New Filings & Updated Terms (Ending 3.1.19)

NEW FILINGS

Company: Genfit S.A.
Symbol: GNFT
Description: They are a late-stage clinical biopharmaceutical company dedicated to the discovery and development of innovative drug candidates and diagnostic solutions targeting metabolic and liver-related diseases where there is considerable unmet medical need.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): SVB Leerink, Barclays
Co-Manager(s): Bryan Garnier & Co., Natixis, Roth Capital, HC Wainwright
Filed: 2-27-19
Listed Cash Raise: $100m

TERMS ADDED:

Company: ShockWave Medical, Inc.
Symbol: SWAV
Description: They are a medical device company focused on developing and commercializing products intended to transform the way calcified cardiovascular disease is treated.
Shares: 5.0 million
Price Range: $14.00-$16.00
Trade Date: 3/7
Underwriter(s): Morgan Stanley, BofA Merrill Lynch
Co-Manager(s): Wells Fargo Securities, Canaccord Genuity
Terms Added: 2-25-19

Company: Futu Holdings Limited
Symbol: FHL
Description: They are an advanced technology company transforming the investing experience by offering a fully digitized brokerage platform.
Shares: 10.9 million ADSs
Price Range: $10.00-$12.00
Trade Date: 3/8
Underwriter(s): Goldman Sachs, UBS, Credit Suisse
Co-Manager(s): HSBC, BOCI
Terms Added: 2-26-19