IPO Boutique keeps apprised of the active pipeline. Currently there are 67 active IPOs in the pipeline as of September 9, 2017. No SPACs or Unit Offerings are included. While the numbers may look diminished, we outlined why “looks may be perceiving” when it comes to the IPO pipeline in this article.
Additionally, the ordinary retail investor currently has access to indicate for the Celcuity LLC and Krystal Biotech IPOs through selling group Motif. You can indicate for these by clicking on the link below:
NEW FILINGS
Company: Deciphera Pharmaceuticals
Symbol: DCPH
Description: They are a clinical-stage biopharmaceutical company developing new drugs to improve the lives of cancer patients by addressing key mechanisms of drug resistance that limit the rate and durability of response of many cancer therapies.
Trade Date: TBD
Underwriter(s): J.P. Morgan, Piper Jaffray
Co-Manager(s): JMP Securities, Nomura
Filed: 9-1-17
Listed Cash Raise: $100 million
Company: Restoration Robotics, Inc.
Symbol: HAIR
Description: They are a medical technology company developing and commercializing a robotic device, the ARTAS System, that assists physicians in performing many of the repetitive tasks that are a part of a follicular unit extraction surgery, a type of hair restoration procedure.
Trade Date: TBD
Underwriter(s): National Securities Corporation
Co-Manager(s): Roth Capital Partners, Craig-Hallum Capital Group
Filed: 9-1-17
Listed Cash Raise: $28.75 million
Company: Roku, Inc.
Symbol: ROKU
Description: They pioneered streaming to the TV. Roku connects users to the streaming content they love, enables content publishers to build and monetize large audiences, and provides advertisers with unique capabilities to engage consumers.
Trade Date: TBD
Underwriter(s): Morgan Stanley, Citigroup, Allen & Co., RBC Capital Markets
Co-Manager(s): Needham & Co., Oppenheimer & Co., William Blair
Filed: 9-1-17
Listed Cash Raise: $100 million
Company: Nucana PLC
Symbol: NCNA
Description: They are a clinical-stage biopharmaceutical company focused on significantly improving treatment outcomes for cancer patients by applying our ProTide technology to transform some of the most widely prescribed chemotherapy agents, nucleoside analogs, into more effective and safer medicines.
Trade Date: TBD
Underwriter(s): Citigroup, Jefferies, Cowen
Co-Manager(s): William Blair
Filed: 9-1-17
Listed Cash Raise: $115 million
Company: Rhythm Pharmaceuticals
Symbol: RYTM
Description: They are a biopharmaceutical company focused on the development and commercialization of peptide therapeutics for the treatment of rare genetic deficiencies that result in life-threatening metabolic disorders.
Trade Date: TBD
Underwriter(s): Morgan Stanley, BofA Merrill Lynch, Cowen & Co.
Co-Manager(s): Needham & Co.
Filed: 9-5-17
Listed Cash Raise: $115 million
Note: Previously withdrawn in October 2014
Company: Loma Negra Corporation
Symbol: LOMA
Description: Loma Negra is the leading cement producer in Argentina.
Trade Date: TBD
Underwriter(s): BofA Merrill Lynch, Bradesco BBI, Citigroup, HSBC, Itau BBA, Morgan Stanley
Filed: 9-5-17
Listed Cash Raise: $100 million
Company: Adial Pharmaceuticals
Symbol: ADIL
Description: They are a clinical-stage biopharmaceutical company focused on the development of a therapeutic agent for the treatment of alcohol use disorder using their lead investigational new drug product, AD04, a selective serotonin-3 antagonist.
Trade Date: TBD
Underwriter(s): Aegis Capital
Filed 9-7-17
Listed Cash Raise: $16.8 million
Company: Hancock Jaffe Laboratories, Inc.
Symbol: TBD
Description: They are a development stage medical device company developing biologic based solutions that are designed to be life-enhancing for patients with cardiovascular disease, peripheral arterial and venous disease, and end stage renal disease, or ESRD.
Trade Date: TBD
Underwriter(s): Network 1 Financial Securities
Filed 9-7-17
Listed Cash Raise: $15 million
Company: MPM Holdings
Symbol: MPMH
Description: Momentive is one of the world’s largest producers of specialty silicones and silanes and a global leader in fused quartz and specialty ceramics products.
Trade Date: TBD
Underwriter(s): TBD
Filed 9-8-17
Listed Cash Raise: $100 million
Company: Switch, Inc.
Symbol: SWCH
Description: They believe the future of the connected world depends on the sustainable and cost-effective growth of the internet and the services it enables.
Trade Date: TBD
Underwriter(s): TBD
Filed 9-8-17
Listed Cash Raise: $100 million
UPDATED TERMS
Company: Zai Lab Limited
Symbol: ZLAB
Description: They are an innovative biopharmaceutical company based in Shanghai focusing on discovering or licensing, developing and commercializing proprietary therapeutics that address areas of large unmet medical need in the China market, including in the areas of oncology, autoimmune and infectious diseases.
Shares: 5.88 million
Price Range: $16.00-$18.00
Trade Date: 9/20
Underwriter(s): J.P. Morgan, Citigroup, Leerink Partners
Terms Added: 9-1-17
Company: Tremont Mortgage Trust
Symbol: TRMT
Description: They are a real estate finance company that plans to focus primarily on originating and investing in first mortgage loans secured by middle market and transitional commercial real estate, or CRE.
Shares: 4.5 million
Price Range: $20.00-$20.00
Trade Date: 9/14
Underwriter(s): UBS Investment Bank, Citigroup, RBC Capital Markets
Co-Manager(s): BB&T Capital Markets, FBR, Janney Montgomery Scott, Oppenheimer & Co.
Terms Added: 9-6-17
Company: BEST, Inc.
Symbol: BSTI
Description: They enable New Retail. They are Smart Supply Chain. They strive to deliver the BEST experience to their ecosystem participants.
Shares: 62.1 million ADS
Range: $13.00-$15.00
Trade Date: 9/20
Underwriter(s): Citigroup, Credit Suisse, Goldman Sachs, J.P. Morgan, Deutsche Bank
Co-Manager(s): CITIC CLSA, KeyBanc Capital Markets, Oppenheimer & Co., Stifel
Terms Added: 9-6-17
Company: Krystal Biotech, Inc.
Symbol: KRYS
Description: They are a gene therapy company dedicated to developing and commercializing novel treatments for patients suffering from dermatological diseases.
Shares: 3 million
Range: $9.00-$11.00
Trade Date: 9/20
Underwriter(s): Ladenburg Thalmann
Terms Added: 9-7-17
Company: Celcuity LLC
Symbol: CELC
Description: They are a cellular analysis company that is discovering new cancer sub-types and commercializing diagnostic tests designed to significantly improve the clinical outcomes of cancer patients treated with targeted therapies.
Shares: 2 million
Range: $8.00-$10.00
Trade Date: TBD
Underwriter(s): Craig Hallum Capital Group
Terms Added: 9-7-17
Company: Despegar.com, Corp.
Symbol: DESP
Description: They are the leading online travel company in Latin America, known by our two brands, Despegar, our global brand, and Decolar, our Brazilian brand.
Shares: 12.8 million
Range: $23.00-$26.00
Trade Date: 9/20
Underwriter(s): Morgan Stanley, Citigroup
Co-Manager(s): Itau BBA, UBS Investment Bank, Cowen, KeyBanc Capital Markets
Terms Added: 9-7-17
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