Below are companies that have publicly filed for an IPO since August 21st. Companies that are performing a “traditional” IPO have to wait at least two weeks before setting terms for their offering.
There are also companies that have filed to perform a direct listing: Palantir Technologies, Asana Inc.
NEW FILINGS
Company: Athira Pharma, Inc.
Symbol: ATHA
Description: They are a late clinical-stage biopharmaceutical company focused on developing small molecules to restore neuronal health and stop neurodegeneration.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Jefferies, Stifel
Co-Manager: JMP Securities
Filed: 8-27-20
Listed Cash Raise: $100m
LINK TO PROSPECTUS
Company: Dyne Therapeutics Inc.
Symbol: DYN
Description: They are building a leading muscle disease company focused on advancing innovative life-transforming therapeutics for patients with genetically driven diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): J.P. Morgan, Jefferies, Piper Sandler, Stifel
Filed: 8-25-20
Listed Cash Raise: $100m
Link to Prospectus
Company: StepStone Group Inc.
Symbol: STEP
Description: They are a global private markets investment firm focused on providing customized investment solutions and advisory and data services to our clients.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): J.P. Morgan, Goldman Sachs, Morgan Stanley, Barclays, UBS Investment Bank
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: American Well Corporation
Symbol: AMWL
Description: They are a leading telehealth company enabling digital delivery of care for healthcare’s key stakeholders.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Goldman Sachs, Piper Sandler, UBS Investment Bank, Credit Suisse, Cowen, Berenberg
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Metacrine, Inc.
Symbol: MTCR
Description: They are a clinical-stage biopharmaceutical company focused on discovering and developing differentiated therapies for patients with liver and gastrointestinal, or GI, diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Jefferies, Evercore ISI, RBC Capital Markets
Co-Manager(s): Canaccord Genuity
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Snowflake Inc.
Symbol: SNOW
Description: They believe in a data connected world where organizations have seamless access to explore, share, and unlock the value of data. To realize this vision, they are pioneering the Data Cloud, an ecosystem where Snowflake customers, partners, and data providers can break down data silos and derive value from rapidly growing data sets in secure, governed, and compliant ways.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Morgan Stanley, JP Morgan, Allen & Co., Citigroup, Credit Suisse, Barclays, Deutsche Bank, Mizuho Securities, Trust Securities
Co-Manager(s): BTIG, Canaccord Genuity, Capital One Securities, Cowen, DA Davidson, JMP Securities, Oppenheimer, Piper Sandler, Stifel, Academy Securities, Loop Capital, Ramirez & Co., Siebert Williams Shank
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Vitru Limited
Symbol: VTRU
Description: They are the leading pure distance learning education group in the postsecondary digital education market in Brazil.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, BofA Securities, Itau BBA, Morgan Stanley, Bradesco BBI, BTG Pactual, Credit Suisse, Santander XP Investimentos
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: JFrog Ltd.
Symbol: FROG
Description: They provide an end-to-end, hybrid, universal DevOps Platform to achieve Continuous Software Release Management, or CSRM.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, J.P. Morgan, BofA Securities
Co-Manager(s): Keybanc Capital Markets, Piper Sandler, Stifel, William Blair, Oppenheimer & Co., Needham & Company
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Unity Software, Inc.
Symbol: U
Description: They are the world’s leading platform for creating and operating interactive, real-time 3D content.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Credit Suisse, BofA Securities, Barclays, William Blair
Co-Manager(s): Oppenheimer, Piper Sandler, Stifel, Wedbush Securities, Academy Securities, Siebert Williams Shank
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Sumo Logic, Inc.
Symbol: SUMO
Description: Sumo Logic is the pioneer of Continuous Intelligence, a new category of software, which enables organizations of all sizes to address the challenges and opportunities presented by digital transformation, modern applications, and cloud computing.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, JP Morgan, RBC Capital Markets, Jefferies
Co-Manager(s): William Blair, Cowen, Piper Sandler, BTIG
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Pactiv Evergreen Inc
Symbol: PTVE
Description: They are the largest manufacturer and distributor of fresh foodservice and food merchandising products and fresh beverage cartons in North America (as measured by revenue).
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Baird, BMO Capital, Deutsche Bank, RBC Capital, Academy Securities, Loop Capital, Ramirez & Co., Siebert Williams Shank
Filed: 8-24-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Corsair Gaming, Inc.
Symbol: CRSR
Description: They are a leading global provider and innovator of high-performance gear for gamers and content creators.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Barclays, Credit Suisse, Macquarie Capital, Baird, Cowen, Stifel
Co-Manager(s): Wedbush Securities, Academy Securities
Filed: 8-21-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Bentley Systems, Inc.
Symbol: BSY
Description: Their mission is to provide innovative software to advance the design, construction, and operations of the world’s infrastructure—sustaining both the global economy and environment, for improved quality of life.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, BofA Securities, RBC Capital Markets
Co-Manager(s): Baird, KeyBanc Capital Markets, Mizuho Securities
Filed: 8-21-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Outset Medical, Inc.
Symbol: OM
Description: They are a rapidly growing medical technology company pioneering a first-of-its-kind technology to reduce the cost and complexity of dialysis.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): BofA Securities, Morgan Stanley, Goldman Sachs, SVB Leerink, Stifel
Filed: 8-21-20
Listed Cash Raise: $100m
Link to Prospectus
DIRECT LISTINGS
Company: Palantir Technologies Inc.
Symbol: PLTR
Description: They build software platforms for large institutions whose work is essential to our way of life.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Direct Listing
Filed: 8-25-20
Listed Cash Raise: $100m
Link to Prospectus
Company: Asana, Inc.
Symbol: TBD
Description: Asana is a work management platform that helps teams orchestrate work, from daily tasks to cross-functional strategic initiatives.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): N/A
Filed: 8-24-20
DIRECT LISTING
Link to Prospectus