New Filings & Updated Terms (4.13.18)

NEW FILINGS

Company: Spirit of Texas Bancshares, Inc.
Symbol: STXB
Description: They are a Texas corporation and a registered bank holding company located in the Houston metropolitan area with headquarters in Conroe, Texas.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Stephens Inc., Keefe Bruyette & Woods
Co-Manager(s): Piper Jaffray, Sandler O’Neill + Partners
Filed: 4-6-18
Listed Cash Raise: $46m

Company: Construction Partners, Inc.
Symbol: ROAD
Description: They are one of the fastest growing civil infrastructure companies in the United States specializing in the building and maintenance of transportation networks.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Baird, Raymond James, Stephens Inc
Co-Manager(s): Imperial Capital, D.A. Davidson & Co.
Filed: 4-6-18
Listed Cash Raise: $207m

Company: Inspire Medical Systems, Inc.
Symbol: INSP
Description: They are a medical technology company focused on the development and commercialization of innovative and minimally invasive solutions for patients with obstructive sleep apnea.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): BofA Merrill Lynch, Goldman Sachs & Co.
Co-Manager(s): Guggenheim Securities, Stifel, Wells Fargo Securities
Filed: 4-6-18
Listed Cash Raise: $86.5m

Company: PermRock Royalty Trust
Symbol: PRT
Description: They are a Delaware statutory trust formed in November 2017 by Boaz Energy, a portfolio company of NGP that is focused on the acquisition, development and operation of oil and natural gas properties in the Permian Basin.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Wells Fargo Securities, Goldman Sachs & Co., UBS Investment Bank
Filed: 4-6-18
Listed Cash Raise: $100m

Company: Carbon Black, Inc.
Symbol: CBLK
Description: They are a leading provider of next-generation endpoint security solutions.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Morgan Stanley, J.P. Morgan
Co-Manager(s): KeyBanc Capital, William Blair, Raymond James, Cowen
Filed: 4-9-18

Company: HUYA, Inc.
Symbol: HUYA
Description: They are the No.1 game live streaming platform in China.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Credit Suisse, Goldman Sachs (Asia), UBS Investment Bank
Filed: 4-9-18

Company: Origin Bancorp, Inc.
Symbol: OBNK
Description: They are a financial holding company headquartered in Ruston, Louisiana.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Stephens Inc. Raymond James
Filed: 4-10-18
Listed Cash Raise: $90m

Company: BayCom Corp
Symbol: BCML
Description: They are a bank holding company headquartered in Walnut Creek, California.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): FIG Partners, D.A. Davidson
Filed: 4-11-18
Listed Cash Raise: $57.5m

Company: Abpro Corporation
Symbol: ABP
Description: They are a biotechnology company dedicated to developing next-generation antibody therapeutics to improve the lives of patients with severe and life-threatening diseases.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): UBS Investment Bank, Wells Fargo Securities, Nomura, Oppenheimer & Co.
Filed: 4-11-18
Listed Cash Raise: $69m

TERMS ADDED

Company: Pivotal Software, Inc.
Symbol: PVTL
Description: They provide a leading cloud-native platform that makes software development and IT operations a strategic advantage for their customers.
Trade Date: 4/20
Shares: 37.0 million
Price Range: $14.00-$16.00
Underwriter(s): Morgan Stanley, Goldman Sachs & Co., Citigroup
Co-Manager(s): BofA Merrill Lynch, Barclays, Credit Suisse, RBC Capital, UBS Investment Bank, Wells Fargo Securities, KeyBanc Capital Markets, William Blair, Mischler Financial, Ramirez & Co., Siebert Cisneros Shank & Co., The Williams Capital Gorup
Terms Added: 4-9-18

Company: Surface Oncology, Inc.
Symbol: SURF
Description: They are a clinical-stage immuno-oncology company focused on using our specialized knowledge of the biological pathways critical to the immunosuppressive tumor microenvironment, or the TME, for the development of next-generation cancer therapies.
Trade Date: 4/19
Shares: 6 million
Price Range: $13.00-$15.00
Underwriter(s): Goldman Sachs, Cowen, Evercore ISI
Terms Added: 4-9-18

Company: MorphoSys AG
Symbol: MOR
Description: They are a late-stage biopharmaceutical company devoted to the development of innovative and differentiated therapies for patients suffering from serious diseases. Their shares are listed on the Frankfurt Stock Exchange under the symbol ‘MOR’.
Trade Date: 4/19
Shares: 8.3 million ADSs
Price Range: $24.12-$24.12
Underwriter(s): Goldman Sachs & Co., J.P. Morgan, Leerink Partners
Co-Manager(s): Berenberg Capital Markets, JMP Securities
Terms Added: 4-9-18

Company: Mereo Biopharma Group plc
Symbol: MREO
Description: They are a multi-asset biopharmaceutical company focused on the acquisition, development, and commercialization of innovative therapeutics that aim to improve outcomes for patients with rare and specialty diseases. This is an IPO of the company’s ADSs. Their ordinary shares trade on AIM, a market of the London Stock Exchange, under the symbol MPH.
Trade Date: 4/19
Shares: 2.83 million
Price Range: $17.62-$17.62
Underwriter(s): Cowen, BMO, RBC Capital
Co-Manager(s): JMP Securities, Cantor Fitzgerald (Europe)
Terms Added: 4-9-18
Note: Each ADS = 4 ordinary shares
Note (2): 4.54 million ordinary shares in Europe/Outside US Offering + Concurrent Private placement

Company: FirstCaribbean International Bank Limited
Symbol: FCI
Description: They are a leading financial institution operating throughout the English and X C
Dutch-speaking Caribbean with a strong balance sheet and regionally-leading digital banking capabilities.
Trade Date: 4/20
Shares: 9.6 million
Price Range: $22.00-$25.00
Underwriter(s): Barclays, UBS Investment Bank, CIBC Capital Markets
Terms Added: 4-10-18

Company: Ceridian HCM Holding Inc.
Symbol: CDAY
Description: Ceridian is a global human capital management software company.
Shares: 21 million
Price Range: $19.000-$21.00
Trade Date: 4/26
Underwriter(s): Goldman Sachs & Co, J.P. Morgan, Credit Suisse, Deutsche Bank Securities, Barclays, Citigroup, Jefferies, CIBC Capital Markets, Wells Fargo Securities
Co-Manager: Baird, Canaccord Genuity, Piper Jaffray, William Blair, MUFG
Terms Added: 4-12-18

Company: Level One Bancorp
Symbol: LEVL
Description: Level One Bancorp, Inc. is the bank holding company for Level One Bank, headquartered in Farmington Hills located in Oakland County, Michigan.
Trade Date: 4/20
Shares: 1 million
Price Range: $27.00-$29.00
Underwriter(s): Raymond James, Keefe Bruyette & Woods
Co-Manager(s): Piper Jaffray
Terms Added: 4-12-18