NEW FILINGS
Company: Axonics Modulation Technologies, Inc.
Symbol: AXNX
Description: They are a medical technology company focused on the design, development, and commercialization of innovative and minimally invasive sacral neuromodulation, or SNM, solutions.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): BofA Merrill Lynch, Morgan Stanley
Co-Manager(s): Wells Fargo, SunTrust Robinson Humphrey
Filed: 10-5-18
Listed Cash Raise: $86.25
Company: Mercantil Bank Holding Corporation
Symbol: MBNAA
Description: They are a bank holding company headquartered in Coral Gables, Florida, with $8.5 billion in assets, $6.2 billion in loans, $6.4 billion in deposits, $719.4 million of shareholders’ equity and $1.7 billion in assets under management and custody as of June 30, 2018.
Trade Date: TBD
Shares: TBD
Price Range: TBD
Underwriter(s): Raymond James
Filed: 10-9-18
Listed Cash Raise: $225m
TERMS ADDED
Company: PhaseBio Pharmaceuticals
Symbol: PHAS
Description: They are a clinical-stage biopharmaceutical company focused on the development and commercialization of novel therapies to treat orphan diseases, with an initial focus on cardiopulmonary indications.
Trade Date: 10/18
Shares: 5 million
Price Range: $12.00-$14.00
Underwriter(s): Citigroup, Cowen, Stifel
Co-Manager(s): Needham & Co.
Terms Added: 10-5-18
Company: Valtech SE
Symbol: VTEC
Description: Valtech is a next-generation business transformation services provider focused on helping medium and large organizations as they embrace the digital age.
Trade Date: 10/18
Shares: 6.67 million
Price Range: $14.00-$16.00
Underwriter(s): J.P. Morgan, Morgan Stanley
Co-Manager(s): Cowen, Oddo BHF, William Blair
Terms Added: 10-5-18
Company: Solarwinds Corporation
Symbol: SWI
Description: SolarWinds is a leading provider of information technology, or IT, infrastructure management software.
Trade Date: 10/19
Shares: 42 million
Price Range: $17.00-$19.00
Underwriter(s): Goldman Sachs, JP Morgan, Morgan Stanley , Credit Suisse, BofA Merrill Lynch, Barclays, Citigroup, Evercore, Jefferies, Macquarie Capital, Nomura, RBC Capital
Co-Manager(s): Baird, JMP Securities, KeyBanc Capital, Mischler Financial Group, Ramirez & Co., SunTrust Robinson
Terms Added:10-5-18
Company: Riley Exploration Permian, Inc.
Symbol: REPX
Description:They are a growth-oriented, independent oil and natural gas company focused on rapidly growing our reserves, production and cash flow through the acquisition, exploration, development and production of oil, natural gas, and natural gas liquids, or NGLs, reserves in the Permian Basin.
Trade Date: 10/17
Shares: 6.7 million
Price Range: $14.00-$16.00
Underwriter(s): SunTrust Robinson Humphrey, Seaport Global, Capital One Securities
Co-Manager(s): Imperial Capital, Roth Capital
Terms Added:10-5-18
Company: Niu Technologies
Symbol: NIU
Description: They are the world’s leading provider of smart urban mobility solutions, according to CIC.
Trade Date: 10/19
Shares: 8.3 million ADSs
Price Range: $10.50-$12.50
Underwriter(s): Credit Suisse, Citigroup
Co-Manager(s): Needham
Terms Added: 10-9-18
Company: LogicBio Therapeutics, Inc.
Symbol: LOGC
Description: They are a genome editing company focused on developing medicines to durably treat rare diseases in patients with significant unmet medical need using GeneRide, our proprietary technology platform.
Trade Date: 10/19
Shares: 5.77 million
Price Range: $12.00-$14.00
Underwriter(s): Jefferies, Barclays, William Blair, Chardan
Terms Added: 10-9-18
Company: Studio City International Holdings Limited
Symbol: MSC
Description: Studio City is a world-class gaming, retail and entertainment resort located in Cotai, Macau.
Trade Date: 10/18
Shares: 28.75 million ADSs
Price Range: $10.50-$12.50
Underwriter(s): Deutsche Bank, Credit Suisse, Morgan Stanley
Terms Added: 10-9-18