New Filings & Updated Terms — Week Ending 09.11.20(AM)

NEW FILINGS

Company: Pulmonx Corporation
Symbol: LUNG
Description: They are a commercial-stage medical technology company that provides a minimally invasive treatment for patients with severe emphysema, a form of chronic obstructive pulmonary disease (COPD).
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): BofA Securities, Morgan Stanley
Co-Manager: Stifel, Wells Fargo Securities, Canaccord Genuity
Filed:9-4-20
Listed Cash Raise: $86.25m

Company: Prelude Therapeutics Incorporated
Symbol: PRLD
Description: They are a clinical-stage precision oncology company focused on discovering and developing small molecule therapies optimized to target the key driver mechanisms in cancers with high unmet need.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Goldman Sachs, BofA Securities
Filed:9-4-20
Listed Cash Raise: $100m

Company: PMV Pharmaceuticals, Inc
Symbol: PMVP
Description: They are a precision oncology company pioneering the discovery and development of small molecule, tumor-agnostic therapies targeting p53 mutations. p53 is a well-defined tumor suppressor protein known as the “guardian of the genome,” and normal, or wild-type, p53 has the ability to eliminate cancer cells.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, BofA Securities, Cowen, Evercore ISI
Filed:9-4-20
Listed Cash Raise: $100m

Company: Graybug Vision, Inc.
Symbol: GRAY
Description: They are a clinical-stage biopharmaceutical company focused on developing transformative medicines for the treatment of diseases of the retina and optic nerve.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): SVB Leerink, Piper Sandler
Co-Manager: Needham, Wedbush PacGrow
Filed:9-4-20
Listed Cash Raise: $86.25m

Company: Orphazyme A/S
Symbol: ORPH
Description: They are a late-stage biopharmaceutical company harnessing the amplification of Heat Shock Proteins, or HSPs, in order to develop and commercialize novel therapeutics for the treatment of neurodegenerative orphan diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): BofA Securities, Cowen, Guggenheim
Co-Manager: Danske Markets
Filed:9-4-20
Listed Cash Raise: $115m

Company: VIA optronics AG
Symbol: VIAO
Description: They are a leading provider of enhanced display solutions for multiple end-markets in which superior functionality or durability is a critical differentiating factor.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Berenberg
Filed:9-4-20
Listed Cash Raise: $100m

Company: Mission Produce, Inc.
Symbol: AVO
Description: They are a world leader in sourcing, producing and distributing fresh avocados, serving retail, wholesale and foodservice customers in over 25 countries.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): BofA Securities, J.P. Morgan, Citigroup
Co-Manager: Roth Capital Partners, Stephens Inc., D.A. Davidson & Co.
Filed:9-4-20
Listed Cash Raise: $100m

Company: Taysha Gene Therapies, Inc.
Symbol: TSHA
Description: They are a patient-centric gene therapy company focused on developing and commercializing AAV-based gene therapies for the treatment of monogenic diseases of the central nervous system in both rare and large patient populations.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Morgan Stanley, Jefferies
Co-Manager: Chardan
Filed:9-2-20
Listed Cash Raise: $100m

Company: Boqii Holding Limited
Symbol: BQ
Description: They are the largest pet-focused platform in China, in terms of revenue in 2019 and number of customers as of December 31, 2019, according to Frost & Sullivan.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s):Roth Capital Partners, CMBI, Valuable Capital Limited
Filed: 9-8-20
Listed Cash Raise: $115m

Company: Yalla Group Limited
Symbol: YALA
Description: They are the largest voice-centric social networking and entertainment platform in MENA as measured by revenue in 2019, according to the Frost & Sullivan Report.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Haitong International
Co-Manager: Tiger Global
Filed: 9-8-20
Listed Cash Raise: $100m

Company: iHuman Inc.
Symbol: IH
Description: They are a leading childhood edutainment company in China, with core expertise in providing integrated and innovative products and services catering to the education demands for children mainly aged between three and eight.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Credit Suisse, Citigroup
Co-Manager: Tiger Brokers
Filed:9-8-20
Listed Cash Raise: $100m

Company: Chindata Group Holdings Limited
Symbol: CD
Description: They are the leading carrier-neutral hyperscale data center solution provider in Asia-Pacific emerging markets, focusing on the China, India and Southeast Asia markets.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Citigroup
Co-Manager: UBS Investment Bank, China Renaissance
Filed: 9-8-20
Listed Cash Raise: $100m

