| COMPANY | SYMBOL | TYPE | PRICE | Shares | Trade Date | UNDERWRITER (S) |
| AgEagle Aerial Systems | UAVSU | IPO | $4.25-$4.25 | 2.75 million | 0/0/0 | Northland Capital Markets, Roth Capital Partners |
| Airgain, Inc. | AIRG | IPO | $9.00-$10.00 | 1.5 million | 8/12/2016 | Northland Capital Markets, Wunderlich |
| Sensus Healthcare | SRTS | IPO | $6.25-$6.25 | 2 million | 6/3/2016 | Northland Capital Markets, Neidiger Tucker Bruner Inc |
| ShotSpotter, Inc. | SSTI | IPO | $10.00-$12.00 | 2.8 million | 6/7/2017 | Roth Capital Partners, Northland Capital Markets |
| Sky Solar Holdings | SKYS | IPO | $10.00-$12.00 | 5.5 million ADSs | 11/13/2014 | Roth Capital Partners, Northland Capital Markets
|
| Yulong Eco-materials Ltd. | YECO | IPO | $6.25-$7.25 | 2.25 million | 6/26/2015 | Axiom Capital Management, Inc.,Northland Capital Markets, ViewTrade Securities |
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