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Anchor Bancorp Wisconsin Inc. ABCW $25.00-$27.00 372 K Wk of 10/20 Sandler O’ Neill Endostim, Inc. STIM $10.00-$12.00 3.2 million Wk of 10/20 Wedbush PacGrow Life Sciences Fifth Street Asset Management FSAM $24.00-$26.00 8 million 10/22 Morgan Stanley Proteon Therapeutics, Inc. PRTO $12.00-$14.00 4.7 million 10/22 Stifel

Atara Biotherapeutics ATRA $14.00-$16.00 5 million 10/16 Goldman Sachs Dominion Midstream Partners, LP DM $19.00-$21.00 17.5 million 10/15 Barclays Forward Pharma FWP $20.00-$22.00 9.5 million 10/15 Leerink Partners Great Western Bancorp GWB $21.00-$24.00 16 million 10/15 Deutsche Bank Securities Virobay, Inc. VBAY $12.00-$14.00 3.8 million 10/16 Piper Jaffray Xenon Pharmaceuticals XENE $10.00-$12.00 4 million 10/17[…]

Dave & Busters Entertainment, Inc. PLAY $16.00-$18.00 5.9 million 10/10 Jefferies Diplomat Pharmacy DPLO $14.00-$16.00 13.33 million 10/10 Credit Suisse HubSpot HUBS $19.00-$21.00 5 million 10/9 Morgan Stanley MOL Global, Inc. MOLG $12.50-$14.50 19.5 million 10/9 Citigroup Neurosigma NSIG $13.00-$15.00 3.6 million 10/9 Jefferies OM Asset Management Limited OMAM $15.00-$17.00 22 million 10/9 BofA Merrill[…]

AAC Holdings, Inc. AAC $12.00-$14.00 5 million 10/2 William Blair Atento S.A. ATTO $19.00-$22.00 14.6 million 10/2 Morgan Stanley Calithera Biosciences CALA $13.00-$15.00 6 million 10/2 Citigroup Dermira, Inc. DERM $14.00-$16.00 5.35 million 10/3 Citigroup Eyegate Pharmaceuticals, Inc. EYEG $12.00-$14.00 1.9 million 10/3 Aegis Capital Corp FMSA Holdings FMSA $21.00-$24.00 44.5 million 10/3 Morgan Stanley[…]

Citizens Financial Group, Inc., CFG $23.00-$25.00 140 million 9/24 Morgan Stanley Civitas Therapeutics CVTS $14.00-$16.00 5 million 9/25 J.P. Morgan CONE Midstream Partners CNNX $19.00-$21.00 17.5 mill 9/25 Wells Fargo Cyber-Ark Software Ltd. CYBR $13.00-$15.00 5.4 million 9/24 J.P Morgan Medley Management Inc. MDLY $20.00-$22.00 6 million 9/24 Goldman Sachs Smart & Final Stores, Inc.[…]

Alibaba Group Holding Limited BABA $60.00-$66.00 320.1 million 9/19 Credit Suisse Civitas Solutions, Inc. CIVI $20.00-$23.00 11.7 million 9/17 Barclays Foamix Pharmaceuticals FOMX $10.00-$12.00 5.9 million 9/18 Barclays Proqr Therapeutics B.V. PRQR $11.00-$13.00 6.25 million 9/18 Leerink Partners rEVO Biologics, Inc. RBIO $13.00-$15.00 3.6 million 9/17 Piper Jaffray Tokai Pharmaceuticals, Inc. TKAI $13.00-$15.00 5.4 million[…]

Affimed Therapeutics B.V. AFMD $11.00-$13.00 6.3 million 9/12 Jefferies GWG Holdings, Inc GWGH $11.50-$13.50 1.25 million 9/9 Newport Coast Securities ReWalk Robotics Ltd. RWLK $14.00-$16.00 3.35 million 9/12 Barclays

There are no IPO’s scheduled for this week.

There are no IPO’s scheduled for this week.

There are no IPO’s scheduled for this week.

