Secondaries Announced 3.22.17

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Our Buy, Neutral or Avoid ratings of the Secondaries below are intended as a recommendation for those who buy Secondaries on a regular basis. For example, this is not to be interpreted as a Buy recommendation in the traditional sense of adding to your stock portfolio; this is a short term (usually one day or opening trade) time period. Spot secondaries or block trades due to the very short duration of announcement to trading, may take longer to “work”, and should be judged accordingly. (the key is the pricing for spots and or blocks…even more so than scheduled secondaries)

Company: Bellicum Pharmaceuticals, Inc.
Symbol: BLCM
Price: Last Trade $14.37
Trade Date: 3/24
Shares: 5 million
Underwriter(s) Citigroup, Jefferies
Rating =  Subscription Needed

Company: American Homes 4 Rent
Symbol: AMH
Price: Last Trade $23.24
Re-offer:  Subscription Needed
Trade Date: 3/23
Shares: 11 million
Underwriter(s) J.P. Morgan
Rating =  Subscription Needed

Company: Orion Engineered Carbons, S.A.
Symbol: OEC
Price: Last Trade $21.15
Re-offer:  Subscription Needed
Trade Date: 3/23
Shares: 5 million
Underwriter(s) Goldman Sachs, UBS
Rating =  Subscription Needed

Company: Cherry Hill Mortgage Investment Corporation
Symbol: CHMI
Price: Last Trade $18.42
Trade Date: 3/24
Shares: 4.5 million
Underwriter(s) Morgan Stanley, Barclays, Citigroup, UBS, FBR, JMP, Keefe Bruyette & Woods, RBC Capital
Co Manager(s) NexBank, Nomura
Rating =  Subscription Needed

Company: Frank’s International – BLOCK
Symbol: FI
Price: Last Trade $9.62
Re-offer:  Subscription Needed
Trade Date: 3/23
Shares: 5.6 million
Underwriter(s) Morgan Stanley
Rating =  Subscription Needed