Company: GRAIL, Inc.
Symbol: GRAL
Description: They are a healthcare company focused on saving lives and improving health by pioneering new technologies for early cancer detection.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Goldman Sachs, BofA Securities, Cowen, Evercore ISI
Filed: 9-9-20
Listed Cash Raise: $100m

Company: Academy Sports and Outdoors, Inc.
Symbol: ASO
Description: They are one of the leading full-line sporting goods and outdoor recreation retailers in the United States.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Credit Suisse, J.P. Morgan, KKR, BofA Securities, Evercore ISI, Guggenheim Securities, UBS Investment Bank, Wells Fargo Securities
Co-Manager(s): Stephens Inc., Capital One Securities, Loop Capital Markets, CastleOak Securities, L.P. Blaylock Van, Cabrera Capital Markets, Ramirez & Co., R. Seelaus & Co.
Filed: 9-9-20
Listed Cash Raise: $100m

Company: Codiak BioSciences, Inc.
Symbol: CDAK
Description: They are a development-stage biopharmaceutical company focused on pioneering the development of exosome-based therapeutics, a new class of medicines with the potential to transform the treatment of a wide spectrum of diseases with high unmet medical need.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Evercore ISI, William Blair
Co-Manager: Wedbush PacGrow
Filed: 9-9-20
Listed Cash Raise: $100m
Note: First Filed in April 2019

Company: Lixiang Education Holding Co., Ltd.
Symbol: LXEH
Description: They are a prominent private primary and secondary education service provider in Lishui City, Zhejiang Province.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): AMTD
Co-Manager: Loop Capital
Filed: 9-9-20
Listed Cash Raise: $30m

Company: C4 Therapeutics, Inc.
Symbol: CCCC
Description: They are a biopharmaceutical company focused on harnessing the body’s natural regulation of protein levels to develop novel therapeutic candidates to target and destroy disease-causing proteins for the treatment of cancer, neurodegenerative conditions and other diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Jefferies, Evercore ISI, BMO Capital Markets, UBS Investment Bank
Filed:9-10-20
Listed Cash Raise: $100m

TERMS ADDED

Company: Sumo Logic, Inc.
Symbol: SUMO
Description: Sumo Logic is the pioneer of Continuous Intelligence, a new category of software, which enables organizations of all sizes to address the challenges and opportunities presented by digital transformation, modern applications, and cloud computing.
Shares: 14.8 million
Price Range: $17.00-$21.00
Market Cap: $1.68b-$2.07b
Trade Date: Thursday, 9/17
Underwriter(s): Morgan Stanley, JP Morgan, RBC Capital Markets, Jefferies
Co-Manager(s): William Blair, Cowen, Piper Sandler, BTIG
Filed: 8-24-20
Terms Added: 9-8-20

Company: Pactiv Evergreen Inc
Symbol: PTVE
Description: They are the largest manufacturer and distributor of fresh foodservice and food merchandising products and fresh beverage cartons in North America (as measured by revenue).
Shares: 41.0 million
Price Range: $18.00-$21.00
Market Cap:$3.16b-$3.68b
Trade Date: Thursday, 9/17
Underwriter(s): Credit Suisse, Citigroup, BofA Securities, Goldman Sachs
Co Managers: Baird, BMO Capital, Deutsche Bank, RBC Capital, HSBC, Academy Securities, Loop Capital, Rabo Securities, Ramirez & Co., Siebert Williams Shank
Filed: 8-24-20
Terms Added: 9-8-20

Company: Snowflake Inc.
Symbol: SNOW
Description: They believe in a data connected world where organizations have seamless access to explore, share, and unlock the value of data. To realize this vision, they are pioneering the Data Cloud, an ecosystem where Snowflake customers, partners, and data providers can break down data silos and derive value from rapidly growing data sets in secure, governed, and compliant ways.
Shares: 28 million
Price Range: $75.00-$85.00
Trade Date: Wednesday, 9/16
Market Cap: $20.9bn-$$23.7bn
Underwriter(s): Goldman Sachs, Morgan Stanley, JP Morgan, Allen & Co., Citigroup, Credit Suisse, Barclays, Deutsche Bank, Mizuho Securities, Trust Securities
Co-Manager(s): BTIG, Canaccord Genuity, Capital One Securities, Cowen, DA Davidson, JMP Securities, Oppenheimer, Piper Sandler, Stifel, Academy Securities, Loop Capital, Ramirez & Co., Siebert Williams Shank
Terms Added: 9-8-20

