New IPO Filings & Updated Terms (Week ending 08.27.21)

NEW FILINGS

Company: EngageSmart, LLC
Symbol: ESMT (NYSE)
Description: They are a leading provider of vertically-tailored customer engagement software and integrated payments capabilities.
Price Range: TBD
Trade Date: TBD
Underwriters: JP Morgan, Goldman Sachs, BofA Securities, Citigroup
Co Managers: Deutsche Bank, Raymond James, Truist Securities, William Blair, KeyBanc Capital Markets, Needham & Company, Penserra Securities, Roberts & Ryan, R. Seelaus & Co.
Link to Prospectus: Filed: 8-27-21
Listed Cash Raise: $100m

Company: DICE Therapeutics Inc
Symbol: DICE (Nasdaq)
Description: They are a biopharmaceutical company leveraging our proprietary technology platform to build a pipeline of novel oral therapeutic candidates to treat chronic diseases in immunology and other therapeutic areas.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, SVB Leerink, Evercore ISI
Link to Prospectus: Filed: 8-25-21
Listed Cash Raise: $100m

Company: a.k.a. Brands Holding Corp
Symbol: AKA (NYSE)
Description: They are a portfolio of online fashion brands built for the next generation of consumers.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Credit Suisse, Jefferies, Wells Fargo, KeyBanc Capital, Cowen, Piper Sandler, Truist Securities
Co-Manager(s): Telsey Advisory Group
Link to Prospectus: Filed: 8-24-21
Listed Cash Raise: $100m

Company: ForgeRock, Inc.
Symbol: FORG (NYSE)
Description: ForgeRock supports billions of identities to help people simply and safely access the connected world—from shopping and banking to accessing company networks to get their work done.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, J.P. Morgan, Deutsche Bank, Mizuho Securities, HSBC
Co-Manager(s): BTIG, Cowen, Piper Sandler, Truist Securities, William Blair
Link to Prospectus: Filed: 8-23-21
Listed Cash Raise: $100m

Company: On Holding AG
Symbol: ONON (NYSE)
Description: On is a premium performance sports brand rooted in technology, design and impact that has built a passionate global community of fans across more than 60 countries.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, Morgan Stanley, J.P. Morgan, Allen & Company, UBS Investment Bank, Credit Suisse
Link to Prospectus: Filed: 8-23-21
Listed Cash Raise: $100m

Company: Definitive Healthcare Corp
Symbol: DH (Nasdaq)
Description: Definitive Healthcare is a leading provider of healthcare commercial intelligence.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, J.P. Morgan, Morgan Stanley, Barclays, Credit Suisse, Deutsche Bank Securities
Co-Manager(s): Canaccord Genuity, Raymond James, Stifel, Drexel Hamilton, Loop Capital
Link to Prospectus: Filed: 8-20-21
Listed Cash Raise: $100m

Company: Dutch Bros Inc.
Symbol: BROS (NYSE)
Description: Dutch Bros is a high growth operator and franchisor of drive-thru shops that focus on serving high QUALITY, hand-crafted beverages with unparalleled SPEED and superior SERVICE.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, J.P. Morgan, Jefferies, Barclays, Piper Sandler, Baird, William Blair
Co-Manager(s): Cowen, Stifel, AmeriVet Securities, Penserra Securities LLC R. Seelaus & Co., Tribal Capital Markets
Link to Prospectus: Filed: 8-20-21
Listed Cash Raise: $100m

Company: Thoughtworks Holding, Inc.
Symbol: TWKS (Nasdaq)
Description: They are a leading premium global technology consultancy that integrates strategy, design and software engineering to enable enterprises and technology disruptors across the globe to thrive as modern digital businesses.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldmans Sachs, J.P. Morgan, Credit Suisse, BofA Securities, Citigroup, RBC Capital, HSBC
Co-Manager(s): Baird, Cowen, Nomura, Piper Sandler, Wedbush Securities, William Blair, CastleOak Securities, Mischler Financial Group, Sieber Williams Shank
Link to Prospectus: Filed: 8-20-21
Listed Cash Raise: $100m

Company: Tyra Biosciences, Inc.
Symbol: TYRA (Nasdaq)
Description: They are a precision oncology company focused on developing purpose-built therapies to overcome tumor resistance and improve outcomes for patients with cancer.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, Jefferies, Cowen
Link to Prospectus: Filed: 8-20-21
Listed Cash Raise: $100m

TERMS ADDED

Company: DoubleDown Interactive Company Ltd
Symbol: DDI (Nasdaq)
Description: They are a leading developer and publisher of digital games on mobile and web-based platforms.
Shares: 6.3 million
Price Range: $18.00-$20.00
Market Cap: $892m-$991m
Trade Date: Tuesday, 8/31
Underwriter(s): B Riley Securities
Co-Manager(s): CBRE, Northland Securities
Link to Prospectus: Terms Added: 7-20-21
IPO Postponed in June 2020