New Filings & Updated Terms (3.15.19)

NEW FILINGS

Company: PagerDuty Inc.
Symbol: PD
Description: PagerDuty acts as the central nervous system for the digital enterprise. PagerDuty harnesses digital signals from virtually any software-enabled system or device, combines it with human response data, and orchestrates teams to take the right actions in real time.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, JP Morgan, RBC Capital, Allen & Co.
Co-Manager(s): KeyBanc Capital, Piper Jaffray, William Blair, BTIG
Filed: 3-15-19
Listed Cash Raise: $100m

Company: Palomar Holdings, Inc.
Symbol: PLMR
Description: They are a rapidly growing and profitable company focused on the provision of specialty property insurance.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Barclays, JP Morgan, Keefe Bruyette & Woods
Co-Manager(s): Evercore ISI, William Blair, Sandler O’ Neill, SunTrust Robinson Humphrey
Filed: 3-15-19
Listed Cash Raise: $50m

Company: Change Healthcare Inc.
Symbol: CHNG
Description: They are a leading independent healthcare technology platform that provides data and analytics-driven solutions to improve clinical, financial and patient engagement outcomes in the U.S. healthcare system.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Barclays, Goldman Sachs, JP Morgan
Filed: 3-15-19
Listed Cash Raise: $100m

Company: Jumia Technologies AG
Symbol: JMIA
Description: They are the leading pan-African e-commerce platform.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Citigroup, Berenberg, RBC Capital
Co-Manager(s): Raymond James Stifel, William Blair
Filed: 3-12-19
Listed Cash Raise: $100m

TERMS ADDED

Company: Alight Inc
Symbol: ALIT
Description: Alight is a leading provider of integrated, cloud-based human capital solutions that empower our clients and their employees to manage their health, wealth and HR needs.
Shares: 32 million
Price Range: $22.00-$25.00
Trade Date: 3/22
Underwriter(s): BofA Merrill Lynch, JP Morgan, Morgan Stanley,Barclays, BMO, Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs
Co-Manager(s): Blackstone Capital, CIBC Capital, PNC Capital, Baird, KeyBanc, Macquarie Capital, Stephens, Stifel, Academy Securities, BTIG, Loop Capital, Siebert Cisneros Shank
Terms Added: 3-11-19

Company: Levi Strauss & Co.
Symbol: LEVI
Description: They design, market and sell products that include jeans, casual and dress pants, tops, shorts, skirts, jackets, footwear and related accessories for men, women and children.
Shares: 36.67 million
Price Range: $14.00-$16.00
Trade Date: 3/21
Underwriter(s): Goldman Sachs, JP Morgan, BofA Merrill Lynch, Morgan Stanley, Evercore ISI
Co-Manager(s): BNP PARIBAS, Citigroup, Guggenheim Securities, HSBC, Drexel Hamilton, Telsey Advisory Group, The Williams Capital Group
Terms Added: 3-11-19

Company: UP Fintech Holding Limited
Symbol: TIGR
Description: They are a leading online brokerage firm focusing on global Chinese investors. They are the largest online broker focusing on global Chinese investors in terms of U.S. securities trading volume, with a market share of approximately 58.4% in 2017, according to the iResearch Report.
Shares: 13.0 million ADSs
Price Range: $5.00-$7.00
Trade Date: 3/20
Underwriter(s): Citigroup, Deutsche Bank
Co-Manager(s): AMTD, China Merchants Securities, Tiger Brokers
Terms Added: 3-11-19

Company: Genfit S.A.
Symbol: GNFT
Description: They are a late-stage clinical biopharmaceutical company dedicated to the discovery and development of innovative drug candidates and diagnostic solutions targeting metabolic and liver-related diseases where there is considerable unmet medical need.
Shares: 5 million ADSs
Price Range: $26.33-$26.33
Trade Date: 3/27
Underwriter(s): SVB Leerink, Barclays
Co-Manager: Bryan Garnier & Co., Natixis, Roth Capital, HC Wainwright
Terms Added: 3-14-19