New Filings & Updated Terms (ending 10.4.19am)


NEW FILINGS

Company: Progyny, Inc.
Symbol: PGNY
Description: They envision a world where anyone who wants to have a child can do so. Our mission is to make dreams of parenthood come true through healthy, timely and supported fertility journeys.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): J.P. Morgan, Goldman Sachs & Co, BofA Merrill Lynch, Citigroup
Co-Manager: Piper Jaffray, SVB Leerink, TPG Capital
Filed: 9-27-19
Listed Cash Raise: $100m

Company: Beam Therapeutics, Inc.
Symbol: BEAM
Description: They are a biotechnology company committed to creating a new class of precision genetic medicines based on our proprietary base editing technology, with a vision of providing life-long cures to patients suffering from serious diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): JP Morgan, Jefferies, Barclays
Co-Manager: Wedbush PacGrow
Filed: 9-27-19
Listed Cash Raise: $100m

Company: Youdao, Inc
Symbol: DAO
Description: For over a decade, Youdao has developed and used technologies to provide learning content, applications and solutions to users of all ages.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Citigroup, Morgan Stanley, CICC, HSBC
Filed: 9-30-19
Listed Cash Raise: $300m

Company: 36Kr Holdings Inc.
Symbol: TBD
Description: They are a prominent brand and a pioneering platform dedicated to serving New Economy participants in China.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Credit Suisse, CICC
Filed: 9-30-19
Listed Cash Raise: $100m

Company: Fortis Minerals LLC
Symbol: NRI
Description: They are a returns-focused company formed to pursue oil and natural gas mineral and royalty interest opportunities in leading oil-weighted onshore domestic resource plays.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Credit Suisse, Goldman Sachs & Co, Barclays Citigroup, J.P. Morgan, RBC Capital Markets, Scotia Howard Weil, UBS Investment Bank, Wells Fargo Securities
Co-Manager: Raymond James, Simmons Energy, Tudor Pickering Holt & Co.
Filed: 9-30-19
Listed Cash Raise: $100m

Company: Aesthetic Medical International Holdings Group Limited
Symbol: AIH
Description: They are a leading provider of aesthetic medical services in China.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Cantor, Haitong International
Co-Manager: Prime Number Capital, Maxim Group, CMBI, Zinvest Global
Filed: 9-30-19
Listed Cash Raise: $80m

Company: 4D Molecular Therapeutics, Inc.
Symbol: DDDD
Description: They are a development stage precision gene therapy company dedicated to pioneering the development of targeted therapies based on our next-generation AAV vectors.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Evercore ISI, William Blair
Co-Manager: Chardan
Filed: 9-30-19
Listed Cash Raise: $100m

Company: Phathom Pharmaceuticals, Inc.
Symbol: PHAT
Description: They are a late clinical-stage biopharmaceutical company focused on developing and commercializing novel treatments for gastrointestinal, or GI, diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Jefferies, Evercore ISI
Co-Manager: Needham & Co.
Filed: 9-30-19
Listed Cash Raise: $100m

Company: Cabaletta Bio, Inc.
Symbol: CABA
Description: They are a clinical-stage biotechnology company focused on the discovery and development of engineered T cell therapies for B cell-mediated autoimmune diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Morgan Stanley, Cowen, Evercore ISI
Filed: 9-30-19
Listed Cash Raise: $100m

TERMS ADDED

Company: Vir Biotechnology, Inc.
Symbol: VIR
Description: They are a clinical-stage immunology company focused on combining immunologic insights with cutting-edge technologies to treat and prevent serious infectious diseases.
Shares: 7.1 million
Price Range: $20.00-$22.00
Market Cap: $2.2b-$2.42b
Trade Date: Friday, 10/11
Underwriter(s): Goldman Sachs, JP Morgan, Cowen, Barclays
Terms Added: 9-30-19

Company: Karat Packaging Inc.
Symbol: KRAT
Description: They are a rapidly-growing manufacturer and distributor of environmentally-friendly, single-use disposable products primarily used in restaurants and foodservice settings.
Shares: 5 million
Price Range: $7.00-$9.00
Market Cap: $140m-$181m
Trade Date: Wk of 10/14
Underwriter(s): National Securities
Co-Manager: Loop Capital Markets LLC
Terms Added: 9-30-19

Company: HBT Financial, Inc.
Symbol: HBT
Description: They are HBT Financial, Inc. (formerly known as Heartland Bancorp, Inc.), a bank holding company headquartered in Bloomington, Illinois.
Shares: 8.3 million
Price Range: $17.00-$19.00
Market Cap: $450m-$500m
Trade Date: Friday, 10/11
Underwriter(s): Keefe Bruyette & Woods, J.P. Morgan
Terms Added: 10-1-19

New Filings & Updated Terms (ending 10.4.19am)
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