Company: Vitru Limited
Symbol: VTRU
Description: They are the leading pure distance learning education group in the postsecondary digital education market in Brazil.
Shares: 11,230,126 million
Price Range: $22.00-$24.00
Market Cap: $507m-$553m
Trade Date: Thursday, 9/17
Underwriter(s): Goldman Sachs, BofA Securities, Itau BBA, Morgan Stanley, Bradesco BBI, BTG Pactual, Credit Suisse, Santander, XP Investimentos
Filed: 8-24-20
Terms Added: 9-8-20

Company: JFrog Ltd.
Symbol: FROG
Description: They provide an end-to-end, hybrid, universal DevOps Platform to achieve Continuous Software Release Management, or CSRM.
Shares: 11,568,218 million
Market Cap: $2.93b-$3.28b
Trade Date: Wednesday, 9/16
Underwriter(s): Morgan Stanley, J.P. Morgan, BofA Securities
Co-Manager(s): Keybanc Capital Markets, Piper Sandler, Stifel, William Blair, Oppenheimer & Co., Needham & Company
Filed: 8-24-20
Terms Added 9-8-20

Company: Broadstone Net Lease Inc.
Symbol: BNL
Description: They are an internally-managed REIT that acquires, owns, and manages primarily single-tenant commercial real estate properties that are net leased on a long-term basis to a diversified group of tenants.
Shares: 33.5 million
Price Range: $17.00-$19.00
Market Cap: $2.4b-$2.7b
Trade Date: Thursday, 9/17
Underwriter(s): J.P. Morgan, Goldman Sachs, BMO Capital Markets, Morgan Stanley, Capital One Securities, Truist Securities
Co-Manager(s): Regions Securities, BTIG, KeyBanc Capital Markets Ramirez & Co., Inc.
Terms Added: 9-8-20

Company: American Well Corporation
Symbol: AMWL
Description: They are a leading telehealth company enabling digital delivery of care for healthcare’s key stakeholders.
Shares: 35 million
Price Range: $14.00-$16.00
Market Cap: $3.08b-$3.52b
Trade Date: Thursday 9/17
Underwriter(s): Morgan Stanley, Goldman Sachs, Piper Sandler, UBS Investment Bank, Credit Suisse, Cowen, Berenberg
Filed: 9-8-20

Company: Metacrine, Inc.
Symbol: MTCR
Description: They are a clinical-stage biopharmaceutical company focused on discovering and developing differentiated therapies for patients with liver and gastrointestinal, or GI, diseases.
Shares: 6.54 million
Price Range: $12.00-$14.00
Market Cap: $311m-$363m
Trade Date: Wednesday, 9/16
Underwriter(s): Jefferies, Evercore ISI, RBC Capital Markets
Co-Manager(s): Canaccord Genuity
Terms Added: 9-9-20

Company: Unity Software, Inc.
Symbol: U
Description: They are the world’s leading platform for creating and operating interactive, real-time 3D content.
Shares: 25 million
Price Range: $34.00-$42.00
Market Cap: $9.0b-$11.1b
Trade Date: Friday, 9/18
Underwriter(s): Goldman Sachs, Credit Suisse, BofA Securities, Barclays, William Blair
Co-Manager(s): Oppenheimer, Piper Sandler, Stifel, Wedbush Securities, Academy Securities, Siebert Williams Shank
Terms Added: 9-9-20

Company: Outset Medical, Inc.
Symbol: OM
Description: They are a rapidly growing medical technology company pioneering a first-of-its-kind technology to reduce the cost and complexity of dialysis.
Shares: 7.6 million
Price Range: $22.00-$24.00
Market Cap: $871m-$950m
Trade Date: Wednesday 9/16
Underwriter(s): BofA Securities, Morgan Stanley, Goldman Sachs, SVB Leerink, Stifel
Terms Added: 9-9-20

Company: StepStone Group Inc.
Symbol: STEP
Description: They are a global private markets investment firm focused on providing customized investment solutions and advisory and data services to our clients.
Shares: 17.5 million
Price Range: $15.00-$17.00
Trade Date: Wednesday, 9/16
Market Cap: $1.4b-$1.6b
Underwriter(s): J.P. Morgan, Goldman Sachs, Morgan Stanley, Barclays, UBS Investment Bank
Terms Added: 9-9-20

Company: Dyne Therapeutics Inc.
Symbol: DYN
Description: They are building a leading muscle disease company focused on advancing innovative life-transforming therapeutics for patients with genetically driven diseases.
Shares: 10.3 million
Price Range: $16.00-$18.00
Trade Date: Thursday, 9/17
Market Cap: $667m-$750m
Underwriter(s): J.P. Morgan, Jefferies, Piper Sandler, Stifel
Terms Added: 9-10-20