| COMPANY | SYMBOL | TYPE | PRICE | Shares | Trade Date | UNDERWRITER (S) |
| AzurRx, Inc. | AZRX | IPO | $6.00-$8.00 | 960 thousand | 10/11/2016 | WallachBeth Capital, Network 1 Financial |
| China Internet Nationwide Financial Services | CIFS | IPO | $10.00-$10.00 | 2.02 million | 8/8/2017 | Boustead Securities, Network 1 Financial Securities |
| Co-Diagnostics, Inc. | CODX | IPO | $6.35-$6.75 | 1.2 million | 7/12/2017 | WallachBeth Capital, LLC, Network 1 Financial Securities |
| Dragon Victory International Limited | LYL | IPO | $6.00-$6.00 | 1.4 million | 10/20/2017 | Boustead Securities, Network 1 Financial Securities |
| FOTV Media Networks | FOTV | IPO | $8.00-$8.00 | 3.75 million | 0/0/0 | Monarch Bay Securities, Network 1 Financial Securities |
| Fuling Global | FORK | IPO | $5.00-$5.00 | 4 million | 11/4/2015 | Burnham Securities, Network 1 Financial Securities |
| Genprex, Inc. | GNPX | IPO | $5.00-$5.00 | 1.3 million | 3/29/2018 | Network 1 Financial |
| Hailiang Education Group | HLG | IPO | $6.00-$8.00 | 2.5 million ADSs | 0/0/0 | Network 1 Financial Services |
| Hancock Jaffe Laboratories, Inc. | HJLI | IPO | $6.00-$8.00 | 1.5 million | 5/31/2018 | Network 1 Financial |
| Hexindai, Inc | HX | IPO | $10.00-$10.00 | 5 million | 11/3/2017 | Network 1 Securities |
| HyreCar, Inc. | HYRE | IPO | $5.00-$6.00 | 2.5 million | 6/27/2018 | Network 1 Financial |
| Jerash Holdings (US), Inc. | JRSH | IPO | $7.00-$7.00 | 1.43 million | 5/3/2018 | Network 1 Financial |
| Moleculin Biotech, Inc. | MBRX | IPO | $5.00-$6.00 | 1.54 million | 6/2/2016 | Bonwick Capital Partners LLC, Network 1 Financial Securities |
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