| COMPANY | SYMBOL | TYPE | PRICE | Shares | Trade Date | UNDERWRITER (S) |
| Medovex Corp. | MDVX | IPO | Priced at $5.75 | 1.39 million | 0/0/0 | Laidlaw & Company |
| PhaseRx, Inc. | PZRX | IPO | $5.00-$7.00 | 3.7 million | 5/18/2016 | Laidlaw & Co., Roth Capital Partners |
| Viking Therapeutics, Inc. | VKTX | IPO | $10.00-$12.00 | 3 million | 4/29/2015 | Laidlaw & Company (UK) Ltd. |