C1 Financial, Inc. BNK $18.00-$20.00 2.6 million 14-Aug Keefe Bruyette & Woods Capnia, Inc. CAPNU $6.50-$8.50 2.7 million Wk of 8/11 Maxim Group GWG Holdings, Inc GWGH $11.50-$13.50 1.6 million Wk of 8/11 MLV & Co. Otonomy, Inc. OTIC $14.00-$16.00 5.3 million 8/13 J.P. Morgan

Green Bancorp, Inc. GNBC $15.00-$17.00 4.7 million 8-Aug Sandler O’ Neill Hoegh LNG Partners LP HMLP $19.00-$21.00 9.6 million 8/7 Citigroup iDreamSky Technology Limited DSKY $12.00-$14.00 7.7 million 8/7 Credit Suisse Independence Contract Drilling ICD $14.00-$16.00 10 million 8/8 Morgan Stanley Ryerson Holding Corporation RYI $17.00-$20.00 11 million 8/7 BofA Merrill Lynch T2 Biosystems, Inc.[…]

Auris Medical Holding AG EARS $10.00-$12.00 6.9 million 8/1 Jefferies Avalanche Biotechnologies, Inc. AAVL $13.00-$15.00 5.4 million 7/31 Jefferies Bio Blast Pharma Ltd. ORPN $11.00-$13.00 3.33 million 8/1 Oppenheimer Catalent, Inc. CTLT $19.00-$22.00 42.5 million 7/31 Morgan Stanley ContraFect Corporation CFRX $5.00-$6.00 3.6 million 7/29 Maxim Group FCB Financial Holdings FCB $24.00-$27.00 8.7 million 8/1[…]

Advanced Drainage Systems, Inc. WMS $17.00-$19.00 14.5 million 7/25 Barclays Atara Biotherapeutics, Inc. ATRA $14.00-$16.00 5 million 7/24 Goldman Sachs El Pollo Loco Holdings LOCO $13.00-$15.00 7.14 million 7/25 Jefferies Immune Design Corp IMDZ $12.00-$14.00 4.7 million 7/24 Jefferies Innocoll GmbH INNL $13.00-$15.00 5.4 million 7/25 Piper Jaffray Intersect ENT, Inc. XENT $11.00-$13.00 5 milion[…]

CareDx Inc., CDNA $15.00-$17.00 3.1 million 7/18 Piper Jaffray Globant S.A. GLOB $11.00-$13.00 6.3 million 7/18 J.P. Morgan Iradimed Inc. IRMD $5.00-$6.00 1.75 million Wk of 7/14 Roth Capital Partners Medical Transcription Billing Corp MTBC $9.00-$11.00 3 million 7/15 Chardan,Summer Street Pfenex, Inc. PFNX $12.00-$14.00 5 million 7/18 William Blair Roka Biosciences ROKA $14.00-$16.00 5[…]

Medical Transcription Billing Corp MTBC $9.00-$11.00 3 million 7/10 Chardan,Summer Street

Investar Holding Corp ISTR $15.00-$17.00 2.9 mill 7/1 Sandler O’Neill, Sterne Agee

Adeptus Health ADPT $19.00-$22.00 4.9 million 6/25 Deutsche Bank Securities Ambrx, Inc. AMBX $12.00-$14.00 5.4 million 6/25 Stifel Amphastar Pharmaceuticals AMPH $10.00-$12.00 7.4 million 6/25 Jefferies GlobeImmune, Inc. GBIM $15.00-$17.00 1.56 million 6/27 Aegis GoPro Inc. GPRO $21.00-$24.00 17.8 million 6/26 J.P. Morgan Imprivata, Inc. IMPR $14.00-$16.00 5 million 6/25 J.P. Morgan KineMed, Inc. KNMD[…]

Ardelyx Inc., ARDX $13.00-$15.00 3.6 million 6/19 Citigroup Century Communities CCS $23.00-$26.00 4.5 million 6/18 FBR Eclipse Resources Corporation ECR $27.00-$30.00 30.3 million 6/20 Citigroup Foresight Energy Partners LP FELP $19.00-$21.00 17.5 million 6/18 Barclays Kite Pharma, Inc., KITE $12.00-$14.00 6 million 6/20 Jefferies Markit Ltd., MRKT $23.00-$25.00 45.7 million 6/19 BofA Merrill Lynch Microlin[…]

Abengoa Yield plc ABY $25.00-$27.00 23.1 million 13-Jun Citigroup Aspen Aerogels, Inc. ASPN $14.00-$16.00 6.67 million 6/13 Barclays Memorial Resource Development Corp. MRD $16.00-$18.00 36 million 6/13 Citigroup Mobile Iron, Inc MOBL $8.00-$10.00 11.1 million 6/12 Morgan Stanley Signal Genetics SGNL $10.00-$12.00 1.5 mill 6/12 Aegis Trinseo S.A. TSE $17.00-$19.00 10 million 6/12 Goldman, Sachs[…]