| COMPANY | SYMBOL | TYPE | PRICE | Shares | Trade Date | UNDERWRITER (S) |
| AMTD International Inc. | HKIB | IPO | $8.10-$8.48 | 20.8 million ADSs | 8/5/2019 | AMTD Global Markets, Loop Capital Markets, MasterLink, Tiger Brokers, ViewTrade Securities |
| Farmmi, Inc. | FAMI | IPO | $4.00-$4.00 | 1.68 million | 2/16/2018 | Viewtrade Securities |
| Golden Bull Limited | DNJR | IPO | $4.00-$4.50 | 1.55 million | 3/20/2018 | Viewtrade Securities |
| Newater Technologies | NEWA | IPO | $4.00-$5.00 | 1.4 million | 7/28/2017 | Viewtrade Securities |
| ReTo Eco-Solutions, Inc. | RETO | IPO | $4.50-$5.50 | 2.8 million | 11/29/2017 | Viewtrade Securities |
| Senmiao Technology Limited | AIHS | IPO | $4.00-$4.50 | 3 million | 3/16/2018 | Viewtrade Securities |
| Tantech Holdings, Ltd. | TANH | IPO | Priced at $4.00 | 3.2 million | 3/24/2015 | ViewTrade Securities |
| TDH Holdings, Inc. | PETZ | IPO | $4.00-$4.50 | 1.325 million | 9/21/2017 | Viewtrade Securities |
| The Future Education Group, Inc. | FEGI | IPO | TBD | TBD | 0/0/0 | Viewtrade Securities |
| Yulong Eco-materials Ltd. | YECO | IPO | $6.25-$7.25 | 2.25 million | 6/26/2015 | Axiom Capital Management, Inc.,Northland Capital Markets, ViewTrade Securities |
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