latest look at the IPO Pipeline including the newest filings that have registered with the SEC in the last seven days.

IPO Boutique keeps apprised of the active pipeline. Currently there are 79active IPOs in the pipeline as of September 14, 2018. No SPACs or Unit Offerings are included. While the numbers may look diminished, we outlined why “looks may be perceiving” when it comes to the IPO pipeline in this article.

NEW FILINGS

Company: Studio City International Holdings Limited
Symbol: MSC
Description: Studio City is a world-class gaming, retail and entertainment resort located in Cotai, Macau.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Deutsche Bank, Credit Suisse, Morgan Stanley
Filed: 9-7-18
Listed Cash Raise: $115m

Company: Kodiak Sciences Inc.
Symbol: KOD
Description: They are a clinical stage biopharmaceutical company specializing in novel therapeutics to treat chronic, high-prevalence retinal diseases.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Morgan Stanley, BofA Merrill Lynch
Co-Manager(s): Barclays, Chardan
Filed: 9-7-18
Listed Cash Raise: $100m

Company: Allogene Therapeutics, Inc.
Symbol: ALLO
Description: They are a clinical stage immuno-oncology company pioneering the development and commercialization of genetically engineered allogeneic T cell therapies for the treatment of cancer.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Goldman Sachs & Co, J.P. Morgan, Cowen, Jefferies
Filed: 9-14-18
Listed Cash Raise: $100m

Company: Osmotica Pharmaceuticals plc
Symbol: OSMT
Description: They are a fully integrated biopharmaceutical company focused on the development and commercialization of specialty products that target markets with underserved patient populations.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Jefferies, Barclays, RBC
Filed: 9-14-18
Listed Cash Raise: $100m

Company: Anaplan, Inc.
Symbol: PLAN
Description: Anaplan is pioneering the category of Connected Planning, which allows organizations to transform their businesses by making better and faster decisions.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Goldman Sachs, Morgan Stanley, Barclays
Co-Manager(s): KeyBanc Capital, Canaccord Genuity, Evercore ISI, JMP Securities, Needham & Co., Piper Jaffray, SunTrust Robinson Humphrey
Filed: 9-14-18
Listed Cash Raise: $100m

TERMS ADDED:

Company: Y-mAbs Therapeutics, Inc.
Symbol: YMAB
Description: They are a late-stage clinical biopharmaceutical company focused on the development and commercialization of novel, antibody-based therapeutic products for the treatment of cancer.
New York.
Trade Date: 9/21
Shares: 5.3 million
Price Range: $14.00-$16.00
Underwriter(s): BofA Merrill Lynch, Cowen, Canaccord Genuity
Co-Manager(s): BTIG
Terms Added: 9-7-18

Company: Remora Royalties
Symbol: RRI
Description: They are a growth-oriented Delaware corporation formed to own and acquire overriding royalty, mineral and royalty interests in oil and natural gas properties.
New York.
Trade Date: 9/21
Shares: 5.3 million
Price Range: $19.00-$21.00
Underwriters: RBC Capital, Wells Fargo, UBS Investment Bank, Stifel
Co-Manager(s); Stephens Inc., Seaport Global Securities
Terms Added: 9-10-18

Company: Bank7 Corp.
Symbol: BSVN
Description: They are Bank7 Corp., a bank holding company headquartered in Oklahoma City, Oklahoma.
New York.
Trade Date: 9/20
Shares: 3.325 million
Price Range: $18.00-$21.00
Underwriters: Keefe Bruyette & Woods, Stephens Inc.
Co-Manager: Sandler O’ Neill
Terms Added: 9-10-18

Company: Viomi Technology Co., Ltd.
Symbol: VIOT
Description: They have developed a unique IoT @ Home platform, consisting of an ecosystem of innovative IoT-enabled smart home products, or IoT products, together with a suite of complementary consumable products and value-added businesses.
Trade Date: 9/25
Shares: 11.4 million ADSs
Price Range: $9.00-$11.00
Underwriters: Morgan Stanley, CICC
Co-Manager(s): Needham & Co.
Terms Added: 9-11-18

Company: X Financial
Symbol: XYF
Description: They are a leading technology-driven personal finance company in China focused on serving China’s underserved prime borrowers and mass affluent investor.
New York.
Trade Date: 9/25
Shares: 11 million
Price Range: $9.00-$11.00
Underwriters :Deutsche Bank, Morgan Stanley
Co-Manager(s): EBS International,China Merchant Securities, AMTD Tiger
Terms Added: 9-12-18

Company: Arco Platform Limited
Symbol: ARCE
Description: They provide a complete pedagogical system with technology-enabled features to deliver educational content to private schools in Brazil.
New York.
Trade Date: 9/26
Shares: 11.1 million
Price Range: $15.50-$17.50
Underwriters: Goldman Sachs, Morgan Stanley, Itau BBA, BofA Merrill Lynch, Allen & Co., BTG Pactual, UBS
Terms Added: 9-12-18

Company: SVMK, Inc. (SurveyMonkey)
Symbol: SVMK
Description: They are a leading global provider of survey software products that enable organizations to engage with their key constituents, including their customers, employees and the markets they serve.
Trade Date: 9/26
Shares: 13.5 million
Price Range: $9.00-$11.00
Underwriters: J.P. Morgan, Allen & Company, BofA Merrill Lynch, Credit Suisse, UBS Investment Bank, Wells Fargo Securities
Co-Manager(s): SunTrust Robinson Humphrey, CODE Advisors, Foros, JMP Securities, LionTree
Terms Added: 9-13-18

Company: Arvinas, Inc
Symbol: ARVN
Description: They are a biopharmaceutical company dedicated to improving the lives of patients suffering from debilitating and life-threatening diseases through the discovery, development and commercialization of therapies to degrade disease-causing proteins.
Trade Date: 9/27
Shares: 6.67 million
Price Range: $14.00-$16.00
Underwriters: Goldman Sachs, Citigroup, Piper Jaffray
Terms Added: 9-14-18

Company: LAIX Inc.
Symbol: LAIX
Description: They are a leading artificial intelligence (AI) company in China that creates and delivers products and services to popularize English learning.
New York.
Trade Date: 9/27
Shares: 5.75 million ADSs
Price Range: $11.50-$13.50
Underwriter(s): Morgan Stanley, Goldman Sachs (Asia)
Terms Added: 9-14-18