IPO Filings & Terms 3.31.17

NEW FILINGS

Company: A.S.V., LLC
Symbol: ASV
Price: TBD
Description: They design and manufacture a broad range of high quality compact track loader and skid steer loader equipment, marketed through a distribution network in North America, Australia and New Zealand under the ASV and Terex brands.
Trade Date: TBD
Shares: TBD
Underwriter(s): Roth Capital Partners
Filed: 3-24-17
Listed Cash Raise: $36m

Company: Akcea Therapeutics
Symbol: AKCA
Price: TBD
Description: They are a late-stage biopharmaceutical company focused on developing and commercializing drugs to treat patients with serious cardiometabolic diseases caused by lipid disorders.
Trade Date: TBD
Shares: TBD
Underwriter(s): Cowen and Company, Stifel, Wells Fargo Securities
Filed: 3-27-17
Listed Cash Raise: $100m

Company: Antero Midstream GP LP
Symbol: AMGP
Price: TBD
Description: They are a Delaware limited partnership that will elect to be treated as a corporation for U.S. federal income tax purposes. We own the general partner of Antero Midstream Partners LP (NYSE: AM) (“Antero Midstream”) and all of the incentive distribution rights in Antero Midstream.
Trade Date: TBD
Shares: TBD
Underwriter(s): Morgan Stanley, Barclays, J.P. Morgan
Filed: 3-28-17
Listed Cash Raise: $100m

Company: Plymouth REIT
Symbol: PLYM
Price: TBD
Description: They are a full service, vertically integrated, self-administered and self-managed Maryland corporation focused on the acquisition, ownership and management of single and multi-tenant Class B industrial properties, including distribution centers, warehouses and light industrial properties, primarily located in secondary and select primary markets across the U.S.
Trade Date: TBD
Shares: TBD
Underwriter(s): D.A. Davidson
Filed: 3-30-17

Company: China Rapid Finance Limited
Symbol: XRF
Price: TBD
Description: They operate one of China’s largest consumer lending marketplaces in terms of total number of loans, having facilitated more than 10.7 million loans to more than 1.4 million borrowers at significantly lower borrowing costs than many of their competitors.
Trade Date: TBD
Shares: TBD
Underwriter(s): Morgan Stanley, Credit Suisse, Jefferies
Filed: 3-31-17
Listed Cash Raise: $100m

TERMS ADDED

Company: Elevate Credit
Symbol: ELVT
Price: $12.00-$14.00
Description: They provide technology-driven, progressive online credit solutions to non-prime consumers, typically defined as those with credit scores of less than 700.
Trade Date: 4/6
Shares: 7.7 million
Underwriter(s): UBS Investment Bank, Credit Suisse, Jefferies, Stifel, William Blair
Terms Added: 3-27-17

Company: Okta, Inc
Symbol: OKTA
Price: $13.00-$15.00
Description: They are the leading independent provider of identity for the enterprise.
Trade Date: 4/7
Shares: 11 million
Underwriter(s): Goldman Sachs & Co., J.P. Morgan, Allen & Company
Co Manager(s): Pacific Crest Securities, Canaccord Genuity, JMP Securities
Terms Added: 3-27-17

Company: Hess Midstream Partners LP
Symbol: HESM
Price: $19.00-$21.00
Description: They are a fee-based, growth-oriented, traditional master limited partnership initially formed by Hess to own, operate, develop and acquire a diverse set of midstream assets to provide services to Hess and third-party crude oil and natural gas producers.
Trade Date: 4/6
Shares: 12.5 million
Underwriter(s): Goldman Sachs & Co., Morgan Stanley, Citigroup, J.P. Morgan, MUFG, Wells Fargo Securities
Co Manager(s): ING, Scotia Howard Weil, SMBC Nikko, Barclays, HSBC, TD Securities
Terms Added: 3-27-17

Company: Yext, Inc
Symbol: YEXT
Price: $8.00-$10.00
Description: Yext is a knowledge engine. Their platform lets businesses manage their digital knowledge in the cloud and sync it to over 100 services, including Apple Maps, Bing, Cortana, Facebook, Google, Google Maps, Instagram, Siri and Yelp. Digital knowledge is the structured information that a business wants to make publicly accessible.
Trade Date: 4/13
Shares: 10.5
Underwriter(s): Morgan Stanley, J.P. Morgan, RBC Capital Morgans
Co Manager(s): Pacific Crest Securities, Piper Jaffray
Terms Added: 3-28-17

Company: Netshoes (Cayman) Limited
Symbol: NETS
Price: $18.00-$20.00
Description: They are the leading sports and lifestyle online retailer in Latin America and one of the largest online retailers in the region, as measured by net sales.
Trade Date: 4/12
Shares: 8.25 million
Underwriter(s): Goldman Sachs & Co., J.P. Morgan, Bradesco BBI, Allen & Company, Jefferies
Filed: 3-30-17